Metcash : Becoming a substantial holder-J.P.Morgan

4fae493a-3a96-41d9-bd56-12b9aacd17f8.pdf

‌‌‌‌‌‌‌‌‌‌‌‌‌

Form 603

Corporations Act 2001

Section 6718

Notice of initial substantial holder

To Company Name/Scheme ___M'-'E=T""C"'"A'-=SH L'T"'"=D-

ACN/ARSN

112 073 480

1. Details of substantial holder (1)

   
   

   Name JPMorgan Chase & Co. and i ts affiliates

   ACN (if applicable) NA The holder became a substantial holder on 1 2/January/2016

2. Details of voting power

   
   

   The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

   
   

   Class of securities (4)	Number of securities	Persons' votes (5)	Voting power (6)
   Ordinary	46 899 111	46 899 111	5.05%

   
   

3. Details of relevant interests

   
   

   The nature of the relevant Interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

   
   

   Holder of relevant interest Natureof relevant interest (6) aass and number of securities

   
   

   Holder of securities subject to an

   J.P. Morgan Clearing Corp obligation to return under a securities

   lending agreement

   
   

   Purchase and sales of shares in its

   J.P. Morgan Securities pie capacity as Principal/Proprietary

   
   

   2,906,200

   (Ordinary)

   
   

   8

   (Ordinary)

   
   

   Holder of securities subject to an

   J.P. Morgan Securities pie obligation to return under a securities

   lending agreement

   
   

   7,636,273

   (Ordinary)

   
   

   (Ordinary)

   J.P. Morgan Securities Holder of securities subject to an 35,635,150 Australia Limited obligation to return under a securities

   lending agreement

   
   

   J.P. Morgan Securities Purchase and sales of shares In its 653,076

   Australia Limited capacity as Principal/Proprietary (Ordinary)

   
   

   GLAS Branch - London - J.P. Purchase and sales of shares in its 68,404

   MorganWhitefriarsInc. capacity as Principal/Proprietary (Ordinary)

   
   

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows :

Holder of relevant i nterest J.P. Morgan Oearing Corp	Registered holder of securities	Person entitled to be registered as holder (8)		Class and number of securities
	Citicorp Nominees pty Limited	Citicorp Nominees pty Limited		2,890,000 (Ordinary)
J.P. Morgan Clearing Corp	16,200 (Ordinary)
		J.P. Morgan Clearing Corp	J.P. Morgan Clearing Corp
J.P. Morgan Securities pie	DCC Melbourne	DCC Melbourne		7,196,273 (Ordinary)
J.P. Morgan Securities pie	DCC Melbourne	J.P. Morgan Securities pie		8 (Ordinary)
J.P. Morgan Securities pie	J.P. Morgan Securities pie	J.P. Morgan Securities pie	440,000 (Ordinary)
J.P. Morgan Securities Australia Limited	ECAP nominees	J.P. Morgan Securities Australia Limited		1 (Ordinary)
J.P. Morgan Securities Australia Limited	NEW ECONOMY NOMINEE	J.P. Morgan Securities Australia Limited		282,400 (Ordinary)
J.P. Morgan Securities Australia Limited	ECAP nominees	ECAP nominees		35,635,150 (Ordinary)
J.P. Morgan Securities Australia Limited	Ecapital Nominees pty Ltd	J.P. Morgan Securities Australia Limited		361,111 (Ordinary)
J.P. Morgan Securities Australia Limited	J.P. Morgan Securities Australia Limited	J .P. Morgan Securities Australia Limited		9,564 (Ordinary)
GLAS Branch - London - J.P. Morgan Whitefriars nc.	GLAS Branch - London - J.P. Morgan Whitefriars Inc.	GLAS Branch - London - J.P. Morgan Whitefriars Inc.		68,404 (Ordinary)

5.Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above,and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)			Class and number of securities
Cash	Non-cash
See Aooendix

1. Associates

   
   

   The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

   
   

   Name and ACN (if applicable)	Nature of association
   J.P. Morgan Clearing Corp	Subsidiary of JPMorgan Chase & Co.
   J.P. Morgan Securities pie	Subsidiary of JPMorgan Chase & Co.
   J.P. Morgan Securities Australia Limited	Subsidiary of JPMorgan Chase & Co.
   GLAS Branch - London - J.P. Morgan Whitefriars nc.	Subsidiary of JPMorgan Chase & Co.

   
   

2. Addresses

The addresses of persons named in this form are as follows:

Name	Address
JPMorgan Chase & Co.	270 Park Avenue, New York, New York, NY, NY, 10017, United States
J.P. Morgan Clearing Corp	c/o CT Corporation , 1209 Orange Street ,Wilmington ,Delaware, United States
J.P. Morgan Securities pie	25 Bank Street, Canary Wharf, London, E14 5JP,London, E14 5JP, England
J.P. Morgan Securities Australia Limited	Level 18,85 Castlereagh Street, Sydney, NSW 2000, Australia
GLAS Branch - London - J.P. Morgan WhitefriarsInc.	Corporation Trust Centre, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801 United States

Signature

Print name Lim Siewmay capacity JPMorgan Chase Bank,N.A.

Sign here date 14/January/2016

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be induded in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group,with the names and addresses of members is clearly set out in paragraph 7 of the form.

1. See the definition of "associate" in section 9 of the Corporations Law.

   
   

2. See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Law.

(4) The voting shares of a company constitute one class unless divided into separate dasses.

(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

1. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

   
   

2. Include details of:

   
   

3. any relevant agreement or other circumstances by which the relevant interest was acquired.If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract,scheme or arrangement; and

   
   

4. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting

   powers or disposal of the securities to which the relevant interest relates (indicating dearly the particular securities to which the qualification applies).

   
   

5. If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

   
   

6. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive In relation to that acquisition. Details must be induded even if the benefit is conditional on the happening or not of a contingency. Detafls must be included of any benefit paid on behalf of the substantial




holder or its associate In relation to the acquisitions,even if they are not paid directly to the person from whom the relevant interest was acquired.