Vote Summary Report

Reporting Period: 07/01/2021 to 06/30/2022

Fund Name: Life & Banc Split Corp.

Issuer Name

Ticker

Meeting Date

Primary CUSIP

Proposal Text

Proponent

Did Fund Vote (Y/N)?

Vote Instruction

Vote Against Mgmt

The Bank of Nova Scotia

BNS

04/05/2022

064149107

Elect Director Nora A. Aufreiter

Management

Yes

For

No

Elect Director Guillermo E. Babatz

Management

Yes

For

No

Elect Director Scott B. Bonham

Management

Yes

For

No

Elect Director Daniel (Don) H. Callahan

Management

Yes

For

No

Elect Director Lynn K. Patterson

Management

Yes

For

No

Elect Director Michael D. Penner

Management

Yes

For

No

Elect Director Brian J. Porter

Management

Yes

For

No

Elect Director Una M. Power

Management

Yes

For

No

Elect Director Aaron W. Regent

Management

Yes

For

No

Elect Director Calin Rovinescu

Management

Yes

For

No

Elect Director Susan L. Segal

Management

Yes

For

No

Elect Director L. Scott Thomson

Management

Yes

For

No

Elect Director Benita M. Warmbold

Management

Yes

For

No

Ratify KPMG LLP as Auditors

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

Amend Stock Option Plan Re: Number of Issuable Shares

Management

Yes

For

No

Amend Stock Option Plan Re: Amending Provisions of the Plan

Management

Yes

For

No

SP 1: Explore the Possibility of Becoming a Benefit Company

Shareholder

Yes

Against

No

SP 2: Adopt an Annual Advisory Vote Policy on the Bank's Environmental and Climate Change Action Plan

Shareholder

Yes

For

Yes

SP 3: Set Up a Climate Change and Environment Committee

Shareholder

Yes

For

Yes

SP 4: Adopt French as the Official Language of the Bank

Shareholder

Yes

Against

No

Canadian Imperial Bank of Commerce

CM

04/07/2022

136069101

Elect Director Ammar Aljoundi

Management

Yes

For

No

Elect Director Charles J. G. Brindamour

Management

Yes

For

No

Elect Director Nanci E. Caldwell

Management

Yes

For

No

Elect Director Michelle L. Collins

Management

Yes

For

No

Elect Director Luc Desjardins

Management

Yes

For

No

Elect Director Victor G. Dodig

Management

Yes

For

No

Elect Director Kevin J. Kelly

Management

Yes

For

No

Elect Director Christine E. Larsen

Management

Yes

For

No

Elect Director Nicholas D. Le Pan

Management

Yes

For

No

Elect Director Mary Lou Maher

Management

Yes

For

No

Elect Director Jane L. Peverett

Management

Yes

For

No

Elect Director Katharine B. Stevenson

Management

Yes

For

No

Elect Director Martine Turcotte

Management

Yes

For

No

Elect Director Barry L. Zubrow

Management

Yes

For

No

Ratify Ernst & Young LLP as Auditors

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

Approve Stock Split

Management

Yes

For

No

Fix Variable Compensation Ratio

Management

Yes

For

No

SP 1: Propose the Possibility of Becoming a Benefit Corporation

Shareholder

Yes

Against

No

SP 2: Advisory Vote on Environmental Policy

Shareholder

Yes

For

Yes

SP 3: Approve French as an Official Language

Shareholder

Yes

Against

No

SP 4: Disclosure of the CEO Compensation to Median Worker Pay Ratio

Shareholder

Yes

Against

No

Issuer Name

Ticker

Meeting Date

Primary CUSIP

Proposal Text

Proponent

Did Fund Vote (Y/N)?

