UNIVERSAL BIOSENSORS, INC. Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
onlyTo:Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1) Name
ACN/ARSN (if applicable)
useTh re was a change in the interests of the substantial holder on
The previous notice was given to the company on The previous notice was dated
2. Previous and present voting power
Universal Biosensors, Inc
121 559 993
The entities named in Section 4 below (each a "Substantial Holder")
007 364 132
See Attachment A
26 / 10 / 21
26 / 10 / 21
Class of securities (4) | Previous notice | Present notice | ||
Person's | Voting power (5) | Person's votes | Voting power (5) | |
votes | ||||
CDIs | 17,382,413 | 9.78% | 15,402,835 | 8.65% |
personal | |||||||||
3. Changes in relevant interests | |||||||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or | |||||||||
scheme, since the | substantial holder was last required to give a substantial holding notice to the company or scheme as follows: | ||||||||
Date of | Person whose | Nature of | Consideration | Class and | Person's | ||||
change | relevant | change (6) | given in relation to | number of | votes | ||||
interest | change (7) | securities | affected | ||||||
For | changed | affected | |||||||
Various - | JM Financial | On market trading and | |||||||
see | Group Limited | dilution due to new issue | Refer Attachment A | ||||||
Attachment | and No Plan B | of securities by Universal | |||||||
A | Pty Ltd | Biosensors, Inc | |||||||
604 GUIDE page 1/1 13 March 2000
4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of | Registered | Person entitled to be | Nature of | Class and | Person's |
relevant | holder of | registered as holder (8) | relevant | number of | votes |
interest | securities | interest (6) | securities | ||
only | Power to exercise | |||||||||||
or control the | ||||||||||||
exercise of a vote | ||||||||||||
attached to the | ||||||||||||
securities and | ||||||||||||
Sandhurst | dispose of the | |||||||||||
JM Financial | securities which are | |||||||||||
Trustees Ltd | JM Financial Group | 15,402,835 | ||||||||||
Group | held in client | 15,402,835 | ||||||||||
Limited | CDIs | |||||||||||
Limited | discretionary | |||||||||||
a/c> | ||||||||||||
investment | ||||||||||||
accounts managed | ||||||||||||
by JM Financial | ||||||||||||
Group (see section | ||||||||||||
608(1)(b) and | ||||||||||||
608(1)(c) | ||||||||||||
Sandhurst | JM Financial Group | Relevant interest | 15,402,835 | 15,402,835 | ||||||||
No Plan B | Trustees Ltd | Limited | CDIs | |||||||||
under section | ||||||||||||
Pty Ltd | ||||||||||||
608(3)(a) | ||||||||||||
use5. Changes in association | a/c> | |||||||||||
personal | The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in | |||||||||||
relation to voting interests in the company or scheme are as follows: | ||||||||||||
Name and ACN/ARSN (if applicable) | Nature of association | |||||||||||
N/A | ||||||||||||
6. Addresses | ||||||||||||
The addresses of persons named in this form are as follows: | ||||||||||||
Name | Address | |||||||||||
Each Substantial Holder | Level 8, 140 Bourke Street, Melbourne | |||||||||||
Sandhurst Trustees Limited | Level 5, 120 Harbour Esplanade, Docklands VIC 3008 |
Signature
For
(1)
(2)
(3)
(4)
print name Lee Mitchell | capacity | Company | ||||
Secretary | ||||||
sign here | date | 16 | / | 03 | / 2022 |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant issues (e.g. A corporation and its related corporations, or the manager and equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in form.
