Glencore International Plc : Form 8.5 Glencore International Plc

Nomura International PLC (EPT)

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FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Nomura International Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Xstrata Plc
(d) Date position held/dealing undertaken:	10 January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	USD 0.01 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	6,967,044	0.098	5,337,562	0.075
(2) Derivatives (other than options):			2,791,532	0.039
(3) Options and agreements to purchase/sell:
TOTAL:	6,967,044	0.098	8,129,094	0.114

Class of relevant security:	5% guaranteed convertible bonds due December 2014
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	1,200,000	0.052
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	0	0	1,200,000	0.052

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary shares	Purchase	559	3.8345
Ordinary shares	Purchase	4,540	3.8390
Ordinary shares	Purchase	814	3.8440
Ordinary shares	Purchase	4,918	3.8505
Ordinary shares	Purchase	3,535	3.8510
Ordinary shares	Purchase	1,114	3.8515
Ordinary shares	Purchase	2,364	3.8550
Ordinary shares	Purchase	235,000	3.8553
Ordinary shares	Purchase	2,840	3.8570
Ordinary shares	Purchase	2,598	3.8575
Ordinary shares	Purchase	2,226	3.8580
Ordinary shares	Purchase	1,100	3.8590
Ordinary shares	Purchase	10,661	3.8600
Ordinary shares	Purchase	2,173	3.8620
Ordinary shares	Purchase	6,891	3.8625
Ordinary shares	Purchase	19,298	3.8630
Ordinary shares	Purchase	1,900	3.8635
Ordinary shares	Purchase	2,138	3.8640
Ordinary shares	Purchase	889	3.8645
Ordinary shares	Purchase	32,559	3.8650
Ordinary shares	Purchase	3,146	3.8655
Ordinary shares	Purchase	8,456	3.8660
Ordinary shares	Purchase	4,097	3.8665
Ordinary shares	Purchase	3,500	3.8670
Ordinary shares	Purchase	6,285	3.8675
Ordinary shares	Purchase	1,242	3.8680
Ordinary shares	Purchase	2,538	3.8685
Ordinary shares	Purchase	36,033	3.8690
Ordinary shares	Purchase	23,695	3.8695
Ordinary shares	Purchase	2,643	3.8700
Ordinary shares	Purchase	130	3.8705
Ordinary shares	Purchase	11,241	3.8710
Ordinary shares	Purchase	9,989	3.8715
Ordinary shares	Purchase	7,848	3.8720
Ordinary shares	Purchase	6,111	3.8725
Ordinary shares	Purchase	15,190	3.8730
Ordinary shares	Purchase	6,968	3.8735
Ordinary shares	Purchase	2,424	3.8740
Ordinary shares	Purchase	9,143	3.8745
Ordinary shares	Purchase	32,189	3.8750
Ordinary shares	Purchase	5,800	3.8755
Ordinary shares	Purchase	4,493	3.8760
Ordinary shares	Purchase	4,415	3.8765
Ordinary shares	Purchase	6,643	3.8770
Ordinary shares	Purchase	9,449	3.8775
Ordinary shares	Purchase	25,642	3.8778
Ordinary shares	Purchase	4,271	3.8780
Ordinary shares	Purchase	15,136	3.8785
Ordinary shares	Purchase	10,913	3.8790
Ordinary shares	Purchase	368	3.8793
Ordinary shares	Purchase	13,301	3.8795
Ordinary shares	Purchase	18,929	3.8800
Ordinary shares	Purchase	802	3.8803
Ordinary shares	Purchase	31,460	3.8805
Ordinary shares	Purchase	3,806	3.8810
Ordinary shares	Purchase	2,133	3.8813
Ordinary shares	Purchase	824	3.8815
Ordinary shares	Purchase	288,635	3.8817
Ordinary shares	Purchase	2,520	3.8820
Ordinary shares	Purchase	300	3.8825