Vote Instruction

Vote Against Mgmt

Royal Bank of Canada

RY

04/07/2022

780087102

Elect Director Andrew A. Chisholm

Management

Yes

For

No

Elect Director Jacynthe Cote

Management

Yes

For

No

Elect Director Toos N. Daruvala

Management

Yes

For

No

Elect Director David F. Denison

Management

Yes

For

No

Elect Director Cynthia Devine

Management

Yes

For

No

Elect Director Roberta L. Jamieson

Management

Yes

For

No

Elect Director David McKay

Management

Yes

For

No

Elect Director Kathleen Taylor

Management

Yes

For

No

Elect Director Maryann Turcke

Management

Yes

For

No

Elect Director Thierry Vandal

Management

Yes

For

No

Elect Director Bridget A. van Kralingen

Management

Yes

For

No

Elect Director Frank Vettese

Management

Yes

For

No

Elect Director Jeffery Yabuki

Management

Yes

For

No

Ratify PricewaterhouseCoopers LLP as Auditors

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

SP 1: Update the Bank's Criteria for Sustainable Finance to Preclude Fossil Fuel Activity and Projects Opposing

Shareholder

Yes

Against

No

Indigenous Peoples

SP 2: Assess and Mitigate the Human Rights and Reputational Risks Involved in the Financialization of Housing

Shareholder

Yes

For

Yes

SP 3: Avoid Bank Participation in Pollution-Intensive Asset Privatizations

Shareholder

Yes

Against

No

SP 4: Examine the Possibility of Becoming a Benefit Company

Shareholder

Yes

Against

No

SP 5: Adopt an Annual Advisory Vote Policy on the Bank's Environmental and Climate Change Action Plan and

Shareholder

Yes

For

Yes

Objectives

SP 6: Adopt French as the Official Language of the Bank

Shareholder

Yes

Against

No

SP 7: Produce a Report on Loans Made by the Bank in Support of the Circular Economy

Shareholder

Yes

For

Yes

SP 8: Provide a Report to Shareholders and Publicly Disclose the CEO Compensation to Median Worker Pay Ratio

Shareholder

Yes

Against

No

Bank of Montreal

BMO

04/13/2022

063671101

Elect Director Janice M. Babiak

Management

Yes

For

No

Elect Director Sophie Brochu

Management

Yes

For

No

Elect Director Craig W. Broderick

Management

Yes

For

No

Elect Director George A. Cope

Management

Yes

For

No

Elect Director Stephen Dent

Management

Yes

For

No

Elect Director Christine A. Edwards

Management

Yes

For

No

Elect Director Martin S. Eichenbaum

Management

Yes

For

No

Elect Director David E. Harquail

Management

Yes

For

No

Elect Director Linda S. Huber

Management

Yes

For

No

Elect Director Eric R. La Fleche

Management

Yes

For

No

Elect Director Lorraine Mitchelmore

Management

Yes

For

No

Elect Director Madhu Ranganathan

Management

Yes

For

No

Elect Director Darryl White

Management

Yes

For

No

Ratify KPMG LLP as Auditors

Management

Yes

For

No

Approve Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

SP 1: Explore the Possibility of Becoming a Benefit Company

Shareholder

Yes

Against

No

SP 2: Adopt an Annual Advisory Vote Policy on the Bank's Environmental and Climate Change Action Plan and

Shareholder

Yes

For

Yes

Objectives

SP 3: Adopt French as the Official Language of the Bank

Shareholder

Yes

Against

No

SP 4: Adopt a Policy to Ensure the Bank's Financing is Consistent with IEA's Net Zero Emissions by 2050 Scenario

Shareholder

Yes

Against

No

Issuer Name

Ticker

Meeting Date

Primary CUSIP

Proposal Text

Proponent

Did Fund Vote (Y/N)?

