【NEWS RELEASE】
March 18, 2020
SMBC Nikko Securities Inc.
Organizational and Personnel Changes
SMBC Nikko Securities Inc. announces organizational and personnel changes as follows.
1. Organizational Changes (Effective as of March 18, 2020)
- Corporate Planning & Customer-Oriented Business Planning
- Corporate Planning is renamed Corporate Planning & Customer-Oriented Business Planning.
- Innovation
- Innovation is established.
- Nikko Open Innovation Lab is established.
- Sales Planning
- Solution Business Planning Division transferred from Solution Strategy to Sales Planning.
- Alliance Business Planning Division transferred from Direct Service & Alliance Business to Sales Planning.
- Direct Service
- Direct Service & Alliance Business is renamed Direct Service.
- East Japan District, Shutoken District, Tokai/Hokuriku/Shinshu District, Kinki /ShikokuDistrict, West Japan District
- Hokkaido/Tohoku/Shinetsu District, Shutoken District, Tokai/Hokuriku District, Kinki District, West Japan District, Kyushu/Okinawa District are reorganized as East Japan District, Shutoken District, Tokai/Hokuriku/Shinshu District, Kinki /ShikokuDistrict, West Japan District
- Solution Strategy
- Solution Strategy is abolished.
- Regional Financial Institutions and Corporate Clients
- Regional Corporate Business Promotion Division transferred from Solution Strategy to Regional Financial Institutions and Corporate Clients.
This material is an English translation of Japanese announcement made on March 18, 2020. Although the company intended to faithfully translate the Japanese document into English, the accuracy and correctness of this translation are not guaranteed and thus you are encouraged to refer to the original Japanese document.
- Private Banking
- Solution Business Planning I Division transferred from Solution Strategy to Private Banking and reorganized as Private Wealth Strategy Division.
- Global Capital Markets Origination
- Capital Markets Origination Division is renamed Global Capital Markets Origination.
- Corporate Clients Osaka
- Investment Banking Osaka Division transferred from Corporate Banking to Corporate Clients Osaka.
- Wholesale Business Planning
- Merchant Banking Division is established.
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2. Changes in Directors and Executive Officers (Effective as of March 18, 2020)
- Retirement of Directors and Executive Officers
Masashi Iwakigawa | Advisor |
Hiroshi Mishima | Advisor |
Akira Inoue | Advisor |
Tomonaga Takaoka | Advisor |
Yukio Noda | Advisor |
Hiroshi Nakazawa | Advisor |
Hideaki Inaoka | Executive Managing Director, Nikko Investor Relations., Ltd. |
(Effective as of April 1, 2020) | |
Hideki Sudo, | Executive Managing Director, Nikko Research Center, Inc. |
(Effective as of April 1, 2020) | |
Honami Watanabe | Executive Managing Director, Nikko Enterprise Co., Ltd. |
(Effective as of April 1, 2020) | |
- Changes in Directors and Executive Officers
Hitoshi Ishii | Executive Officer, | Executive | Deputy | President, | Head | of |
Wholesale Business Unit | ||||||
Taro Hayashi | Executive Officer, | Executive | Deputy | President, | