Amy Lee
Director/Board Member at GUGGENHEIM ACTIVE ALLOCATION FUND
Network origin in Amy Lee first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 28 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 27 | |
| Public Company | Investment Managers | 21 | |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL.
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| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 17 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
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| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 14 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 | |
Guggenheim Credit Income Fund
 Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY.
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| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL.
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| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 |
| Extinct | Investment Trusts/Mutual Funds | 10 | |
Security Benefit Corp.
 Security Benefit Corp. Packaged SoftwareTechnology Services Security Benefit Corp. develops customized retirement solutions for employers and individual investors. It serves to the retirement savings market. The firm products for individuals include fixed annuities, mutual fund custodial and variable annuities. It offers 401(k) and 403(b) plan solutions, plan comparison and various administrative services for the insurance and financial services industry. The company also provides business processing and broker/dealer solutions tailored to the financial services marketplace. Security Benefit was founded in 1892 and is headquartered in Topeka, KS.
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| Private Company | Packaged Software | 9 |
Guggenheim Investments, Inc.
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| Extinct | Investment Managers | 8 |
| Extinct | Investment Trusts/Mutual Funds | 6 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 5 | |
Deutsche Asset Management, Inc.
 Deutsche Asset Management, Inc. Investment ManagersFinance Deutsche Asset Management, Inc. provides asset management and investment advisory services. The company is based in New York, NY.
1
| Extinct | Investment Managers | 1 |
Rydex ETF Trust
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
Rydex Series Funds
1
| Umbrella Fund | 1 | |
Rydex Variable Trust
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
Security Benefit Life Insurance Co.
 Security Benefit Life Insurance Co. Multi-Line InsuranceFinance Security Benefit Life Insurance Co. engages retirement savings and income products. It provides merit-based distribution strategy that helps advisors meet their client’s retirement needs. The company was founded in 1892 and is headquartered in Topeka, KS.
1
| Holding Company | Multi-Line Insurance | 1 |
Rydex Dynamic Funds
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Amy Lee via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| IBM | Packaged Software | Corporate Officer/Principal Corporate Officer/Principal | |
| SBL Fund | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Director/Board Member Chairman | |
| Guggenheim Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Director/Board Member Chairman | |
| Security Mid Cap Growth Fund | Investment Trusts/Mutual Funds | Compliance Officer President | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
First Trust Advisors LP
 First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Investment Managers | Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal | |
| W. P. CAREY INC. | Real Estate Investment Trusts | Compliance Officer Corporate Officer/Principal Corporate Officer/Principal | |
| ADVENT CONVERTIBLE AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Director/Board Member | |
| WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal Corporate Officer/Principal | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Corporate Officer/Principal Director of Finance/CFO Compliance Officer Corporate Officer/Principal General Counsel Compliance Officer Director of Finance/CFO | |
Morgan Stanley Investment Management, Inc.
 Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Investment Managers | Comptroller/Controller/Auditor Corporate Officer/Principal Private Equity Investor | |
Claymore Group, Inc.
 Claymore Group, Inc. Investment ManagersFinance Claymore Group, Inc. provides financial and asset management services. The firm offers investment solutions for financial advisors and their clients. The company was founded in 2004 and is headquartered in Lisle, IL. | Investment Managers | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Compliance Officer Corporate Officer/Principal General Counsel Corporate Officer/Principal | |
Security Investors LLC
 Security Investors LLC Investment ManagersFinance Security Investors LLC (do-business-as Guggenheim Investments) is a registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. The Funds include open-end registered funds, closed-end registered funds, and exchange-traded funds. Their SMA clients may include institutions, such as insurance companies, other financial institutions, pension and profit-sharing plans, US and non-US governmental entities, colleges, hospitals, charitable organizations, endowment funds and foundations, and certain individuals and trusts. | Investment Managers | Compliance Officer Investment Committee Member Chief Executive Officer Corporate Officer/Principal Chief Executive Officer Analyst-Equity Director of Research - Fxd Inc Portfolio Manager-Equities | |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary | |
| ISHARES SILVER BULLION ETF | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Corporate Secretary Director of Finance/CFO | |
CNL Fund Advisors Co.
