asset management
To:
ASX Company Announcements
Company: TDM Asset Management
Fax No:
1300 135 638 Pages:4
From:
Jason Sandler Attention:
The Manager, ASX Company Announcements
Date:
Friday, 12 May 2017 Email:jasonsandler@tdmam.com.au
Subject: Form 604, Notice of change of interests of substantial holder
Dear Madam ISir,
Please find attached Form 604, Notice of change of interests of substantial holder concerning shares in SomnoMed Limited ("SOM") controlled by TDM Asset Management Pty Ltd ("TOM").
Jae/;.,--
Com pany Secretary
Sydney Office
Level 10, 66Hunter Street,
Sydney, NSW 2000
Phone: +61 2 8999 8801Fax: +612 9475 4768
www.tdmam.com.au
New York Office
Level 26,Seagram Building, 375Park Avenue, New York, NY 10152
Phone: +l 212 634 6882Fax: +l 212 634 7474
www.tdmam.com
AFSL No 331087
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
ORD | 6,247,419 | 10.88% | 6,917,454 | 11.95% |
604 paQe 1/2 15 July2001
Form 604 Corporations Act 2001 Section 6718 Notice of change of interests of substantial holder | |
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) | SomnoMed Limited |
003 255 221 | |
TOM ASSET MANAGEMENT PTY LIMITED AND ITS ASSOCIATES LISTED IN ANNEXURE A | |
133 246 330 | |
There was a change in the interests of the substantial holder on 12/05/2017 The previous notice was given to the company on 08/12/2016 The previous notice was dated 08/12/2016
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of Registered Person entitled Nature of Class and relevant holder of to be registered relevant number of Person's votes interest securities as holder (8) interest (6) securities Refer to Refer to Annexure A Refer to Annexure A Power to vote ORD Refer to Annexure A Annexure A |
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
5/05/2017 | Refer Annexure A | Exercise of options | $3.00 per share | 400,000 ORD | Refer to Annexure A |
12/05/2017 | Refer Annexure A | On market transactions | Market prices | 270,035 ORD | Refer to Annexure A |
1005137 v1 KnowledgeBank 12 05 17
604 ae212 15 Jul 2001
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
J',jame and ACN/ARSN (if applicable)
Nature or association
N/A
N/A
Addresses
The addresses or persons named in this form are as follows:
Name | Address |
Refer to Annexure A | Refer to Annexure A |
print name Jason Sandler capacity Company Secretary
sign here date 12 May 2017
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests or a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details or:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copyof any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity or the person (eg. if the relevant interest arises because of an option) write "unknown'".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
1005137 v1 Know1edge6ank 12 05 17
•tdm.asset management
Sydney Office Level 10, 66Hunter Street
Sydney, NSW 2000
Phone: +61 2 8999 8801
Fax: +61 2 9475 4768
New York Office Level 26,Seagram Building, 375Park Avenue
New York NY 10152
Phone: +l 212 634 6882
Fax: +1 212 634 7474
www.tdmam.com AFSL NO 331087
12 May 2017 ANNEXURE A
This is page 1of 1of Annexure A referred to in Form 604 "Notice of change of interests of substantial holder"
Holder of relevant interest
Nature of relevant interest
Class and number of securities
TDM Asset Management Pty Limited
ACN 133 246 330
Section 608(1)(b) and {c) - power to control the voting rights and disposal of shares as discretionary investment manager
ORD: 6,917,454
The associated entities of TDM Asset Management Pty Ltd are:
TDMAM Pty Limited ACN 107 851730
Section 608(3){a) - voting power in TDM Asset Management Pty Limited is above 20%
ORD:6,917,454
Madleowill Investments Pty Limited
ACN 140 947 584
Section 608(3)(a) - voting power in TDM Asset Management Pty Limited is above 20%
ORD:6,917,454
Zoolander Investments Pty Limited
ACN 112 486 110
Section 608(3)(a) -voting power in TDM Asset Management Pty Limited is above 20%
ORD:6,917,454
The associated entities of TDMAM Pty Ltd are: Thomas Cowan, Rebecca Cowan
The associated entities of Madleowill Investments Pty Ltd are: Hamish Corlett
The associated entities of Zoolander Investments Pty Ltd are: Benjamin Gisz
The registered office of all entities named in Annexure A is: Level 10, 66 Hunter Street, Sydney NSW 2000
Somnomed Limited published this content on 16 May 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 16 May 2017 07:42:22 UTC.
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