LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 18 October 2018 | |||
(f) |
In addition to the company in 1(c) above, is the discloser making | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 85,849 | 0.03% | 20,235 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 82,000 | 0.02% | 75,300 | 0.02% | |||||||
TOTAL: | 167,849 | 0.05% | 95,535 | 0.03% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 10 | 182.0400 USD | ||||
USD 0.01 Class A common | Purchase | 10 | 181.1720 USD | ||||
USD 0.01 Class A common | Purchase | 21 | 182.7500 USD | ||||
USD 0.01 Class A common | Purchase | 33 | 181.9800 USD | ||||
USD 0.01 Class A common | Purchase | 35 | 180.8500 USD | ||||
USD 0.01 Class A common | Purchase | 43 | 181.6600 USD | ||||
USD 0.01 Class A common | Purchase | 47 | 182.8800 USD | ||||
USD 0.01 Class A common | Purchase | 50 | 181.0000 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.1000 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.0900 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.0600 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 182.8500 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.8200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 183.1200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.7800 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.7500 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.9400 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 181.5700 USD | ||||
USD 0.01 Class A common | Purchase | 111 | 181.9900 USD | ||||
USD 0.01 Class A common | Purchase | 113 | 181.3404 USD | ||||
USD 0.01 Class A common | Purchase | 128 | 181.4409 USD | ||||
USD 0.01 Class A common | Purchase | 195 | 182.2271 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 181.0550 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 181.4550 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 181.3700 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 182.3000 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 181.7965 USD | ||||
USD 0.01 Class A common | Purchase | 365 | 181.7305 USD | ||||
USD 0.01 Class A common | Purchase | 450 | 181.7711 USD | ||||
USD 0.01 Class A common | Purchase | 463 | 181.8948 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 181.3955 USD | ||||
USD 0.01 Class A common | Purchase | 534 | 181.9200 USD | ||||
USD 0.01 Class A common | Purchase | 550 | 181.0963 USD | ||||
USD 0.01 Class A common | Purchase | 628 | 181.8039 USD | ||||
USD 0.01 Class A common | Purchase | 700 | 182.2625 USD | ||||
USD 0.01 Class A common | Purchase | 764 | 182.2387 USD | ||||
USD 0.01 Class A common | Purchase | 1,034 | 181.6978 USD | ||||
USD 0.01 Class A common | Purchase | 1,607 | 181.8359 USD | ||||
USD 0.01 Class A common | Purchase | 2,550 | 182.9394 USD | ||||
USD 0.01 Class A common | Purchase | 2,950 | 181.9505 USD | ||||
USD 0.01 Class A common | Purchase | 3,318 | 181.7493 USD | ||||
USD 0.01 Class A common | Purchase | 3,900 | 182.9580 USD | ||||
USD 0.01 Class A common | Purchase | 4,295 | 182.1563 USD | ||||
USD 0.01 Class A common | Purchase | 4,300 | 181.7694 USD | ||||
USD 0.01 Class A common | Purchase | 4,318 | 182.1183 USD | ||||
USD 0.01 Class A common | Purchase | 4,440 | 182.8000 USD | ||||
USD 0.01 Class A common | Purchase | 4,990 | 181.7209 USD | ||||
USD 0.01 Class A common | Purchase | 5,810 | 181.8022 USD | ||||
USD 0.01 Class A common | Purchase | 6,208 | 181.8550 USD | ||||
USD 0.01 Class A common | Purchase | 6,749 | 181.8279 USD | ||||
USD 0.01 Class A common | Purchase | 9,900 | 182.2870 USD | ||||
USD 0.01 Class A common | Sale | 10 | 181.1720 USD | ||||
USD 0.01 Class A common | Sale | 21 | 182.7500 USD | ||||
USD 0.01 Class A common | Sale | 35 | 180.8500 USD | ||||
USD 0.01 Class A common | Sale | 50 | 182.9100 USD | ||||
USD 0.01 Class A common | Sale | 50 | 181.7600 USD | ||||
USD 0.01 Class A common | Sale | 51 | 181.3147 USD | ||||
USD 0.01 Class A common | Sale | 65 | 181.7100 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.5600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.7200 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.7700 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.7300 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.0800 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.6850 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.7500 USD | ||||
