Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As discussed below in Item 5.07,
ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. OnMay 15, 2020 , the Company held the Annual Meeting. As ofMarch 16, 2020 , the record date for the Annual Meeting, 43,149,757 shares of common stock were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 36,677,240 shares of common stock were present in person or represented by proxy for the five proposals summarized below. Proposal 1: Election of Directors The Company's stockholders elected the ten persons listed below to serve until the Company's 2021 Annual Meeting of Stockholders. The final voting results are as follows: Votes For Votes Withheld Broker Non-Votes Stephen Aselage 34,571,609 309,925 1,795,706 Roy D. Baynes, M.D., Ph.D. 32,813,699 2,067,835 1,795,706 Suzanna Bruhn, Ph.D. 34,707,070 174,464 1,795,706 Timothy Coughlin 34,167,388 714,146 1,795,706 Eric Dube, Ph.D. 34,674,783 206,751 1,795,706 Gary Lyons 31,632,375 3,249,159 1,795,706 Jeffrey Meckler 34,517,333 364,201 1,795,706 John A. Orwin 25,028,955 9,852,579 1,795,706 Ron Squarer 34,582,302 299,232 1,795,706 Sandra Poole 34,522,540 358,994 1,795,706 Proposal 2: Approval of the Company's 2018 Equity Incentive Plan, as amended The Company's stockholders approved the 2018 Plan, as amended, to increase the number of shares of common stock authorized for issuance thereunder by 2,400,000. The final voting results are as follows: Votes For 22,988,320 Votes Against 11,858,444 Abstentions 34,770 Broker Non-Votes 1,795,706 Proposal 3: Approval, on an advisory basis, of the compensation of the Company's named executive officers The Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers. The final voting results are as follows: Votes For 31,663,582 Votes Against 3,184,415 Abstentions 33,537 Broker Non-Votes 1,795,706
Proposal 4: Indication, on an advisory basis, of the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers The Company's stockholders approved, on an advisory basis, an annual vote on the stockholder advisory voting of the compensation of the Company's named executive officers. The final voting results are as follows:
--------------------------------------------------------------------------------
1 Year 33,790,766 2 Years 2,637 3 Years 1,058,069 Abstentions 30,062 Broker Non-Votes 1,795,706 Proposal 5: Ratification of the Selection of Independent Registered Public Accounting Firm The Company's stockholders ratified the selection by theAudit Committee of BDO USA LLP as the Company's independent registered public accounting firm for the fiscal year endingDecember 31, 2020 . The final voting results are as follows: Votes For 36,515,136 Votes Against 131,374 Abstentions 30,730 Broker Non-Votes - ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (d) Exhibits 99.1Retrophin, Inc. 2018 Equity Incentive Plan, as amended. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
--------------------------------------------------------------------------------
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
RETROPHIN, INC. Dated: May 19, 2020 By: /s/ Elizabeth E. Reed Name: Elizabeth E. Reed Senior Vice President, General Title: Counsel and Secretary
© Edgar Online, source