See the definition of "associate" in Section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
(5)
(6)
only(7)
(8)
use(9) personalFor
604 GUIDE page 1/1 13 March 2000 | |
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | |
Include details of: | |
(a) | any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any |
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or | |
this form, together with a written statement certifying this contract, scheme or arrangement; and | |
(b) | any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to |
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). | |
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | |
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or | |
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. | |
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the | |
the relevant interest was acquired. | |
If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write "unknown". | |
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. |
Attachment A
Nature of Change | |
On-market sale | |
only | On-market sale |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
use | On-market sale |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
personal | On-market sale |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
For | On-market sale |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale | |
On-market sale |
604 GUIDE page 1/1 13 March 2000 | ||||||||
Trade Date | Number of securities | Consideration Given ($) | Votes affected | |||||
affected | ||||||||
2021-10-27 | 616.00 | $452.76 | 616.00 | |||||
2021-10-27 | 5600.00 | $4,116.00 | 5600.00 | |||||
2021-11-09 | 1453.00 | $1,162.49 | 1453.00 | |||||
2021-11-09 | 1169.00 | $935.27 | 1169.00 | |||||
2021-11-09 | 929.00 | $743.26 | 929.00 | |||||
2021-11-09 | 493.00 | $394.43 | 493.00 | |||||
2021-11-09 | 1518.00 | $1,214.50 | 1518.00 | |||||
2021-11-09 | 4561.00 | $3,649.09 | 4561.00 | |||||
2021-11-09 | 440.00 | $352.03 | 440.00 | |||||
2021-11-09 | 2059.00 | $1,647.33 | 2059.00 | |||||
2021-11-09 | 1420.00 | $1,136.09 | 1420.00 | |||||
2021-11-09 | 464.00 | $371.23 | 464.00 | |||||
2021-11-09 | 531.00 | $424.83 | 531.00 | |||||
2021-11-09 | 1098.00 | $878.47 | 1098.00 | |||||
2021-11-09 | 228.00 | $182.41 | 228.00 | |||||
2021-11-09 | 1085.00 | $868.07 | 1085.00 | |||||
2021-11-09 | 290.00 | $232.02 | 290.00 | |||||
2021-11-09 | 2165.00 | $1,732.14 | 2165.00 | |||||
2021-11-09 | 568.00 | $454.44 | 568.00 | |||||
2021-11-09 | 2527.00 | $2,021.76 | 2527.00 | |||||
2021-11-09 | 738.00 | $590.45 | 738.00 | |||||
2021-11-09 | 48.00 | $38.40 | 48.00 | |||||
2021-11-09 | 1448.00 | $1,158.49 | 1448.00 | |||||
2021-11-09 | 2120.00 | $1,696.13 | 2120.00 | |||||
2021-11-09 | 297.00 | $237.62 | 297.00 | |||||
2021-11-09 | 268.00 | $214.42 | 268.00 | |||||
2021-11-09 | 2654.00 | $2,123.37 | 2654.00 | |||||
2021-11-09 | 1564.00 | $1,251.30 | 1564.00 | |||||
2021-11-09 | 841.00 | $672.85 | 841.00 | |||||
2021-11-09 | 678.00 | $542.44 | 678.00 | |||||
2021-11-09 | 5262.00 | $4,209.93 | 5262.00 | |||||
2021-11-09 | 3047.00 | $2,437.79 | 3047.00 | |||||
2021-11-09 | 3093.00 | $2,474.60 | 3093.00 | |||||
2021-11-09 | 660.00 | $528.04 | 660.00 | |||||
2021-11-09 | 2481.00 | $1,984.96 | 2481.00 | |||||
2021-11-09 | 507.00 | $405.63 | 507.00 | |||||
2021-11-09 | 3233.00 | $2,586.60 | 3233.00 | |||||
2021-11-09 | 535.00 | $428.03 | 535.00 | |||||
2021-11-09 | 662.00 | $529.64 | 662.00 | |||||
2021-11-09 | 853.00 | $682.45 | 853.00 | |||||
2021-11-09 | 400.00 | $320.03 | 400.00 | |||||
2021-11-09 | 661.00 | $528.84 | 661.00 | |||||
