603 Page 1 of 10 4/25/2019
Form 603 | ||||
Corporations Act 2001 | ||||
Section 671B | ||||
Notice of initial substantial holder | ||||
ToCompany Name/Scheme | Whitehaven Coal Limited | |||
ACN/ARSN | ACN 124 425 396 | |||
1. Details of substantial holder | ||||
Name | Prudential Plc and its subsidiary companies (See Annexure A) | |||
ACN/ARSN (if applicable) | ||||
The holder became a substantial holder on | 23 April 2019 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) | |
NPV Shares | 52,580,134 | 52,580,134 | 5.12% | |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of |
securities | ||
Power to exercise or control the exercise of, a | ||
M&G Investment Management Limited | right to vote attached to the securities Power to | 319,553 |
dispose of, or control the exercise of a power to | ||
dispose of, the securities | ||
Power to control the voting and/ or disposal of | ||
Eastspring Investments (Singapore) Limited | securities pursuant to its position held as | 52,260,581 |
investment manager in accordance with | ||
investment mandates | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Registered holder of | Person entitled to be registered as | Class and number of | |||
Holder of Relevant Interest | securities | holder(8) | securities | ||
Eastspring Investments | HSBC Bank Australia | ||||
(Singapore) Limited | Limited | HSBC Bank Australia Limited | NPV Shares 14,103,531 | ||
Eastspring Investments | HSBC Bank Australia | ||||
(Singapore) Limited | Limited | HSBC Bank Australia Limited | NPV Shares 7,714,005 | ||
Eastspring Investments | HSBC Custody Nominees | ||||
(Singapore) Limited | (Australia) Limited | HSBC Custody Nominees (Australia) Limited | NPV Shares 4,246,104 | ||
Eastspring Investments | Citicorp Nominees Pty Ltd, | ||||
(Singapore) Limited | Melbourne | Citicorp Nominees Pty Ltd, Melbourne | NPV Shares 1,999,130 | ||
Eastspring Investments | HSBC Bank Australia | ||||
(Singapore) Limited | Limited | HSBC Bank Australia Limited | NPV Shares 731,941 | ||
Eastspring Investments | HSBC Bank Australia | ||||
(Singapore) Limited | Limited | HSBC Bank Australia Limited | NPV Shares 95,808 | ||
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Eastspring Investments | National Australia Bank | |||||
(Singapore) Limited | Limited | National Australia Bank Limited | NPV Shares 72,954 | |||
Eastspring Investments | HSBC Bank Australia | |||||
(Singapore) Limited | Limited | HSBC Bank Australia Limited | NPV Shares 44,804 | |||
Eastspring Investments | HSBC Custody Nominees | |||||
(Singapore) Limited | (Australia) Limited | HSBC Custody Nominees (Australia) Limited | NPV Shares 893,975 | |||
Eastspring Investments | HSBC Custody Nominees | |||||
(Singapore) Limited | (Australia) Limited | HSBC Custody Nominees (Australia) Limited | NPV Shares 22,358,329 | |||
M&G Investment | HSBC Custody Nominees | |||||
Management Limited | (Australia) Limited | HSBC Custody Nominees (Australia) Limited | NPV Shares 150,314 | |||
M&G Investment | HSBC Custody Nominees | |||||
Management Limited | (Australia) Limited | HSBC Custody Nominees (Australia) Limited | NPV Shares 119,857 | |||
M&G Investment | HSBC Custody Nominees | |||||
Management Limited | (Australia) Limited | HSBC Custody Nominees (Australia) Limited | NPV Shares 49,382 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Person whose | Consideration given | Person's | |||||
Date of | Nature of | Class and number of securities | |||||
relevant interest | in relation to | votes | |||||
change | Change(6) | affected | |||||
change(7) | affected | ||||||
changed | |||||||
08/01/2019 | Eastspring Investments (Singapore) Limited | Purchase | $281,157 | NPV Ordinary Shares 62,071 | 62,071 | ||
08/01/2019 | Eastspring Investments (Singapore) Limited | Purchase | $90,364 | NPV Ordinary Shares 20,000 | 20,000 | ||