Ordinary shares	Purchase	4,511	3.8830
Ordinary shares	Purchase	12,066	3.8835
Ordinary shares	Purchase	3,623	3.8840
Ordinary shares	Purchase	11,638	3.8845
Ordinary shares	Purchase	24,468	3.8850
Ordinary shares	Purchase	2,778	3.8855
Ordinary shares	Purchase	5,564	3.8860
Ordinary shares	Purchase	13,614	3.8865
Ordinary shares	Purchase	2,950	3.8870
Ordinary shares	Purchase	4,107	3.8875
Ordinary shares	Purchase	2,273	3.8880
Ordinary shares	Purchase	2,036	3.8885
Ordinary shares	Purchase	5,956	3.8890
Ordinary shares	Purchase	824	3.8895
Ordinary shares	Purchase	14,432	3.8900
Ordinary shares	Purchase	666,835	3.8901
Ordinary shares	Purchase	8,477	3.8905
Ordinary shares	Purchase	7,176	3.8910
Ordinary shares	Purchase	824	3.8915
Ordinary shares	Purchase	800	3.8920
Ordinary shares	Purchase	4,346	3.8925
Ordinary shares	Purchase	15,508	3.8930
Ordinary shares	Purchase	4,097	3.8940
Ordinary shares	Purchase	7,026	3.8945
Ordinary shares	Purchase	16,678	3.8950
Ordinary shares	Purchase	7,892	3.8955
Ordinary shares	Purchase	8,005	3.8960
Ordinary shares	Purchase	11,617	3.8965
Ordinary shares	Purchase	2,140	3.8970
Ordinary shares	Purchase	28,695	3.8975
Ordinary shares	Purchase	3,594	3.8980
Ordinary shares	Purchase	3,530	3.8985
Ordinary shares	Purchase	3,855	3.8990
Ordinary shares	Purchase	1,648	3.8995
Ordinary shares	Purchase	13,700	3.9000
Ordinary shares	Purchase	415,000	3.7832
Ordinary shares	Sale	2,502	3.8325
Ordinary shares	Sale	4,170	3.8340
Ordinary shares	Sale	1,076	3.8365
Ordinary shares	Sale	1,164	3.8368
Ordinary shares	Sale	550	3.8375
Ordinary shares	Sale	3,935	3.8390
Ordinary shares	Sale	424	3.8440
Ordinary shares	Sale	6,458	3.8490
Ordinary shares	Sale	4,687	3.8495
Ordinary shares	Sale	9,498	3.8500
Ordinary shares	Sale	20,069	3.8505
Ordinary shares	Sale	21,523	3.8508
Ordinary shares	Sale	4,392	3.8510
Ordinary shares	Sale	33,659	3.8513
Ordinary shares	Sale	1,772	3.8515
Ordinary shares	Sale	3,815	3.8520
Ordinary shares	Sale	3,626	3.8525
Ordinary shares	Sale	910	3.8530
Ordinary shares	Sale	1,703	3.8535
Ordinary shares	Sale	1,035	3.8540
Ordinary shares	Sale	8,971	3.8542
Ordinary shares	Sale	4,828	3.8545
Ordinary shares	Sale	1,167	3.8550
Ordinary shares	Sale	139	3.8555
Ordinary shares	Sale	4,918	3.8560
Ordinary shares	Sale	2,492	3.8570
Ordinary shares	Sale	17,110	3.8575
Ordinary shares	Sale	25,640	3.8580
Ordinary shares	Sale	1,200	3.8583
Ordinary shares	Sale	29,307	3.8585
Ordinary shares	Sale	2,458	3.8588
Ordinary shares	Sale	23,872	3.8590
Ordinary shares	Sale	2,846	3.8593
Ordinary shares	Sale	7,123	3.8594
Ordinary shares	Sale	9,144	3.8595
Ordinary shares	Sale	9,009	3.8598
Ordinary shares	Sale	8,062	3.8600
Ordinary shares	Sale	3,864	3.8605
Ordinary shares	Sale	10,753	3.8610
Ordinary shares	Sale	6,197	3.8613
Ordinary shares	Sale	2,834	3.8615
Ordinary shares	Sale	11,966	3.8620
Ordinary shares	Sale	4,253	3.8625
Ordinary shares	Sale	4,558	3.8630
Ordinary shares	Sale	828	3.8635
Ordinary shares	Sale	8,459	3.8640
Ordinary shares	Sale	12,606	3.8645
Ordinary shares	Sale	7,360	3.8650
Ordinary shares	Sale	9,315	3.8655
Ordinary shares	Sale	8,926	3.8660
Ordinary shares	Sale	13,091	3.8665
Ordinary shares	Sale	25,508	3.8670
Ordinary shares	Sale	10,583	3.8675
Ordinary shares	Sale	11,497	3.8680