2021-11-09 | 302.00 | $241.62 | 302.00 | |||||
2021-11-09 | 7508.00 | $6,006.87 | 7508.00 | |||||
2021-11-09 | 2713.00 | $2,170.57 | 2713.00 | |||||
2021-11-09 | 1056.00 | $844.87 | 1056.00 |
For personal use only
604 GUIDE page 1/1 13 March 2000 | |||||
Nature of Change | Trade Date | Number of securities | Consideration Given ($) | Votes affected | |
affected | |||||
On-market sale | 2021-11-09 | 1355.00 | $1,084.09 | 1355.00 | |
On-market sale | 2021-11-09 | 1284.00 | $1,027.28 | 1284.00 | |
On-market sale | 2021-11-09 | 1732.00 | $1,385.71 | 1732.00 | |
On-market sale | 2021-11-09 | 389.00 | $311.22 | 389.00 | |
On-market sale | 2021-11-09 | 742.00 | $593.65 | 742.00 | |
On-market sale | 2021-11-09 | 487.00 | $389.63 | 487.00 | |
On-market sale | 2021-11-09 | 719.00 | $575.25 | 719.00 | |
On-market sale | 2021-11-09 | 976.00 | $780.86 | 976.00 | |
On-market sale | 2021-11-09 | 1385.00 | $1,108.09 | 1385.00 | |
On-market sale | 2021-11-09 | 1494.00 | $1,195.29 | 1494.00 | |
On-market sale | 2021-11-09 | 360.00 | $288.02 | 360.00 | |
On-market sale | 2021-11-09 | 211.00 | $168.81 | 211.00 | |
On-market sale | 2021-11-09 | 2326.00 | $1,860.95 | 2326.00 | |
On-market sale | 2021-11-09 | 1081.00 | $864.87 | 1081.00 | |
On-market sale | 2021-11-09 | 848.00 | $678.45 | 848.00 | |
On-market sale | 2021-11-09 | 3350.00 | $2,680.21 | 3350.00 | |
On-market sale | 2021-11-09 | 1146.00 | $916.87 | 1146.00 | |
On-market sale | 2021-11-09 | 555.00 | $444.04 | 555.00 | |
On-market sale | 2021-11-09 | 563.00 | $450.44 | 563.00 | |
On-market sale | 2021-11-09 | 164.00 | $131.21 | 164.00 | |
On-market sale | 2021-11-09 | 2986.00 | $2,388.99 | 2986.00 | |
On-market sale | 2021-11-09 | 1447.00 | $1,157.69 | 1447.00 | |
On-market sale | 2021-11-09 | 1106.00 | $884.87 | 1106.00 | |
On-market sale | 2021-11-09 | 287.00 | $229.62 | 287.00 | |
On-market sale | 2021-11-09 | 533.00 | $426.43 | 533.00 | |
On-market sale | 2021-11-09 | 856.00 | $684.85 | 856.00 | |
On-market sale | 2021-11-09 | 2685.00 | $2,148.17 | 2685.00 | |
On-market sale | 2021-11-09 | 1252.00 | $1,001.68 | 1252.00 | |
On-market sale | 2021-11-09 | 109.00 | $87.21 | 109.00 | |
On-market sale | 2021-11-09 | 214.00 | $171.21 | 214.00 | |
On-market sale | 2021-11-09 | 660.00 | $528.04 | 660.00 | |
On-market sale | 2021-11-09 | 486.00 | $388.83 | 486.00 | |
On-market sale | 2021-11-09 | 220.00 | $176.01 | 220.00 | |
On-market sale | 2021-11-10 | 6578.00 | $5,262.94 | 6578.00 | |
On-market sale | 2021-11-10 | 5293.00 | $4,234.83 | 5293.00 | |
On-market sale | 2021-11-10 | 4207.00 | $3,365.95 | 4207.00 | |
On-market sale | 2021-11-10 | 2234.00 | $1,787.38 | 2234.00 | |
On-market sale | 2021-11-10 | 6870.00 | $5,496.56 | 6870.00 | |
On-market sale | 2021-11-10 | 20651.00 | $16,522.49 | 20651.00 | |
On-market sale | 2021-11-10 | 1994.00 | $1,595.36 | 1994.00 | |
On-market sale | 2021-11-10 | 9320.00 | $7,456.76 | 9320.00 | |
On-market sale | 2021-11-10 | 6430.00 | $5,144.53 | 6430.00 | |
On-market sale | 2021-11-10 | 2103.00 | $1,682.57 | 2103.00 | |
On-market sale | 2021-11-10 | 2404.00 | $1,923.40 | 2404.00 | |
On-market sale | 2021-11-10 | 4970.00 | $3,976.41 | 4970.00 | |
On-market sale | 2021-11-10 | 1031.00 | $824.88 | 1031.00 | |
On-market sale | 2021-11-10 | 4913.00 | $3,930.80 | 4913.00 | |
On-market sale | 2021-11-10 | 1313.00 | $1,050.51 | 1313.00 |
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Disclaimer
Universal Biosensors Inc. published this content on 17 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 March 2022 00:00:01 UTC.