09/01/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,393,913 | NPV Ordinary Shares 304,122 | 304,122 | ||
09/01/2019 | Eastspring Investments (Singapore) Limited | Sale | $11,930 | NPV Ordinary Shares 2,657 | 2,657 | ||
16/01/2019 | Eastspring Investments (Singapore) Limited | Purchase | $11,073 | NPV Ordinary Shares 2,436 | 2,436 | ||
16/01/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,669,217 | NPV Ordinary Shares 367,216 | 367,216 | ||
16/01/2019 | M&G Investment Management Limited | Purchase | $89,517 | NPV Ordinary Shares 19,693 | 19,693 | ||
17/01/2019 | Eastspring Investments (Singapore) Limited | Purchase | $500,204 | NPV Ordinary Shares 104,501 | 104,501 | ||
21/01/2019 | Eastspring Investments (Singapore) Limited | Purchase | $477,620 | NPV Ordinary Shares 99,151 | 99,151 | ||
21/01/2019 | M&G Investment Management Limited | Purchase | $6,845 | NPV Ordinary Shares 1,421 | 1,421 | ||
21/01/2019 | M&G Investment Management Limited | Purchase | $13,411 | NPV Ordinary Shares 2,784 | 2,784 | ||
11/02/2019 | Eastspring Investments (Singapore) Limited | Purchase | $280,787 | NPV Ordinary Shares 59,742 | 59,742 | ||
11/02/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,331,618 | NPV Ordinary Shares 283,323 | 283,323 | ||
11/02/2019 | M&G Investment Management Limited | Purchase | $5,974,320 | NPV Ordinary Shares 1,271,132 | 1,271,132 | ||
11/02/2019 | M&G Investment Management Limited | Purchase | $271,345 | NPV Ordinary Shares 57,733 | 57,733 | ||
14/02/2019 | Eastspring Investments (Singapore) Limited | Sale | $4,631 | NPV Ordinary Shares 975 | 975 | ||
27/02/2019 | Eastspring Investments (Singapore) Limited | Sale | $159,928 | NPV Ordinary Shares 35,892 | 35,892 | ||
27/02/2019 | Eastspring Investments (Singapore) Limited | Purchase | $211,256 | NPV Ordinary Shares 47,300 | 47,300 | ||
27/02/2019 | Eastspring Investments (Singapore) Limited | Sale | $11,889 | NPV Ordinary Shares 2,682 | 2,682 | ||
04/03/2019 | Eastspring Investments (Singapore) Limited | Purchase | $10,976 | NPV Ordinary Shares 2,557 | 2,557 | ||
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06/03/2019 | Eastspring Investments (Singapore) Limited | Sale | $2,173,799 | NPV Ordinary Shares 486,853 | 486,853 | |||
08/03/2019 | Eastspring Investments (Singapore) Limited | Sale | $150,309 | NPV Ordinary Shares 33,744 | 33,744 | |||
12/03/2019 | Eastspring Investments (Singapore) Limited | Sale | $7,191 | NPV Ordinary Shares 1,604 | 1,604 | |||
13/03/2019 | Eastspring Investments (Singapore) Limited | Purchase | $395,161 | NPV Ordinary Shares 90,236 | 90,236 | |||
15/03/2019 | Eastspring Investments (Singapore) Limited | Sale | $12,123 | NPV Ordinary Shares 2,757 | 2,757 | |||
18/03/2019 | Eastspring Investments (Singapore) Limited | Purchase | $11,295 | NPV Ordinary Shares 2,629 | 2,629 | |||
19/03/2019 | M&G Investment Management Limited | Sale | $44,814 | NPV Ordinary Shares 10,747 | 10,747 | |||
22/03/2019 | Eastspring Investments (Singapore) Limited | Sale | $12,486 | NPV Ordinary Shares 3,009 | 3,009 | |||
25/03/2019 | Eastspring Investments (Singapore) Limited | Purchase | $666,488 | NPV Ordinary Shares 163,435 | 163,435 | |||
28/03/2019 | Eastspring Investments (Singapore) Limited | Purchase | $2,931,041 | NPV Ordinary Shares 735,131 | 735,131 | |||
28/03/2019 | M&G Investment Management Limited | Purchase | $24,470 | NPV Ordinary Shares 6,087 | 6,087 | |||
02/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $2,905,630 | NPV Ordinary Shares 698,704 | 698,704 | |||
04/04/2019 | M&G Investment Management Limited | Purchase | $29,467 | NPV Ordinary Shares 7,258 | 7,258 | |||
08/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $6,164 | NPV Ordinary Shares 1,597 | 1,597 | |||
10/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $664 | NPV Ordinary Shares 171 | 171 | |||
10/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $16,103 | NPV Ordinary Shares 4,145 | 4,145 | |||
