Nomura International PLC (EPT)

?

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

09 January 2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?                         

Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

USD 0.01 ordinary

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,086,821

0.100

5,247,497

0.074

(2) Derivatives (other than options):



2,895,133

0.041

(3) Options and agreements to purchase/sell:





TOTAL:

7,086,821

0.100

8,142,630

0.115

Class of relevant security:

5% guaranteed convertible bonds due December 2014

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

4,200,000

0.183

(2) Derivatives (other than options):





(3) Options and agreements to purchase/sell:





TOTAL:

0

0

4,200,000

0.183

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:


If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

Purchase

82

3.7555

Ordinary shares

Purchase

1,751

3.7600

Ordinary shares

Purchase

1,800

3.7625

Ordinary shares

Purchase

936

3.7630

Ordinary shares

Purchase

3,419

3.7640

Ordinary shares

Purchase

2,273

3.7650

Ordinary shares

Purchase

11,524

3.7655

Ordinary shares

Purchase

2,063

3.7665

Ordinary shares

Purchase

658

3.7710

Ordinary shares

Purchase

1,548

3.7720

Ordinary shares

Purchase

845

3.7730

Ordinary shares

Purchase

800

3.7735

Ordinary shares

Purchase

9,004

3.7755

Ordinary shares

Purchase

1,975

3.7760

Ordinary shares

Purchase

700

3.7765

Ordinary shares

Purchase

4,072

3.7770

Ordinary shares

Purchase

287

3.7775

Ordinary shares

Purchase

296

3.7785

Ordinary shares

Purchase

913

3.7805

Ordinary shares

Purchase

3,689

3.7810

Ordinary shares

Purchase

4,353

3.7815

Ordinary shares

Purchase

3,000

3.7820

Ordinary shares

Purchase

922

3.7830

Ordinary shares

Purchase

3,365

3.7835

Ordinary shares

Purchase

368

3.7840

Ordinary shares

Purchase

845

3.7845

Ordinary shares

Purchase

308

3.7855

Ordinary shares

Purchase

340,945

3.7858

Ordinary shares

Purchase

700

3.7865

Ordinary shares

Purchase

2,600

3.7870

Ordinary shares

Purchase

700

3.7880

Ordinary shares

Purchase

1,641

3.7885

Ordinary shares

Purchase

586

3.7900

Ordinary shares

Purchase

1,006

3.7905

Ordinary shares

Purchase

1,219

3.7945

Ordinary shares

Purchase

1,685

3.7975

Ordinary shares

Purchase

835

3.7995

Ordinary shares

Purchase

2,500

3.8000

Ordinary shares

Purchase

547

3.8015

Ordinary shares

Purchase

901

3.8050

Ordinary shares

Purchase

598

3.8075

Ordinary shares

Purchase

1,090

3.8080

Ordinary shares

Purchase

3,869

3.8085

Ordinary shares

Purchase

844

3.8090

Ordinary shares

Purchase

844

3.8125

Ordinary shares

Purchase

1,683

3.8140

Ordinary shares

Purchase

2,688

3.8170

Ordinary shares

Purchase

1,540

3.8185

Ordinary shares

Purchase

1,400

3.8190

Ordinary shares

Purchase

1,389

3.8215

Ordinary shares

Purchase

844

3.8220

Ordinary shares

Purchase

10,679

3.8240

Ordinary shares

Purchase

866

3.8255

Ordinary shares

Purchase

401

3.8265

Ordinary shares

Purchase

838

3.8270

Ordinary shares

Purchase

1,177

3.8280

Ordinary shares

Purchase

3,827

3.8285

Ordinary shares

Purchase

2,629

3.8290

Ordinary shares

Purchase

1,511

3.8295

Ordinary shares

Purchase

1,677

3.8300

Ordinary shares

Purchase

5,259

3.8310

Ordinary shares

Purchase

2,394

3.8335

Ordinary shares

Purchase

1,248,346

3.8373

Ordinary shares

Purchase

