Only use this form if the online version is not available
+Rule 3.10.3E
Appendix 3H
Notification of cessation of +securities
Information and documents given to ASX become ASX's property and may be made public. *Denotes minimum information required for first lodgement of this form.
Part 1 - Entity and announcement details
Question no | Question | Answer |
1.1 | *Name of entity We (the entity named above) provide the following information about our issued capital.1 | Commonwealth Bank of Australia |
1.2 | *Registration type and number Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number). | ABN 48 123 123 124 |
1.3 | *ASX issuer code | CBA |
1.4 | *The announcement is Select whichever is applicable. | ☒ New announcement ☐ Update/amendment to previous announcement ☐ Cancellation of previous announcement |
1.4a | *Reason for update Answer this question if your response to Q 1.4 is "Update/amendment to previous announcement". | N/A |
1.4b | *Date of previous announcement to this update Answer this question if your response to Q 1.4 is "Update/amendment to previous announcement". | N/A |
1.4c | *Reason for cancellation Answer this question if your response to Q 1.4 is "Cancellation of previous announcement". | N/A |
1.4d | *Date of previous announcement to this cancellation Answer this question if your response to Q 1.4 is "Cancellation". | N/A |
1.5 | *Date of this announcement | 31 March 2022 |
1
Listing rule 3.10.3E requires an entity to notify ASX of details of the cessation of:
(a) any securities issued under an employee incentive scheme:
(i) to key management personnel or an associate, within 5 business days of their cessation;
(ii) to someone who is not key management personnel or an associate, within 10 business days of the end of the quarter in which the cessation occurred;
(b) any other equity securities not otherwise notifiable to ASX under rule 3.8A, within 5 business days of their cessation; or
(c) any quoted debt securities, within 5 business days of their cessation.
The notification must be in the form of, or accompanied by, an Appendix 3H.
Listing rule 3.8A requires an entity to notify ASX of the cessation of securities pursuant to a buy-back by giving ASX an Appendix 3H:
• in the case of a minimum holding buy-back, within 5 business days of the completion of the buyback; or
• in all other cases, within 5 business days of giving ASX the final notice for the buy-back.
Page 1
Part 2 -
Details of +equity securities or quoted +debt securities that have ceased
Question No. | Question | Answer |
2.1 | *ASX +security code and description | CBAPF |
2.2 | *Number of securities that have ceased | 16,400,000 |
2.3 | *Reason for cessation Note: the conversion of a convertible security (which is notifiable to ASX under Listing Rule 3.10.3B) is not regarded as the "cessation" of the convertible security for the purposes of this rule. Likewise, the payment up of a partly paid security resulting in it becoming a fully paid security (which is notifiable to ASX under Listing Rule 3.10.3D) is not regarded as the "cessation" of the partly paid security for the purposes of this rule. |
☒ Other If you have selected 'other' please provide additional details regarding the reason for cessation here: Redemption of CommBank PERLS IX Capital Notes in accordance with their |
terms of issue and the redemption notice announced to ASX on 1 March 2022
2.4
*Date of cessation
31 March 2022
2.5
*Is the entity paying any consideration for the cessation?
Example: the payment of an amount to the holder of an option or right as consideration for the holder to agree to a cancellation of the option or right.
The repayment of the principal amount of a convertible debt security or quoted debt security in accordance with its terms is not regarded as consideration paid for the cessation of that security.
Yes
2.6
*In what currency is the consideration being paid?
Answer this question if your response to Q 2.5 is "Yes"
AUD
2.6a
*Consideration amount per +security paid by the entity for the cessation
Answer this question if your response to Q 2.5 is "Yes"
The consideration amount per security should be provided per the currency specified in Q2.6.
Note: This question is not applicable for buy-back events (i.e. Minimum Holding, Employee, On-Market, Equal Access, Selective),
$100.00
2.6b
*Total consideration paid or payable for the securities
The total consideration amount should be provided per the currency specified in Q2.6.
Note: This question is applicable to buy-back events only (i.e. minimum holding, employee share scheme, on-market, equal access scheme, selective or other),
N/A
2.7
Any other information the entity wishes to notify to ASX about the cessation?
N/A
Repeat the above questions if you are advising the cessation of more than one security class.
Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
+ See chapter 19 for defined terms
5 June 2021
3.1 | *Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX) ASX +security code and descriptionCBA: Fully paid ordinary sharesTotal number of +securities on issue 1,706,391,603 CBAPD: CommBank PERLS VII Capital Notes ("PERLS VII") being subordinated, unsecured notes issued by CBA's New 30,000,000 Zealand branchCBAPG: CommBank PERLS X Capital Notes ("PERLS X") being subordinated, unsecured notes issued by CBA 13,650,000 CBAPH: CommBank PERLS XI Capital Notes ("PERLS XI") being subordinated, unsecured notes issued by CBA 15,900,000 CBAPI: CommBank PERLS XII Capital Notes ("PERLS XII") being subordinated, unsecured notes issued by CBA 16,500,000 CBAPJ: CommBank PERLS XIII Capital Notes ("PERLS XIII") being subordinated, unsecured notes issued by CBA 11,800,000 CBAHZ: EUR590,257,000 2.00% Subordinated Notes due 22 April 2027 issued under CBA's U.S.$70,000,000,000 Euro Medium Term Note Programme 590,257 CBAHAC: USD1,500,000,000 3.90% Senior Medium Term Notes due 12 July 2047 issued under CBA's U.S.$50,000,000,000 Senior Medium Term Note Programme, Series A 750,000 CBAHAD: USD700,000,000 3.150% Senior Medium Term Notes due 19 September 2027 issued under CBA's U.S.$50,000,000,000 Senior Medium Term Note Programme, Series A 350,000 CBAHAE: EUR1,000,000,000 1.936% Resettable Subordinated Notes due 3 October 2029 issued under CBA's U.S.$70,000,000,000 Euro Medium Term Note Programme 10,000 CBAHAF: USD1,250,000,000 4.316% Subordinated Medium Term Notes due 10 January 2048 issued under CBA's U.S.$50,000,000,000 Senior and Subordinated Medium Term Note Programme, Series A 6,250 CBAHAG: AUD100,000,000 3.66% Subordinated Notes due 23 September 2034 issued under CBA's U.S.$70,000,000,000 Euro Medium Term Note Programme 200 |
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Commonwealth Bank of Australia published this content on 31 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 31 March 2022 03:45:07 UTC.