FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
SCHWEIGER WERNER J | EVERSOURCE ENERGY [ ES ] | _____ Director | _____ 10% Owner | |||||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | |||||||||||||||||||||||||||
__X__ Officer (give title below) _____ Other (specify below) | ||||||||||||||||||||||||||||||
C/O EVERSOURCE ENERGY, 300 | 3/4/2020 | Executive VP and COO | ||||||||||||||||||||||||||||
CADWELL DRIVE | ||||||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||||||||||||||
SPRINGFIELD, MA 01104 | _X _ Form filed by One Reporting Person | |||||||||||||||||||||||||||||
(City) | (State) | (Zip) | ___ Form filed by More than One Reporting Person | |||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||
1.Title of Security | 2. Trans. | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature of | |||||||||||||||||||||||
(Instr. 3) | Date | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | Indirect | |||||||||||||||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||||||||||||||||||||||
Direct (D) | Ownership | |||||||||||||||||||||||||||||
or Indirect | (Instr. 4) | |||||||||||||||||||||||||||||
(A) or | (I) (Instr. | |||||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | 4) | |||||||||||||||||||||||||
Common Shares, $5.00 par value | 176938 (1) | D | ||||||||||||||||||||||||||||
Common Shares, $5.00 par value | 4596 | I | By Werner | |||||||||||||||||||||||||||
Schweiger | ||||||||||||||||||||||||||||||
Trust | ||||||||||||||||||||||||||||||
Common Shares, $5.00 par value | 437 | I | By Linda | |||||||||||||||||||||||||||
Schweiger | ||||||||||||||||||||||||||||||
Trust | ||||||||||||||||||||||||||||||
Common Shares, $5.00 par value | 433 | I | Custodial | |||||||||||||||||||||||||||
Account for | ||||||||||||||||||||||||||||||
Grandchild | ||||||||||||||||||||||||||||||
Common Shares, $5.00 par value | 690 (2) | I | 401k Plan | |||||||||||||||||||||||||||
(Trustee) | ||||||||||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||||
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||||||||||||||||||
Security | Conversion | Date | Execution | Code | Derivative Securities | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||||||||||||||||||
(Instr. 3) | or Exercise | Date, if any | (Instr. 8) | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | |||||||||||||||||||||
Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||||||||||||||||||
Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||||||||||||||||||
Security | Following | Direct (D) | ||||||||||||||||||||||||||||
Amount or | ||||||||||||||||||||||||||||||
Date | Expiration | Reported | or Indirect | |||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Title | Number of | Transaction(s) | (I) (Instr. | |||||||||||||||||||||
Shares | (Instr. 4) | 4) | ||||||||||||||||||||||||||||
Common | 30585 (3) | 30585 (3) | ||||||||||||||||||||||||||||
Phantom Shares | 3/4/2020 | I | 30585 | Shares, $5.00 | $98.54 | D | ||||||||||||||||||||||||
par value |
Explanation of Responses:
- Includes deferred shares, restricted share units and dividend equivalents thereon.
- Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
- Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.
Reporting Owners
Reporting Owner Name / Address | Relationships | |
Director 10% Owner Officer | Other |
SCHWEIGER WERNER J
C/O EVERSOURCE ENERGYExecutive VP and COO 300 CADWELL DRIVE
SPRINGFIELD, MA 01104
Signatures
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Schweiger | 3/5/2020 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Eversource Energy published this content on 05 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 March 2020 21:46:02 UTC