Vote Instruction

Vote Against Mgmt

The Toronto-Dominion Bank

TD

04/14/2022

891160509

Elect Director Cherie L. Brant

Management

Yes

For

No

Elect Director Amy W. Brinkley

Management

Yes

For

No

Elect Director Brian C. Ferguson

Management

Yes

For

No

Elect Director Colleen A. Goggins

Management

Yes

For

No

Elect Director Jean-Rene Halde

Management

Yes

For

No

Elect Director David E. Kepler

Management

Yes

For

No

Elect Director Brian M. Levitt

Management

Yes

For

No

Elect Director Alan N. MacGibbon

Management

Yes

For

No

Elect Director Karen E. Maidment

Management

Yes

For

No

Elect Director Bharat B. Masrani

Management

Yes

For

No

Elect Director Nadir H. Mohamed

Management

Yes

For

No

Elect Director Claude Mongeau

Management

Yes

For

No

Elect Director S. Jane Rowe

Management

Yes

For

No

Ratify Ernst & Young LLP as Auditors

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

SP 1: Adopt a Policy of Not Financing New Fossil Fuel Supply, Including Financing of Companies Exploring or

Shareholder

Yes

Against

No

Developing Undeveloped Oil and Gas Reserves

SP 2: Analyze the Possibility of Becoming a Benefit Company

Shareholder

Yes

Against

No

SP 3: Advisory Vote on Environmental Policy

Shareholder

Yes

For

Yes

SP 4: Adopt French as the Official Language

Shareholder

Yes

Against

No

SP 5: Provide a Report to Shareholders and Publicly Disclose the CEO Compensation to Median Worker Pay Ratio

Shareholder

Yes

Against

No

National Bank of Canada

NA

04/22/2022

633067103

Elect Director Maryse Bertrand

Management

Yes

For

No

Elect Director Pierre Blouin

Management

Yes

For

No

Elect Director Pierre Boivin

Management

Yes

For

No

Elect Director Yvon Charest

Management

Yes

For

No

Elect Director Patricia Curadeau-Grou

Management

Yes

For

No

Elect Director Laurent Ferreira

Management

Yes

For

No

Elect Director Jean Houde

Management

Yes

For

No

Elect Director Karen Kinsley

Management

Yes

For

No

Elect Director Lynn Loewen

Management

Yes

For

No

Elect Director Rebecca McKillican

Management

Yes

For

No

Elect Director Robert Pare

Management

Yes

For

No

Elect Director Lino A. Saputo

Management

Yes

For

No

Elect Director Andree Savoie

Management

Yes

For

No

Elect Director Macky Tall

Management

Yes

For

No

Elect Director Pierre Thabet

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

Ratify Deloitte LLP as Auditors

Management

Yes

For

No

SP 1: Examine the Possibility of Becoming a Benefit Company

Shareholder

Yes

Against

No

SP 2: Adopt a Policy of Holding an Advisory Vote on the Bank's Environmental and Climate Action Plan and

Shareholder

Yes

For

Yes

Objectives

SP 3: Adopt French as the Official Language of the Bank

Shareholder

Yes

Against

No

Great-West Lifeco Inc.

GWO

05/05/2022

39138C106

Approve Decrease in Size of Board from Nineteen to Eighteen

Management

Yes

For

No

Elect Director Michael R. Amend

Management

Yes

For

No

Elect Director Deborah J. Barrett

Management

Yes

For

No

Elect Director Robin A. Bienfait

Management

Yes

For

No

Elect Director Heather E. Conway

Management

Yes

For

No

Elect Director Marcel R. Coutu

Management

Yes

For

No

Elect Director Andre Desmarais

Management

Yes

For

No

Elect Director Paul Desmarais, Jr.

