To Company Name/Scheme BLUE SKY ALTERNATIVES ACCESS FUND LIMITED (BAF)
ACN/ARSN ACN 168 941 704
-
Details of substantial holder(1)
Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed
in Annexure 'B '
ACN/ARSN (if applicable) ACN 007 457 141
The holder became a substantial holder on 15/05/2017
-
Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4)
Number of securities
Person's votes (5)
Voting power (6)
Ordinary Shares
8,564,598
8,564,598
Total
8,564,598
8,564,598
5.00%
-
Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest (7)
Number of securities
Class of securities
Asgard Capital Management Limited
Asgard Capital Management Limited ABN 92 009 279 592 AFSL 240695 is a
custodian and operator of Investor-Directed Portfolio Service (IDPS). Asgard Capital Management Limited is the custodian and operator of Asgard eWrap Investment, Asgard Funds Account, LifeForce eWrap Investment and Personal Choice Private eWrap Investment Account.
283,026
Ordinary
BT Funds Management Limited
BT Funds Management Limited is the manager
6,779,423
Ordinary
of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.
Westpac RE Limited
Westpac RE Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.
1,502,149
Ordinary
-
Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
Registered holder of securities
Persons entitled to be registered as holder (8)
Class and number of securities
Asgard Capital Management Limited
Asgard Capital Management Limited
See Annexure 'A'
283,026
Ordinary
Westpac RE Limited
HSBC Custody Nominees (Australia) Limited.
See Annexure 'A'
1,502,149
Ordinary
BT Funds Management Limited
Asgard Capital Management Limited
BT Portfolio Services Limited
See Annexure 'A'
6,779,423
Ordinary
-
Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Consideration (9)
Class and number of securities
Cash
Non-cash
WBC & associates
See Annexure 'A'
See Annexure 'A'
See Annexure 'A'
-
Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
Westpac RE Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
BLUE SKY ALTERNATIVES ACCESS FUND LIMITED (BAF) | The Company Secretary BLUE SKY ALTERNATIVES ACCESS FUND LIMITED (BAF) Suite 1808, Level 18, 264 - 278 George Street Sydney NSW 2000 Tel: 02 8282 0400 |
Print name Tim Hartin Capacity Company Secretary
Sign here Date 30/05/2017
DIRECTIONSIf there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
The person's votes divided by the total votes in the body corporate scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write "unknown".
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Westpac Banking Corporation published this content on 30 May 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 30 May 2017 07:14:17 UTC.
Original documenthttp://ir.iguana2.com/westpac/news-item?S=BAF&E=ASX&N=1016441
Public permalinkhttp://www.publicnow.com/view/DB2D578071020075FC6EE42E45C8C6CC528B6950