John Spence

Director of Finance/CFO at XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST

Net worth: 4 M $ as of 31/03/2024

62 year

19 connections

Finance

Consumer Services

Miscellaneous

Profile

John Spence is a founding partner of XMS Capital Partners LLC, which is founded in 2006.
He is currently the Co-Chief Executive Officer at XA Investments LLC since 2016, the Chief Financial Officer & Treasurer at XAI Octagon Floating Rate Alternative Income Term Trust since 2017, and has worked at Morgan Stanley since 2004.
Mr. Spence was previously a Managing Director at Dresdner Kleinwort & Wasserstein, Inc. Mr. Spence received his undergraduate degree from the University of Notre Dame and his MBA from the University of California, Berkeley.

Known holdings in public companies

Company	Date	Number of shares	Valuation	Valuation date
XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST 1.02%	11/12/2023	533,926 ( 1.02% )	4 M $	31/03/2024

John Spence active positions

Companies	Position	Start
XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST	Director of Finance/CFO	27/09/2017
XMS Capital Partners LLC XMS Capital Partners LLC Investment ManagersFinance XMS Capital Partners LLC engages in the provision of financial advisory services. It offers mergers and acquisitions, divestitures, private placements, initial public offering, and debt restructuring advisory services. The company was founded by John Spence and Theodore Brombach in 2006 and is headquartered in Chicago, IL.	Founder	01/01/2006
XA Investments LLC XA Investments LLC Investment ManagersFinance Part of Xms Holdings LLC, XA Investments LLC is a Chicago-based investment manager that provides investment advisory services, investment fund structuring, and consulting services to meet institutional client needs. XA Investments believes that the investing public can benefit from new vehicles to access a broad range of alternative investment strategies and managers. The CEOs of the American company are Theodore J. Brombach and John Spence. The private company was founded in April 2016 and offers custom product build and consulting services, including development and market research, sales, marketing, fund management, and administration.	Chief Executive Officer	01/01/2016

All active positions of John Spence

Former positions of John Spence

Companies	Position	End
Dresdner Kleinwort & Wasserstein, Inc.	Corporate Officer/Principal	-

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Training of John Spence

University of Notre Dame	Undergraduate Degree
University of California, Berkeley	Masters Business Admin

Experiences
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Linked companies

Private companies	4
XMS Capital Partners LLC XMS Capital Partners LLC Investment ManagersFinance XMS Capital Partners LLC engages in the provision of financial advisory services. It offers mergers and acquisitions, divestitures, private placements, initial public offering, and debt restructuring advisory services. The company was founded by John Spence and Theodore Brombach in 2006 and is headquartered in Chicago, IL.	Finance
Dresdner Kleinwort & Wasserstein, Inc.	Finance
XAI Octagon Floating Rate Alternative Income Term Trust XAI Octagon Floating Rate Alternative Income Term Trust Investment Trusts/Mutual FundsMiscellaneous XAI Octagon Floating Rate Alternative Income Term Trust is a diversified, closed-end management investment company. It invests invests in a dynamically managed portfolio of floating-rate credit instruments and other structured credit investments within the private markets. The company was founded on September 27, 2017 and is headquartered in Chicago, IL.	Miscellaneous
XA Investments LLC XA Investments LLC Investment ManagersFinance Part of Xms Holdings LLC, XA Investments LLC is a Chicago-based investment manager that provides investment advisory services, investment fund structuring, and consulting services to meet institutional client needs. XA Investments believes that the investing public can benefit from new vehicles to access a broad range of alternative investment strategies and managers. The CEOs of the American company are Theodore J. Brombach and John Spence. The private company was founded in April 2016 and offers custom product build and consulting services, including development and market research, sales, marketing, fund management, and administration.	Finance

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