Perpetual Limited
ABN 86 000 431 827
Level 18
Angel Place
123 Pitt Street Sydney
GPO Box 4172
Sydney NSW 2001
Australia
31 October 2019DX 365 Sydney
Telephone 02 9229 9000
Facsimile 02 8256 1461
ASX Market Announcement Office
ASX Limited
20 Bridge St
SYDNEY NSW 2000
Dear Sir/Madam
Perpetual Limited (Perpetual) - Appendix 3Y- Change of Director's Interest Notice - Rob Adams
Please find attached an Appendix 3Y for Rob Adams.
The Appendix 3Y relates to:
- the grant of Share Rights and Performance Rights on 24 October 2019 (with a grant effective date of 1 September 2019); and
- the acquisition of units in the Perpetual Industrial Share Fund in the name of Rob Adams. A subsidiary company of Perpetual is the responsible entity of the Funds.
It is considered that the notification on the acquisition of units in the Perpetual Industrial Share Fund is voluntary as the notification does not relate to Perpetual Limited securities and therefore not a notifiable interest of a director as defined in the ASX Listing Rules and would not attract the application of ASX Listing Rule 3.19A.2.
Yours sincerely
Sylvie Dimarco
Deputy Company Secretary
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | Perpetual Limited |
ABN | 86 000 431 827 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Robert Adams |
Date of last notice | 20 December 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest | |
(including registered holder) | |
Note: Provide details of the circumstances | |
giving rise to the relevant interest. | |
Date of change | Share Rights and Performance Rights: |
24 October 2019 | |
Units: | |
Interest disclosed voluntarily: | |
Various dates (see further below for breakdown) | |
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
Appendix 3Y
Change of Director's Interest Notice
No. of securities held prior to | Direct |
change | • 780 Perpetual Limited ordinary shares in the |
name of Mr Robert Adams. | |
• 21,423 Perpetual Limited restricted ordinary | |
shares - subject to the terms of the grant | |
announced on 11 May 2018, 50% to vest on 24 | |
September 2020, 50% to vest on 24 September | |
2022. | |
Interest disclosed voluntarily: | |
• 44,348.906 (previously disclosed as 41,717.88) | |
units in Perpetual Industrial Share Fund held in | |
the name of Mr Robert Adams. | |
Indirect | |
• 7,000 Perpetual Limited ordinary shares in the | |
name of Portfolio Service SuperWrap - Personal | |
Super Plan (superannuation fund). | |
• 1,055 Perpetual Limited ordinary shares in the | |
name of Trinafour Investments Pty Ltd (family | |
trust). | |
• 300 Perpetual Limited ordinary shares in the | |
name of Mrs Wendy Adams, the mother of Mr | |
Robert Adams. | |
Interests disclosed voluntarily: | |
• 6,296 units in Perpetual Australian Share Fund in | |
the name of Mrs Wendy Adams, the mother of Mr | |
Robert Adams. | |
• 154,918.67 units in Perpetual Wholesale | |
Industrial Share Fund in the name of Mrs Wendy | |
Adams, the mother of Mr Robert Adams. | |
Class | Share Rights and Performance Rights |
Units | |
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y | |||
Change of Director's Interest Notice | |||
Number acquired | Direct | ||
1. 10,551 Share Rights (acquired on 24 October | |||
2019 with grant date of 1 September 2019) | |||
2. 10,551 Performance Rights (acquired on 24 | |||
October 2019 with grant date of 1 September | |||
2019) | |||
Interest disclosed voluntarily: | |||
3. 3,393.602 units in Perpetual Industrial Share | |||
Fund acquired in the following manner: | |||
o 407.991 units on 1 January 2019. | |||
o 131.25 units on 1 April 2019. | |||
o 2,810.009 units on 1 July 2019. | |||
o 44.352 units on 1 October 2019. | |||
Number disposed | Nil. |
Value/Consideration | Direct | ||
Note: If consideration is non-cash, provide | 1. | 10,551 Share Rights at $42.01 per share. | |
details and estimated valuation | |||
2. | 10,551 Performance Rights at $42.01 per share. | ||
Interest disclosed voluntarily: | |||
3. | 3,393.602 units in Perpetual Industrial Share | ||
Fund acquired in the following manner: | |||
a. | 407.991 units at $1.38 per unit. | ||
b. | 131.25 units at $1.46 per unit. | ||
c. | 2,810.009 units at $1.45 per unit. | ||
d. | 44.352 units at $1.51 per unit. |
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 3 |
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change
Direct
- 780 Perpetual Limited ordinary shares in the name of Mr Robert Adams.
- 21,423 Perpetual Limited restricted ordinary shares - subject to the terms of the grant announced on 11 May 2018, 50% to vest on 24 September 2020, 50% to vest on 24 September 2022.
- 10,551 Share Rights held by Mr Robert Adams.
- 10,551 Performance Rights held by Mr Robert Adams.
Interest disclosed voluntarily:
- 47,742.508 units in Perpetual Industrial Share Fund held in the name of Mr Robert Adams.
Indirect
- 7,000 Perpetual Limited ordinary shares in the name of Portfolio Service SuperWrap - Personal Super Plan (superannuation fund)
- 1,055 Perpetual Limited ordinary shares in the name of Trinafour Investments Pty Ltd (family trust).
- 300 Perpetual Limited ordinary shares in the name of Mrs Wendy Adams, the mother of Mr Robert Adams.
Interests disclosed voluntarily:
- 6,296 units in Perpetual Australian Share Fund in the name of Mrs Wendy Adams, the Mother of Mr Robert Adams.
- 154,918.67 units in Perpetual Wholesale Industrial Share Fund in the name of Mrs Wendy Adams, the mother of Mr Robert Adams.
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 | 01/01/2011 |
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Perpetual Limited published this content on 31 October 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 31 October 2019 05:31:02 UTC