458,358

3.8399

Ordinary shares

Purchase

838

3.8400

Ordinary shares

Purchase

838

3.8420

Ordinary shares

Purchase

838

3.8445

Ordinary shares

Purchase

7,619

3.8450

Ordinary shares

Purchase

838

3.8455

Ordinary shares

Purchase

1,536

3.8485

Ordinary shares

Purchase

3,155

3.8490

Ordinary shares

Purchase

2,249

3.8495

Ordinary shares

Purchase

39,094

3.8500

Ordinary shares

Purchase

2,321

3.8505

Ordinary shares

Purchase

1,676

3.8510

Ordinary shares

Purchase

511,323

3.8515

Ordinary shares

Purchase

4,400

3.8520

Ordinary shares

Purchase

7,036

3.8525

Ordinary shares

Purchase

1,021

3.8530

Ordinary shares

Purchase

3,696

3.8535

Ordinary shares

Purchase

4,152

3.8540

Ordinary shares

Purchase

1,387

3.8545

Ordinary shares

Purchase

16,501

3.8550

Ordinary shares

Purchase

1,831

3.8555

Ordinary shares

Purchase

830

3.8560

Ordinary shares

Purchase

4,989

3.8565

Ordinary shares

Purchase

6,786

3.8570

Ordinary shares

Purchase

2,858

3.8575

Ordinary shares

Purchase

3,628

3.8580

Ordinary shares

Purchase

3,326

3.8585

Ordinary shares

Purchase

400,000

3.8586

Ordinary shares

Purchase

6,957

3.8590

Ordinary shares

Purchase

8,897

3.8595

Ordinary shares

Purchase

3,324

3.8600

Ordinary shares

Purchase

2,494

3.8605

Ordinary shares

Purchase

10,593

3.8610

Ordinary shares

Purchase

830

3.8615

Ordinary shares

Purchase

830

3.8620

Ordinary shares

Purchase

6,510

3.8625

Ordinary shares

Purchase

1,077

3.8630

Ordinary shares

Purchase

5,129

3.8640

Ordinary shares

Sale

8,452

3.7555

Ordinary shares

Sale

1,567

3.7560

Ordinary shares

Sale

400

3.7565

Ordinary shares

Sale

16,870

3.7570

Ordinary shares

Sale

7,690

3.7575

Ordinary shares

Sale

300

3.7580

Ordinary shares

Sale

1,928

3.7585

Ordinary shares

Sale

241

3.7595

Ordinary shares

Sale

7,179

3.7600

Ordinary shares

Sale

9,477

3.7605

Ordinary shares

Sale

8,132

3.7610

Ordinary shares

Sale

6,497

3.7615

Ordinary shares

Sale

10,600

3.7620

Ordinary shares

Sale

1,066

3.7625

Ordinary shares

Sale

2,306

3.7630

Ordinary shares

Sale

10,727

3.7635

Ordinary shares

Sale

23,144

3.7640

Ordinary shares

Sale

6,348

3.7645

Ordinary shares

Sale

18,702

3.7650

Ordinary shares

Sale

13,329

3.7655

Ordinary shares

Sale

4,191

3.7660

Ordinary shares

Sale

25,098

3.7665

Ordinary shares

Sale

13,105

3.7670

Ordinary shares

Sale

22,934

3.7675

Ordinary shares

Sale

16,635

3.7680

Ordinary shares

Sale

4,718

3.7685

Ordinary shares

Sale

6,800

3.7690

Ordinary shares

Sale

8,160

3.7695

Ordinary shares

Sale

11,000

3.7700

Ordinary shares

Sale

2,738

3.7705

Ordinary shares

Sale

4,843

3.7710

Ordinary shares

Sale

3,826

3.7715

Ordinary shares

Sale

2,728

3.7725

Ordinary shares

Sale

3,937

3.7730

Ordinary shares

Sale

2,537

3.7735

Ordinary shares

Sale

6,844

3.7740

Ordinary shares

Sale

3,844

3.7745

Ordinary shares

Sale

8,033

3.7750

Ordinary shares

Sale

6,280

3.7755

Ordinary shares

Sale

4,955

3.7760

Ordinary shares

Sale

1,484

3.7765

Ordinary shares

Sale

6,513

3.7770

Ordinary shares

Sale

3,044

3.7775

Ordinary shares

Sale

2,650

3.7780

Ordinary shares

Sale

8,682

3.7785

Ordinary shares

Sale

1,100

3.7790

Ordinary shares

Sale

9,565

3.7795

Ordinary shares

Sale

7,646

3.7800

Ordinary shares

Sale

6,407

3.7805

Ordinary shares

Sale

5,723

3.7810

Ordinary shares

Sale

6,148

3.7815

Ordinary shares

Sale

8,701

3.7820

Ordinary shares

Sale

110

3.7825

Ordinary shares

Sale

2,368

3.7830

Ordinary shares

Sale

2,295

3.7835

Ordinary shares

Sale

2,374

3.7840

Ordinary shares

Sale

2,714

3.7845

Ordinary shares

Sale

3,820

3.7850

Ordinary shares

Sale

3,940

3.7855

Ordinary shares

Sale

7,975

3.7865

Ordinary shares

Sale

5,250

3.7870

Ordinary shares

Sale

3,100

3.7875

Ordinary shares

Sale

8,173

3.7880

Ordinary shares

Sale

10,572

3.7885

Ordinary shares

Sale

2,350

3.7890

Ordinary shares

Sale

2,600

3.7895

Ordinary shares

Sale

2,237

3.7900

Ordinary shares

Sale

1,445

3.7905

Ordinary shares

Sale

2,145

3.7910

Ordinary shares

Sale

2,606

3.7920

Ordinary shares

Sale

2,809

3.7925

Ordinary shares

Sale

2,737

3.7930

Ordinary shares

Sale

1,008

3.7935

Ordinary shares

Sale

400

3.7940

Ordinary shares

Sale

1,041

3.7945

Ordinary shares

Sale

44

3.7950

Ordinary shares

Sale

1,540

3.7955

Ordinary shares

Sale

1,221

3.7960

Ordinary shares

Sale

610,000

3.7962

Ordinary shares

Sale

1,145

3.7965

Ordinary shares

Sale

2,773

3.7970

Ordinary shares

Sale

1,241

3.7975

Ordinary shares

Sale

5,045

3.7980

Ordinary shares

Sale

1,145

3.7985

Ordinary shares

Sale

4,079

3.7990

Ordinary shares

Sale

3,861

3.7995

Ordinary shares

Sale

7,442

3.8000

Ordinary shares

Sale

5,358

3.8005

Ordinary shares

Sale

845

3.8010

Ordinary shares

Sale

3,890

3.8015

Ordinary shares

Sale

3,241

3.8020

Ordinary shares

Sale

1,184

3.8025

Ordinary shares

Sale

600

3.8030

Ordinary shares

Sale

1,345

3.8035

Ordinary shares

Sale

3,697

3.8040

Ordinary shares

Sale

1,616

3.8045

Ordinary shares

Sale

3,990

3.8050

Ordinary shares

Sale

4,492

3.8055

Ordinary shares

Sale

945

3.8060

Ordinary shares

Sale

3,476

3.8065

Ordinary shares

Sale

2,871

3.8070

Ordinary shares

Sale

841

3.8080

Ordinary shares

Sale

294

3.8085

Ordinary shares

Sale

3,723

3.8090

Ordinary shares

Sale

1,377

3.8095

Ordinary shares

Sale

500

3.8100

Ordinary shares

Sale

2,844

3.8105

Ordinary shares

Sale

400

3.8110

Ordinary shares

Sale

1,998

3.8120

Ordinary shares

Sale

1,630

3.8125

Ordinary shares

Sale

6,705

3.8130

Ordinary shares

Sale

7,501

3.8135

Ordinary shares

Sale

2,760

3.8140

Ordinary shares

Sale

4,020

3.8145

Ordinary shares

Sale

2,065

3.8150

Ordinary shares

Sale

4,300

3.8155

Ordinary shares

Sale

400

3.8160

Ordinary shares

Sale

1,100

3.8170

Ordinary shares

Sale

300

3.8175

Ordinary shares

Sale

4,557

3.8180

Ordinary shares

Sale

300

3.8185

Ordinary shares

Sale

1,398

3.8190

Ordinary shares

Sale

977

3.8195

Ordinary shares

Sale

4,061

3.8200

Ordinary shares

Sale

636

3.8205

Ordinary shares

Sale

800

3.8215

Ordinary shares

Sale

800

3.8220

Ordinary shares

Sale

700

3.8225

Ordinary shares

Sale

2,878

3.8230

Ordinary shares

Sale

7,833

3.8235

Ordinary shares

Sale

393,865

3.8240

Ordinary shares

Sale

12,517

3.8245

Ordinary shares

Sale

1,719

3.8250

Ordinary shares

Sale

2,300

3.8255

Ordinary shares

Sale

75,414

3.8260

Ordinary shares

Sale

12,553

3.8265

Ordinary shares

Sale

8,611

3.8270

Ordinary shares

Sale

1,049

3.8275

Ordinary shares

Sale

900

3.8280

Ordinary shares

Sale

102,203

3.8285

Ordinary shares

Sale

4,846

3.8290

Ordinary shares

Sale

11,071

3.8295

Ordinary shares

Sale

109,708

3.8300

Ordinary shares

Sale

5,485

3.8305

Ordinary shares

Sale

100,828

3.8310

Ordinary shares

Sale

4,040

3.8315

Ordinary shares

Sale

56,531

3.8316

Ordinary shares

Sale

3,700

3.8325

Ordinary shares

Sale

3,460

3.8335

Ordinary shares

Sale

6,322

3.8340

Ordinary shares

Sale

2,335

3.8345

Ordinary shares

Sale

2,666

3.8350

Ordinary shares

Sale

3,862

3.8355

Ordinary shares

Sale

10,287

3.8360

Ordinary shares

Sale

600

3.8380

Ordinary shares

Sale

519

3.8415

Ordinary shares

Sale

100

3.8420

Ordinary shares

Sale

100

3.8425

Ordinary shares

Sale

835

3.8435

Ordinary shares

Sale

200

3.8440

Ordinary shares

Sale

2,070

3.8445

Ordinary shares

Sale

28,926

3.8450

Ordinary shares

Sale

52,628

3.8453

Ordinary shares

Sale

200

3.8460

Ordinary shares

Sale

1,235

3.8480

Ordinary shares

Sale

1,235

3.8485

Ordinary shares

Sale

11,765

3.8490

Ordinary shares

Sale

5,138

3.8495

Ordinary shares

Sale

25,500

3.8499

Ordinary shares

Sale

40,570

3.8500

Ordinary shares

Sale

10,768

3.8505

Ordinary shares

Sale

9,265

3.8510

Ordinary shares

Sale

530,363

3.8515

Ordinary shares

Sale

17,611

3.8520

Ordinary shares

Sale

49,632

3.8525

Ordinary shares

Sale

33,917

3.8530

Ordinary shares

Sale

115,107

3.8535

Ordinary shares

Sale

18,818

3.8540

Ordinary shares

Sale

17,453

3.8545

Ordinary shares

Sale

400,000

3.8547

Ordinary shares

Sale

116,069

3.8550

Ordinary shares

Sale

10,429

3.8555

Ordinary shares

Sale

66,076

3.8560

Ordinary shares

Sale

40,000

3.8563

Ordinary shares

Sale

40,419

3.8565

Ordinary shares

Sale

698

3.8568

Ordinary shares

Sale

22,476

3.8570

Ordinary shares

Sale

7,855

3.8575

Ordinary shares

Sale

20,544

3.8580

Ordinary shares

Sale

73,449

3.8585

Ordinary shares

Sale

6,963

3.8587

Ordinary shares

Sale

64,583

3.8590

Ordinary shares

Sale

41,599

3.8595

Ordinary shares

Sale

20,000

3.8598

Ordinary shares

Sale

47,131

3.8600

Ordinary shares

Sale

35,273

3.8605

Ordinary shares

Sale

38,688

3.8610

Ordinary shares

Sale

9,627

3.8613

Ordinary shares

Sale

17,527

3.8615

Ordinary shares

Sale

38,731

3.8620

Ordinary shares

Sale

24,805

3.8625

Ordinary shares

Sale

10,662

3.8630

Ordinary shares

Sale

20,000

3.8633

Ordinary shares

Sale

6,261

3.8635

Ordinary shares

Sale

191,461

3.8640

Ordinary shares

Sale

5,703

3.8645

Ordinary shares

Sale

3,093

3.8650

Ordinary shares

Sale

1,662

3.8655

Total Buy - 3,253,819

Total Sell - 4,497,288

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(USD)





Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

610,000

3.7962

Ordinary Shares

SWAP

Long

233,970

3.8117

Ordinary Shares

SWAP

Long

246

3.8217

Ordinary Shares

SWAP

Long

211,407

3.8224

Ordinary Shares

SWAP

Long

8,198

3.8515

Ordinary Shares

SWAP

Short

700

3.7765

Ordinary Shares

SWAP

Short

4,726

3.7771

Ordinary Shares

SWAP

Short

210,655

3.8244

(b)        Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit






(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









(ii)        Exercising

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit





(d)        Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)




The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

10/01/2013

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel atmonitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.


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