10/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $2,639,806 | NPV Ordinary Shares 665,257 | 665,257 | |||
10/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $25,726 | NPV Ordinary Shares 6,622 | 6,622 | |||
10/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $4,216,900 | NPV Ordinary Shares 1,062,700 | 1,062,700 | |||
10/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,057 | NPV Ordinary Shares 272 | 272 | |||
10/04/2019 | M&G Investment Management Limited | Purchase | $33,661 | NPV Ordinary Shares 8,631 | 8,361 | |||
10/04/2019 | M&G Investment Management Limited | Purchase | $8 | NPV Ordinary Shares 2 | 2 | |||
10/04/2019 | M&G Investment Management Limited | Purchase | $183 | NPV Ordinary Shares 47 | 47 | |||
10/04/2019 | M&G Investment Management Limited | Purchase | $29,800 | NPV Ordinary Shares 7,510 | 7,510 | |||
10/04/2019 | M&G Investment Management Limited | Purchase | $16 | NPV Ordinary Shares 4 | 4 | |||
10/04/2019 | M&G Investment Management Limited | Purchase | $357 | NPV Ordinary Shares 92 | 92 | |||
10/04/2019 | M&G Investment Management Limited | Purchase | $58.335 | NPV Ordinary Shares 14.701 | 14.701 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,101,102 | NPV Ordinary Shares 269,878 | 269,878 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $380,594 | NPV Ordinary Shares 95,629 | 95,629 | |||
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11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $610,122 | NPV Ordinary Shares 155,188 | 155,188 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $927,321 | NPV Ordinary Shares 233,001 | 233,001 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $2,682,841 | NPV Ordinary Shares 657,559 | 657,559 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,486,563 | NPV Ordinary Shares 378,116 | 378,116 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $468 | NPV Ordinary Shares 119 | 119 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $291 | NPV Ordinary Shares 73 | 73 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $845 | NPV Ordinary Shares 207 | 207 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $4,285,640 | NPV Ordinary Shares 1,050,402 | 1,050,402 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $2,374,673 | NPV Ordinary Shares 604,012 | 604,012 | |||
11/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,481,327 | NPV Ordinary Shares 372,202 | 372,202 | |||
11/04/2019 | M&G Investment Management Limited | Purchase | $16,780 | NPV Ordinary Shares 4,268 | 4,268 | |||
11/04/2019 | M&G Investment Management Limited | Purchase | $10,467 | NPV Ordinary Shares 2,630 | 2,630 | |||
11/04/2019 | M&G Investment Management Limited | Purchase | $30,286 | NPV Ordinary Shares 7,423 | 7,423 | |||
11/04/2019 | M&G Investment Management Limited | Purchase | $20,493 | NPV Ordinary Shares 5,149 | 5,149 | |||
11/04/2019 | M&G Investment Management Limited | Purchase | $59,286 | NPV Ordinary Shares 14,531 | 14,531 | |||
11/04/2019 | M&G Investment Management Limited | Purchase | $32,852 | NPV Ordinary Shares 8,356 | 8,356 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $81,048 | NPV Ordinary Shares 19,934 | 19,934 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $546,476 | NPV Ordinary Shares 134,939 | 134,939 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $436,662 | NPV Ordinary Shares 107,951 | 107,951 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,063,932 | NPV Ordinary Shares 263,024 | 263,024 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $197,476 | NPV Ordinary Shares 48,570 | 48,570 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,331,489 | NPV Ordinary Shares 328,779 | 328,779 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $61 | NPV Ordinary Shares 15 | 15 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $417 | NPV Ordinary Shares 103 | 103 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $336 | NPV Ordinary Shares 83 | 83 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $2,126,963 | NPV Ordinary Shares 525,202 | 525,202 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $315,453 | NPV Ordinary Shares 77,587 | 77,587 | |||
12/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,699,551 | NPV Ordinary Shares 420,161 | 420,161 | |||
12/04/2019 | M&G Investment Management Limited | Purchase | $15,029 | NPV Ordinary Shares 3,711 | 3,711 | |||
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12/04/2019 | M&G Investment Management Limited | Purchase | $12,010 | NPV Ordinary Shares 2,969 | 2,969 | |||
12/04/2019 | M&G Investment Management Limited | Purchase | $2,228 | NPV Ordinary Shares 548 | 548 | |||
12/04/2019 | M&G Investment Management Limited | Purchase | $29,426 | NPV Ordinary Shares 7,266 | 7,266 | |||
12/04/2019 | M&G Investment Management Limited | Purchase | $23,510 | NPV Ordinary Shares 5,812 | 5,812 | |||
12/04/2019 | M&G Investment Management Limited | Purchase | $4,363 | NPV Ordinary Shares 1,073 | 1,073 | |||
15/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $318,560 | NPV Ordinary Shares 76,196 | 76,196 | |||
15/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $776,166 | NPV Ordinary Shares 185,650 | 185,650 | |||
15/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $242 | NPV Ordinary Shares 58 | 58 | |||
15/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,239,866 | NPV Ordinary Shares 296,562 | 296,562 | |||
15/04/2019 | M&G Investment Management Limited | Purchase | $8,763 | NPV Ordinary Shares 2,096 | 2,096 | |||
15/04/2019 | M&G Investment Management Limited | Purchase | $17,154 | NPV Ordinary Shares 4,103 | 4,103 | |||
16/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $122,093 | NPV Ordinary Shares 29,047 | 29,047 | |||
16/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,777,683 | NPV Ordinary Shares 422,423 | 422,423 | |||
16/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $63,119 | NPV Ordinary Shares 15,023 | 15,023 | |||
16/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $297,476 | NPV Ordinary Shares 70,772 | 70,772 | |||
16/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $153,796 | NPV Ordinary Shares 36,605 | 36,605 | |||
16/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $50 | NPV Ordinary Shares 12 | 12 | |||
16/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $92 | NPV Ordinary Shares 22 | 22 | |||
16/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $245,674 | NPV Ordinary Shares 58,473 | 58,473 | |||
16/04/2019 | M&G Investment Management Limited | Purchase | $1,735 | NPV Ordinary Shares 413 | 413 | |||
16/04/2019 | M&G Investment Management Limited | Purchase | $3,399 | NPV Ordinary Shares 809 | 809 | |||
17/04/2019 | Eastspring Investments (Singapore) Limited | Sale | $943,421 | NPV Ordinary Shares 226,110 | 226,110 | |||
17/04/2019 | Eastspring Investments (Singapore) Limited | Sale | $4,396,764 | NPV Ordinary Shares 1,051,631 | 1,051,631 | |||
17/04/2019 | M&G Investment Management Limited | Sale | $176,434 | NPV Ordinary Shares 42,200 | 42,200 | |||
17/04/2019 | M&G Investment Management Limited | Sale | $766,923 | NPV Ordinary Shares 183,435 | 183,435 | |||
18/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,067,402 | NPV Ordinary Shares 241,461 | 241,461 | |||
18/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $1,859,446 | NPV Ordinary Shares 420,632 | 420,632 | |||
18/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $218,440 | NPV Ordinary Shares 49,414 | 49,414 | |||
18/04/2019 | Eastspring Investments (Singapore) Limited | Purchase | $26,148 | NPV Ordinary Shares 5,915 | 5,915 | |||
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Whitehaven Coal Limited published this content on 26 April 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 25 April 2019 22:52:09 UTC