Certain A Shares of SWS Hemodialysis Care Co., Ltd. are subject to a Lock-Up Agreement Ending on 26-DEC-2023. These A Shares will be under lockup for 370 days starting from 21-DEC-2022 to 26-DEC-2023.

Details:
Gao Guangyong, the controlling shareholder and actual controller of the company, promises: Within 36 months since the date of listing of the present shares, there will not be no transfers nor entrustment of shares to any third party nor repurchase by the Company. If, within 6 months after the issuer's listing, the closing price of the shares is lower than issuance price for 20 consecutive trading days or if trading price is lower than issuance price after 6 months from listing, lock-up period will be automatically extended for another 6 months.

Enterprises controlled by the controlling shareholder and actual controller Chongqing Dexiang Commercial Management Partnership (Limited Partnership) and Chongqing Yuanwaiyuan Commercial Management Partnership (Limited Partnership) promise: Within 36 months since the date of listing of the present shares, there will not be no transfers nor entrustment of shares to any third party nor repurchase by the Company. If, within 6 months after the issuer's listing, the closing price of the shares is lower than issuance price for 20 consecutive trading days or if trading price is lower than issuance price after 6 months from listing, lock-up period will be automatically extended for another 6 months.

Commitment of newly added shareholders (Hunan Xiangjiang Liyuan Jiankun Venture Capital Partnership (Limited Partnership)) in the last year: Within 12 months from the date of listing of the issuer?s shares, the issuer?s shares held by the company for this issue and prior to listing shall not be transferred or entrusted to others to manage, nor shall the issuer repurchase such shares.

The company?s shareholders Liu Yunjun, Huagai Xincheng Medical and Health Investment Chengdu Partnership (Limited Partnership), Hunan Xiangjiang Dajiankang Venture Capital Partnership (Limited Partnership), Chongqing Louwailou Investment Co., Ltd., Zhang Lin, Wang Jin, Hong Xinzhong, Zhou Hengyu, You Xinnong, Yuan Chunli, Li Xihua, Ren Yingxiang, Ma Rongfu, Zhuhai Jianheng Equity Investment Partnership (Limited Partnership), Xiangjiang Industrial Investment Co., Ltd., Xiong Yan promised: Within 12 months from the date of the issuer?s stock listing, the issuer?s shares held by the issuer for this issue and prior to listing will not be transferred or entrusted to others to manage, nor will the issuer repurchase This part of the shares.

Gao Guangyong, Liu Yunjun, Li Shuilong, Ren Yingxiang, Tong Jin, Yu Shangling, and Duan Chunyan who serve as directors and senior managers of the company promised: Within 12 months since the date of listing of the present shares, there will not be no transfers nor entrustment of shares to any third party nor repurchase by the Company. If, within 6 months after the issuer's listing, the closing price of the shares is lower than issuance price for 20 consecutive trading days or if trading price is lower than issuance price after 6 months from listing, lock-up period will be automatically extended for another 6 months. After the expiry of the lock-up period (including the extended lock-up period), during the time serves as the company director, supervisor and senior manager, the party promise that yearly transfer of shares made by him/her will not exceed 25% of the holding.

Qin Jizhong and Ma Weifeng, who serve as supervisors of the company, promise: Within 12 months from the date of listing of The Company?s stocks, I shall not transfer in any way the shares of The Company directly or indirectly held by me; during my tenure, the transfer of shares shall not exceed 25% of the total shares of The Company held by me each year.; I will not transfer my shares in any way within half a year after leaving the company.

Gao Guangyong, Ren Yingxiang, Tong Jin and Qin Jizhong as the core technical personnel of the company promise: Within 12 months from the date of the issuer?s current issuance and listing and within 6 months after resignation, the issuer shall not transfer or entrust others to manage the shares directly and indirectly held by the issuer in the initial issuance and listing of The Company the party promise that yearly transfer of shares made by him/her will not exceed 25% of the holding.