Ordinary shares	Sale	8,380	3.8685
Ordinary shares	Sale	10,882	3.8690
Ordinary shares	Sale	5,606	3.8695
Ordinary shares	Sale	14,707	3.8700
Ordinary shares	Sale	9,742	3.8705
Ordinary shares	Sale	30,126	3.8710
Ordinary shares	Sale	16,106	3.8715
Ordinary shares	Sale	56,679	3.8720
Ordinary shares	Sale	18,096	3.8725
Ordinary shares	Sale	10,362	3.8730
Ordinary shares	Sale	12,227	3.8735
Ordinary shares	Sale	15,492	3.8740
Ordinary shares	Sale	16,412	3.8745
Ordinary shares	Sale	61,654	3.8749
Ordinary shares	Sale	6,634	3.8750
Ordinary shares	Sale	5,779	3.8755
Ordinary shares	Sale	2,652	3.8760
Ordinary shares	Sale	4,572	3.8765
Ordinary shares	Sale	24,637	3.8770
Ordinary shares	Sale	17,704	3.8775
Ordinary shares	Sale	17,732	3.8780
Ordinary shares	Sale	16,290	3.8785
Ordinary shares	Sale	7,087	3.8790
Ordinary shares	Sale	30,702	3.8795
Ordinary shares	Sale	21,534	3.8800
Ordinary shares	Sale	21,786	3.8805
Ordinary shares	Sale	5,024	3.8810
Ordinary shares	Sale	18,978	3.8815
Ordinary shares	Sale	19,125	3.8815
Ordinary shares	Sale	1,359	3.8820
Ordinary shares	Sale	2,646	3.8825
Ordinary shares	Sale	8,288	3.8830
Ordinary shares	Sale	21,022	3.8835
Ordinary shares	Sale	12,197	3.8840
Ordinary shares	Sale	14,895	3.8845
Ordinary shares	Sale	12,414	3.8850
Ordinary shares	Sale	50,000	3.8854
Ordinary shares	Sale	12,218	3.8855
Ordinary shares	Sale	55,792	3.8860
Ordinary shares	Sale	12,905	3.8865
Ordinary shares	Sale	38,355	3.8870
Ordinary shares	Sale	243,441	3.8875
Ordinary shares	Sale	52,441	3.8876
Ordinary shares	Sale	26,662	3.8880
Ordinary shares	Sale	4,124	3.8885
Ordinary shares	Sale	16,146	3.8890
Ordinary shares	Sale	244,874	3.8890
Ordinary shares	Sale	5,532	3.8895
Ordinary shares	Sale	19,049	3.8895
Ordinary shares	Sale	26,515	3.8900
Ordinary shares	Sale	64,113	3.8905
Ordinary shares	Sale	54,946	3.8910
Ordinary shares	Sale	77,386	3.8915
Ordinary shares	Sale	8,825	3.8920
Ordinary shares	Sale	39,981	3.8925
Ordinary shares	Sale	19,670	3.8930
Ordinary shares	Sale	7,913	3.8935
Ordinary shares	Sale	5,138	3.8940
Ordinary shares	Sale	42,783	3.8945
Ordinary shares	Sale	43,756	3.8950
Ordinary shares	Sale	20,024	3.8955
Ordinary shares	Sale	10,935	3.8960
Ordinary shares	Sale	59,072	3.8965
Ordinary shares	Sale	15,980	3.8970
Ordinary shares	Sale	74,506	3.8975
Ordinary shares	Sale	30,633	3.8980
Ordinary shares	Sale	1,867	3.8985
Ordinary shares	Sale	25,141	3.8990
Ordinary shares	Sale	102,005	3.8995
Ordinary shares	Sale	2,842	3.9000

Total Buy - 2,323,108

Total Sell - 2,532,950

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)
Convertible Bonds	Purchase	3,000,000	128.625

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Shares	SWAP	Long	124	3.8730
Ordinary Shares	SWAP	Long	198,272	3.8753
Ordinary Shares	SWAP	Long	435,897	3.8812
Ordinary Shares	SWAP	Short	49,343	3.8723
Ordinary Shares	SWAP	Short	438,265	3.8782
Ordinary Shares	SWAP	Short	43,084	3.8836

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	11/01/2013
Contact name:	Kyere Tabiri
Telephone number:	020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

This information is provided by RNS

The company news service from the London Stock Exchange

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