Management

Yes

For

No

Elect Director Gary A. Doer

Management

Yes

For

No

Elect Director David G. Fuller

Management

Yes

For

No

Elect Director Claude Genereux

Management

Yes

For

No

Elect Director Paula B. Madoff

Management

Yes

For

No

Elect Director Paul A. Mahon

Management

Yes

For

No

Elect Director Susan J. McArthur

Management

Yes

For

No

Elect Director R. Jeffrey Orr

Management

Yes

Withhold

Yes

Elect Director T. Timothy Ryan

Management

Yes

For

No

Elect Director Gregory D. Tretiak

Management

Yes

For

No

Elect Director Siim A. Vanaselja

Management

Yes

For

No

Elect Director Brian E. Walsh

Management

Yes

For

No

Ratify Deloitte LLP as Auditors

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

Issuer Name

Ticker

Meeting Date

Primary CUSIP

Proposal Text

Proponent

Did Fund Vote (Y/N)?

Vote Instruction

Vote Against Mgmt

Sun Life Financial Inc.

SLF

05/11/2022

866796105

Elect Director Deepak Chopra

Management

Yes

For

No

Elect Director Stephanie L. Coyles

Management

Yes

For

No

Elect Director Ashok K. Gupta

Management

Yes

For

No

Elect Director M. Marianne Harris

Management

Yes

For

No

Elect Director David H. Y. Ho

Management

Yes

For

No

Elect Director Helen M. Mallovy Hicks

Management

Yes

For

No

Elect Director Marie-Lucie Morin

Management

Yes

For

No

Elect Director Scott F. Powers

Management

Yes

For

No

Elect Director Kevin D. Strain

Management

Yes

For

No

Elect Director Barbara G. Stymiest

Management

Yes

For

No

Ratify Deloitte LLP as Auditors

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

iA Financial Corporation Inc.

IAG

05/12/2022

45075E104

Elect Director Mario Albert

Management

Yes

For

No

Elect Director William F. Chinery

Management

Yes

For

No

Elect Director Benoit Daignault

Management

Yes

For

No

Elect Director Nicolas Darveau-Garneau

Management

Yes

For

No

Elect Director Emma K. Griffin

Management

Yes

For

No

Elect Director Ginette Maille

Management

Yes

For

No

Elect Director Jacques Martin

Management

Yes

For

No

Elect Director Monique Mercier

Management

Yes

For

No

Elect Director Danielle G. Morin

Management

Yes

For

No

Elect Director Marc Poulin

Management

Yes

For

No

Elect Director Suzanne Rancourt

Management

Yes

For

No

Elect Director Denis Ricard

Management

Yes

For

No

Elect Director Ouma Sananikone

Management

Yes

For

No

Elect Director Rebecca Schechter

Management

Yes

For

No

Elect Director Ludwig W. Willisch

Management

Yes

For

No

Ratify Deloitte LLP as Auditors

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

SP 1: Propose Becoming A Benefit Company

Shareholder

Yes

Against

No

SP 2: Propose French As Official Language

Shareholder

Yes

Against

No

Manulife Financial Corp.

MFC

05/12/2022

56501R106

Elect Director Nicole S. Arnaboldi

Management

Yes

For

No

Elect Director Guy L.T. Bainbridge

Management

Yes

For

No

Elect Director Joseph P. Caron

Management

Yes

For

No

Elect Director John M. Cassaday

Management

Yes

For

No

Elect Director Susan F. Dabarno

Management

Yes

For

No

Elect Director Julie E. Dickson

Management

Yes

For

No

Elect Director Roy Gori

Management

Yes

For

No

Elect Director Tsun-yan Hsieh

Management

Yes

For

No

Elect Director Vanessa Kanu

Management

Yes

For

No

Elect Director Donald R. Lindsay

Management

Yes

For

No

Elect Director C. James Prieur

Management

Yes

For

No

Elect Director Andrea S. Rosen

Management

Yes

For

No

Elect Director May Tan

Management

Yes

For

No

Elect Director Leagh E. Turner

Management

Yes

For

No

Ratify Ernst & Young LLP as Auditors

Management

Yes

For

No

Advisory Vote on Executive Compensation Approach

Management

Yes

For

No

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Life & Banc Split Corp. published this content on 30 August 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 August 2022 00:10:06 UTC.