USD 0.01 Class A common | Sale | 100 | 181.7800 USD | ||||
USD 0.01 Class A common | Sale | 100 | 182.8100 USD | ||||
USD 0.01 Class A common | Sale | 107 | 181.9004 USD | ||||
USD 0.01 Class A common | Sale | 129 | 181.6393 USD | ||||
USD 0.01 Class A common | Sale | 144 | 181.9877 USD | ||||
USD 0.01 Class A common | Sale | 150 | 182.5200 USD | ||||
USD 0.01 Class A common | Sale | 150 | 181.1267 USD | ||||
USD 0.01 Class A common | Sale | 156 | 181.5705 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.5350 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.5000 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.7425 USD | ||||
USD 0.01 Class A common | Sale | 266 | 182.8050 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.7250 USD | ||||
USD 0.01 Class A common | Sale | 300 | 182.7501 USD | ||||
USD 0.01 Class A common | Sale | 317 | 182.2411 USD | ||||
USD 0.01 Class A common | Sale | 357 | 181.9055 USD | ||||
USD 0.01 Class A common | Sale | 447 | 181.9642 USD | ||||
USD 0.01 Class A common | Sale | 517 | 181.6978 USD | ||||
USD 0.01 Class A common | Sale | 539 | 181.9897 USD | ||||
USD 0.01 Class A common | Sale | 600 | 181.4808 USD | ||||
USD 0.01 Class A common | Sale | 700 | 181.0842 USD | ||||
USD 0.01 Class A common | Sale | 778 | 182.2727 USD | ||||
USD 0.01 Class A common | Sale | 877 | 182.2176 USD | ||||
USD 0.01 Class A common | Sale | 893 | 181.7753 USD | ||||
USD 0.01 Class A common | Sale | 900 | 181.6816 USD | ||||
USD 0.01 Class A common | Sale | 900 | 181.5844 USD | ||||
USD 0.01 Class A common | Sale | 1,050 | 180.9757 USD | ||||
USD 0.01 Class A common | Sale | 1,120 | 182.7932 USD | ||||
USD 0.01 Class A common | Sale | 1,500 | 181.7272 USD | ||||
USD 0.01 Class A common | Sale | 1,513 | 182.9553 USD | ||||
USD 0.01 Class A common | Sale | 1,530 | 181.6765 USD | ||||
USD 0.01 Class A common | Sale | 1,792 | 182.2089 USD | ||||
USD 0.01 Class A common | Sale | 1,900 | 181.8405 USD | ||||
USD 0.01 Class A common | Sale | 2,078 | 181.9852 USD | ||||
USD 0.01 Class A common | Sale | 2,100 | 182.9592 USD | ||||
USD 0.01 Class A common | Sale | 2,500 | 182.9400 USD | ||||
USD 0.01 Class A common | Sale | 2,789 | 181.7754 USD | ||||
USD 0.01 Class A common | Sale | 2,805 | 181.8048 USD | ||||
USD 0.01 Class A common | Sale | 2,905 | 181.8022 USD | ||||
USD 0.01 Class A common | Sale | 2,950 | 181.9505 USD | ||||
USD 0.01 Class A common | Sale | 3,000 | 181.6440 USD | ||||
USD 0.01 Class A common | Sale | 3,330 | 182.8000 USD | ||||
USD 0.01 Class A common | Sale | 3,652 | 181.9974 USD | ||||
USD 0.01 Class A common | Sale | 5,008 | 181.9200 USD | ||||
USD 0.01 Class A common | Sale | 5,874 | 181.7750 USD | ||||
USD 0.01 Class A common | Sale | 5,922 | 182.1072 USD | ||||
USD 0.01 Class A common | Sale | 9,200 | 182.3457 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 400 | 180 USD | American | 16 Nov 2018 | 5.3200 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 300 | 188 USD | American | 26 Oct 2018 | 1.2000 USD |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 19 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 178.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 800 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 175.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,800 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,000 | 185.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,400 | 180.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 15,800 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -7,900 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -4,000 | 185.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -2,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -200 | 188.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 178.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:https://www.businesswire.com/news/home/20181019005205/en/
BARCLAYS PLC
Source: BARCLAYS PLC
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Barclays plc published this content on 19 October 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 19 October 2018 10:12:07 UTC