 CNL Fund Advisors Co. Investment ManagersFinance CNL Fund Advisors Co (CNL Fund Advisors) is a private equity subsidiary of CNL private equity Corp founded in 1994 by James M Seneff. The firm is headquartered in Orlando, Florida. | Investment Managers | General Counsel Director of Finance/CFO | |
Guggenheim Credit Income Fund 2016 T
 Guggenheim Credit Income Fund 2016 T Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund 2016 T operates as a non-diversified closed-end management investment company. It intends to meet its investment objectives by investing primarily in privately-negotiated, loans to private middle market U.S. companies. The company was founded in September 5, 2014 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Chief Executive Officer Director/Board Member Director of Finance/CFO President | |
| University of Pennsylvania | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree Graduate Degree | |
First Trust Portfolios LP
 First Trust Portfolios LP Investment Banks/BrokersFinance Part of AJM Ventures LLC, First Trust Portfolios LP is a financial services company based in Wheaton, IL. The private company offers a range of investment products, including unit investment trusts, exchange-traded funds, mutual funds, and closed-end funds. The company's website provides research and commentary on available portfolios, asset allocation, and advanced portfolio searches. The company also offers target outcome investments, variable annuities, and structured investments. First Trust Portfolios is not ranked in any publication lists like the INC 5000. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Nuveen Fund Advisors LLC
 Nuveen Fund Advisors LLC Investment Banks/BrokersFinance Founded in 1989, Nuveen Fund Advisors LLC is a fund distributor Chicago, Illinois. The firm is a subsidiary of Nuveen Investments, Inc. and their ultimate parent is Windy City Investments Holdings LLC. | Investment Banks/Brokers | Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Graduate Degree Graduate Degree Graduate Degree | |
| Purdue University | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Illinois | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Guggenheim Partners LLC
 Guggenheim Partners LLC Investment ManagersFinance Guggenheim Partners LLC provides financial services. It offers investments, securities, and insurance services. The company was founded in 1881 and is headquartered in Chicago, IL. | Investment Managers | Director of Finance/CFO Corporate Officer/Principal Director/Board Member Director/Board Member Chief Executive Officer Corporate Officer/Principal | |
| INVESCO DB G10 CURRENCY HARVEST FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Director/Board Member Chief Executive Officer | |
Invesco Specialized Products LLC
 Invesco Specialized Products LLC Financial ConglomeratesFinance Part of Invesco Ltd., Invesco Specialized Products LLC provides investment and financial services. The private company is based in Rockville, MD. Anna Paglia has been the CEO of the company since 2020. | Financial Conglomerates | Chief Executive Officer Director/Board Member Chief Executive Officer | |
Guggenheim Partners Investment Management LLC
 Guggenheim Partners Investment Management LLC Investment ManagersFinance Guggenheim Partners Investment Management LLC (GPIM) is a registered investment advisor headquartered in Santa Monica, California. The firm was founded by Mark Walter in 2005 and is a direct subsidiary of Guggenheim Partners Investment Management Holdings LLC, ultimately owned by Guggenheim Capital LLC. GPIM provides investment advisory and supervisory services to a variety of institutional clients through separately managed accounts (SMAs) and registered and unregistered pooled investment vehicles. | Investment Managers | Investment Committee Member Chief Executive Officer Corporate Officer/Principal Corporate Officer/Principal | |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | Investment Trusts/Mutual Funds | Director of Finance/CFO Director of Finance/CFO | |
Guggenheim Funds Investment Advisors LLC
 Guggenheim Funds Investment Advisors LLC Investment ManagersFinance Guggenheim Funds Investment Advisors LLC (Guggenheim Funds) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Guggenheim Funds Services LLC, ultimately owned by Guggenheim Capital LLC. Guggenheim Funds provides asset management and investment advisory services to insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors. | Investment Managers | Corporate Officer/Principal Chief Executive Officer Chief Executive Officer | |
Insight North America, Inc.
 Insight North America, Inc. Electronics DistributorsDistribution Services Part of Insight Enterprises, Inc., Insight North America, Inc. is a leading solutions and systems integrator that provides computer hardware, software, cloud solutions, and IT services to business, government, education, and healthcare clients. Based in Chandler, AZ, Insight helps boost IT operational efficiency and achieve key business priorities through leading technology that improves performance and streamlines operations. The private company offers flexible pricing models, managed services, and efficient technology to help manage costs and optimize IT budgets aligned with business goals. The CEO of the company is Joyce A. Mullen. | Electronics Distributors | Corporate Officer/Principal Compliance Officer | |
Guggenheim Funds Services LLC
 Guggenheim Funds Services LLC Financial ConglomeratesFinance Guggenheim Funds Services LLC operates as investment holding company. The company is headquartered in Chicago, IL. | Financial Conglomerates | Director/Board Member Corporate Officer/Principal Chief Executive Officer | |
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Masters Business Admin | |
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Director of Finance/CFO | |
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal General Counsel Corporate Officer/Principal General Counsel Corporate Officer/Principal General Counsel Corporate Officer/Principal Director of Finance/CFO Chief Executive Officer | |
Carey Credit Advisors LLC
 Carey Credit Advisors LLC Investment ManagersFinance Part of W.P. Carey, Inc., Carey Credit Advisors LLC is a private company that provides investment advisory services. The company is based in New York, NY. Jason E. Fox has been the CEO of the company since 2017. | Investment Managers | Compliance Officer Director of Finance/CFO Corporate Officer/Principal | |
| Security Large Cap Value Fund | Compliance Officer President |
Statistics
International
| United States | 49 |
| Canada | 3 |
Sectoral
| Miscellaneous | 24 |
| Finance | 20 |
| Consumer Services | 6 |
| Technology Services | 2 |
| Distribution Services | 2 |
Operational
| Director/Board Member | 390 |
| Corporate Officer/Principal | 252 |
| Independent Dir/Board Member | 154 |
| Chief Executive Officer | 99 |
| President | 97 |
Most connected contacts
| Insiders | |
|---|---|
| John Louis Sullivan | 46 |
| Donald Christopher Cacciapaglia | 40 |
| Roman Friedrich | 38 |
| Donald P. Swade | 33 |
| Brian Edward Binder | 32 |
| Kevin M. Robinson | 32 |
| Ronald Nyberg | 30 |
| Steven Cosler | 29 |
| Carl Robert Henrikson | 29 |
| Joanna M. Catalucci | 28 |
| Kamal Jafarnia | 26 |
| Steve M. Hill | 25 |
| Randall Barnes | 25 |
| Ronald Toupin | 24 |
| Maynard F. Oliverius | 24 |
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