LONDON--(BUSINESS WIRE)--
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 14 September 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 126,818 | 0.04% | 2,962 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 117,500 | 0.03% | 87,300 | 0.03% | |||||||
TOTAL: | 244,318 | 0.07% | 90,262 | 0.03% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 10 | 173.0400 USD | ||||
USD 0.01 Class A common | Purchase | 16 | 172.4400 USD | ||||
USD 0.01 Class A common | Purchase | 23 | 172.9700 USD | ||||
USD 0.01 Class A common | Purchase | 24 | 173.3700 USD | ||||
USD 0.01 Class A common | Purchase | 27 | 173.4300 USD | ||||
USD 0.01 Class A common | Purchase | 49 | 173.2100 USD | ||||
USD 0.01 Class A common | Purchase | 50 | 173.4375 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 172.9000 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 172.9200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 172.9400 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 173.3599 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 173.3850 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 173.5800 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 173.9150 USD | ||||
USD 0.01 Class A common | Purchase | 110 | 172.6400 USD | ||||
USD 0.01 Class A common | Purchase | 190 | 172.9100 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 172.8800 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 173.4100 USD | ||||
USD 0.01 Class A common | Purchase | 310 | 173.1038 USD | ||||
USD 0.01 Class A common | Purchase | 400 | 173.5600 USD | ||||
USD 0.01 Class A common | Purchase | 400 | 173.3925 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 173.0000 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 173.0350 USD | ||||
USD 0.01 Class A common | Purchase | 619 | 173.4839 USD | ||||
USD 0.01 Class A common | Purchase | 695 | 173.2823 USD | ||||
USD 0.01 Class A common | Purchase | 700 | 173.2628 USD | ||||
USD 0.01 Class A common | Purchase | 739 | 173.5453 USD | ||||
USD 0.01 Class A common | Purchase | 810 | 173.5230 USD | ||||
USD 0.01 Class A common | Purchase | 1,039 | 173.4806 USD | ||||
USD 0.01 Class A common | Purchase | 1,100 | 173.0100 USD | ||||
USD 0.01 Class A common | Purchase | 1,500 | 173.1326 USD | ||||
USD 0.01 Class A common | Purchase | 1,615 | 173.1991 USD | ||||
USD 0.01 Class A common | Purchase | 1,700 | 172.9041 USD | ||||
USD 0.01 Class A common | Purchase | 4,800 | 173.5504 USD | ||||
USD 0.01 Class A common | Purchase | 6,196 | 173.5682 USD | ||||
USD 0.01 Class A common | Purchase | 7,614 | 173.1500 USD | ||||
USD 0.01 Class A common | Purchase | 10,100 | 173.1836 USD | ||||
USD 0.01 Class A common | Purchase | 10,663 | 173.4834 USD | ||||
USD 0.01 Class A common | Purchase | 13,900 | 173.2807 USD | ||||
USD 0.01 Class A common | Purchase | 17,748 | 173.2120 USD | ||||
USD 0.01 Class A common | Sale | 10 | 172.6401 USD | ||||
USD 0.01 Class A common | Sale | 16 | 172.4400 USD | ||||
USD 0.01 Class A common | Sale | 19 | 172.9800 USD | ||||
USD 0.01 Class A common | Sale | 50 | 173.4375 USD | ||||
USD 0.01 Class A common | Sale | 100 | 173.2000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 173.2800 USD | ||||
USD 0.01 Class A common | Sale | 100 | 172.9300 USD | ||||
USD 0.01 Class A common | Sale | 100 | 172.9400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 172.6400 USD | ||||
USD 0.01 Class A common | Sale | 200 | 172.8150 USD | ||||
USD 0.01 Class A common | Sale | 200 | 173.6100 USD | ||||
USD 0.01 Class A common | Sale | 200 | 173.7350 USD | ||||
USD 0.01 Class A common | Sale | 200 | 173.5000 USD | ||||
USD 0.01 Class A common | Sale | 249 | 173.2100 USD | ||||
USD 0.01 Class A common | Sale | 300 | 173.4566 USD | ||||
USD 0.01 Class A common | Sale | 400 | 172.9750 USD | ||||
USD 0.01 Class A common | Sale | 400 | 173.5837 USD | ||||
USD 0.01 Class A common | Sale | 424 | 173.4345 USD | ||||
USD 0.01 Class A common | Sale | 500 | 173.4700 USD | ||||
USD 0.01 Class A common | Sale | 500 | 172.9102 USD | ||||
USD 0.01 Class A common | Sale | 551 | 173.4314 USD | ||||
USD 0.01 Class A common | Sale | 600 | 173.0350 USD | ||||
USD 0.01 Class A common | Sale | 700 | 173.1264 USD | ||||
USD 0.01 Class A common | Sale | 900 | 173.1755 USD | ||||
USD 0.01 Class A common | Sale | 900 | 173.3750 USD | ||||
USD 0.01 Class A common | Sale | 924 | 173.3452 USD | ||||
USD 0.01 Class A common | Sale | 946 | 173.3078 USD | ||||
USD 0.01 Class A common | Sale | 1,000 | 173.4495 USD | ||||
USD 0.01 Class A common | Sale | 1,000 | 173.4846 USD | ||||
USD 0.01 Class A common | Sale | 1,050 | 172.9490 USD | ||||
USD 0.01 Class A common | Sale | 1,123 | 173.0091 USD | ||||
USD 0.01 Class A common | Sale | 1,396 | 173.2213 USD | ||||
USD 0.01 Class A common | Sale | 3,800 | 173.3396 USD | ||||
USD 0.01 Class A common | Sale | 4,200 | 173.1573 USD | ||||
USD 0.01 Class A common | Sale | 5,100 | 173.2580 USD | ||||
USD 0.01 Class A common | Sale | 5,199 | 172.9165 USD | ||||
USD 0.01 Class A common | Sale | 5,442 | 173.1500 USD | ||||
USD 0.01 Class A common | Sale | 5,900 | 173.2024 USD | ||||
USD 0.01 Class A common | Sale | 10,200 | 173.2926 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Selling | 400 | 175 USD | American | 14 Sep 2018 | 0.0300 USD |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 17 Sep 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 180.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,100 | 185.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,500 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,000 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 4,400 | 175.0000 | American | 14 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 8,300 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -24,800 | 170.0000 | American | 14 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 173.0000 | American | 14 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 14 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -200 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -200 | 178.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 168.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,700 | 155.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,300 | 165.0000 | American | 28 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -900 | 160.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 173.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 120.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 170.0000 | American | 14 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 600 | 163.0000 | American | 28 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 160.0000 | American | 28 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 170.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,000 | 165.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,800 | 178.0000 | American | 14 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,300 | 130.0000 | American | 21 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 6,300 | 165.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:https://www.businesswire.com/news/home/20180917005284/en/
BARCLAYS PLC
Source: BARCLAYS PLC
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Barclays plc published this content on 17 September 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 17 September 2018 10:32:05 UTC