HSBC : Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 December 2018 - Announcement made to the HK stock exchange - English

Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended

(dd/mm/yyyy) :

31/12/2018

To : Hong Kong Exchanges and Clearing LimitedName of Issuer Date SubmittedHSBC Holdings plc 7 January 2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

5

Description :

Ordinary SharesNo. of ordinary shares

Par value (State currency)

Authorised share capital (State currency)

Balance at close of preceding month

N/A (Remark 1)

N/A (Remark 1)

Increase/(decrease)

Balance at close of the month

N/A (Remark 1)N/A (Remark 1)

(2) Stock code :

N/A

Description :Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

No. of ordinary shares

Par value (State currency)

Authorised share capital (State currency)

2. Preference SharesStock code :

N/A

Description :

• a) Non-cumulative Preference Shares

• b) Non-cumulative Series A Sterling Preference ShareBalance at close of preceding month

Increase/(decrease)

Balance at close of the month

3. Other Classes of Shares

No. of preference shares

N/A (Remark 1)

Par value (State currency)

Authorised share capital (State currency)

N/A (Remark 1)N/A (Remark 1)N/A (Remark 1)

Stock code :

N/A

Description :Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

No. of other

classes of

shares

Par value (State currency)

Total authorised share capital at the end of the month (State currency) :

Authorised share capital (State currency)

N/A (Remark 1)

II. Movements in Issued Share Capital

No. of ordinary shares

(1)

(2)

20,359,506,253

Balance at close of preceding month

(US$0.50) (Remark 2)N/A

Increase/ (decrease) during the month

1,335,243

(US$0.50)

N/A

20,360,841,496

Balance at close of the month

(US$0.50)

(Remark 2)

N/A

No of preference shares

• a) 1,450,000 (US$0.01)

• b) 1 (£0.01)

N/A

• a) 1,450,000 (US$0.01)

• b) 1 (£0.01)

No. of other classes of shares

N/A

N/AN/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

1. HSBC Holdings

Particulars of share option

Movement during the month

of issuer issued	shares of
during the month	issuer which
pursuant thereto	may be
issued
pursuant
thereto as at
close of the
month
--	--
931,777	57,065,513
--	--
--	--
Total A. (Ordinary shares)	931,777
(Preference shares)	N/A
(Other class)	N/A

--

scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable

Executive Share Option Scheme

( / /

)

Ordinary shares

(Note 1)

2. HSBC Holdings

Savings-Related Share Option Plans

( / /

)

Ordinary shares

(Note 1)

3. HSBC Holdings

Group Share Option Plan

( / /

)

Ordinary shares

(Note 1)

4. HSBC Share Plan

( / /

)

Ordinary shares

(Note 1)

Total funds raised during the month from exercise of options (State currency)

GrantedExercisedCancelledLapsed

----

--

----931,777

--

------376,328

--£ 3,821,762.11

No. of new shares No. of new

--

--

--

Warrants to Issue Shares of the Issuer which are to be ListedDescription of warrants (Date of expiry - dd/mm/yyyy)

Currency of nominal valueNominal value at close of preceding month

during the at close of the

Exercised Nominal value pursuant

shares of	shares of
issuer	issuer which
issued	may be
during the	issued
month	pursuant
thereto as at
close of the
month

monthNo. of new No. of newtheretomonth

1.

N/A

• ( / / )

  Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

  ( / /

  )

  2.

  N/A

• ( / / )

  Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

  ( / /

  )

  3.

  N/A

• ( / / )

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

( / /

)

4.

N/A

(

/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

( / /

)Total B.

(Ordinary shares) (Preference shares)

(Other class)

N/A N/A N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)Class and description

• 1. EUR1,500,000,000 5.25% Perpetual Subordinated Contingent Convertible Securities (Remark 3)

  Stock code (if listed) Class of shares issuable (Note 1) Conversion Subscription price EGM approval date (if applicable) (dd/mm/yyyy))

  Ordinary Shares €3.37514 per Ordinary Share

• 2. US$2,250,000,000 6.375% Perpetual Subordinated Contingent Convertible

Securities (Remark 4) Stock code (if listed) Class of shares issuable (Note 1) Conversion Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

Ordinary Shares US$4.35578 per Ordinary Share

3. US$1,500,000,000 5.625%

Perpetual Subordinated Contingent Convertible

Securities (Remark 5) Stock code (if listed) Class of shares issuable (Note 1) Conversion Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

Ordinary Shares US$4.35578 per Ordinary Share

4. US$2,450,000,000 6.375%

Perpetual Subordinated Contingent Convertible

Securities (Remark 6) Stock code (if listed) Class of shares

issuable (Note 1)	Ordinary Shares
Conversion	US$4.03488 per
Subscription price	Ordinary Share
EGM approval date
(if applicable)
(dd/mm/yyyy)	(N/A)

Currency of amount outstanding

€

N/A

(N/A)US$ N/A

(N/A)US$ N/A

(N/A)US$ N/A

Amount atclose of preceding monthConverted during the month

1,500,000,000

2,250,000,000

--

--

1,500,000,000

2,450,000,000

----

• 1,500,000,000 --

  Amount at close of the month

  No. of new	No. of new
  shares of	shares of issuer
  issuer issued	which may be
  during the	issued pursuant
  month	thereto as at
  pursuant	close of the
  thereto	month
  444,426,008
  516,555,014
  344,370,009
  607,205,170

• 2,250,000,000 --

• 1,500,000,000 --

• 2,450,000,000 --