1. Details of issuer
Name: | Deutsche Lufthansa AG |
Street: | Venloer Str. 151-153 |
Postal code: | 50672 |
City: |
Cologne |
Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
Acquisition/disposal of shares with voting rights | |
X | Acquisition/disposal of instruments |
Change of breakdown of voting rights | |
X |
Other reason: |
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc. |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
27 May 2021 |
6. Total positions
% of voting rights attached to shares |
% of voting rights through instruments |
Total of both in % | Total number of voting rights pursuant to Sec. 41 WpHG | |
New | 0.08 % | 6.80 % | 6.88 % | 597,742,822 |
Previous notification | 0.07 % | 6.04 % | 6.11 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
Direct |
Indirect |
Direct |
Indirect | |
US2515613048 | 0 | 38,023 | 0 % | 0.01 % |
DE0008232125 | 0 | 452,572 | 0 % | 0.08 % |
Total | 490,595 | 0.08 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right To Recall | Open | 18,076,224 | 3.02 % | |
Swap | 31.12.2030 | 161,651 | 0.03 % | |
Call Warrant | 31.12.2030 | 124,399 | 0.02 % | |
Call Option | 15.12.2023 | 3,840,000 | 0.64 % | |
Future | 18.06.2021 | 199,716 | 0.03 % | |
Convertible Bond | 17.11.2025 | 223,765 | 0.04 % | |
Total | 22,625,755 | 3.79 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Put Warrant | 31.12.2030 | Cash | 1,077,854 | 0.18 % | |
Swap | 31.12.2030 | Cash | 4,466,954 | 0.75 % | |
Call Warrant | 31.12.2030 | Cash | 2,903,146 | 0.49 % | |
CFD | 12.05.2031 | Cash | 2,705,394 | 0.45 % | |
Put Option | 20.12.2024 | Physical | 6,872,500 | 1.15 % | |
Total | 18,025,848 | 3.02 % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
The Goldman Sachs Group, Inc. | % | % | % |
GSAM Holdings LLC | % | % | % |
Goldman Sachs Asset Management, L.P. | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman, Sachs & Co. Wertpapier GmbH | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (Cayman) Holding Company | % | % | % |
Goldman Sachs Bank Europe SE | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs & Co. LLC | % | % | % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (UK) L.L.C. | % | % | % |
Goldman Sachs Group UK Limited | % | % | % |
Goldman Sachs International | % | 5.37 % | 5.41 % |
- | % | % | % |
The Goldman Sachs Group, Inc. | % | % | % |
IMD Holdings LLC | % | % | % |
United Capital Financial Partners, Inc. | % | % | % |
United Capital Financial Advisers, LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
Date
01 Jun 2021 |
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Disclaimer
Deutsche Lufthansa AG published this content on 02 June 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 02 June 2021 12:00:05 UTC.