Item 1.01. Entry into a Material Definitive Agreement
Offering of Common Stock
On
The Offering was made pursuant to the Company's effective shelf registration
statement on Form N-2 (File No. 333-268813), as supplemented by a preliminary
prospectus supplement, dated
The foregoing description of the Underwriting Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Underwriting Agreement, filed as Exhibit 1.1 to this Current Report on Form 8-K and incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
1.1 Underwriting Agreement, datedJanuary 23, 2023 , amongPennantPark Floating Rate Capital Ltd. ,PennantPark Investment Advisers, LLC ,PennantPark Investment Administration, LLC , andMorgan Stanley & Co. LLC ,UBS Securities LLC ,Goldman Sachs & Co. LLC ,J.P. Morgan Securities LLC andKeefe, Bruyette & Woods, Inc. , as representatives of the several underwriters named on Schedule A thereto. 5.1 Opinion ofVenable LLP . 23.1 Consent ofVenable LLP (included in Exhibit 5.1).
--------------------------------------------------------------------------------
© Edgar Online, source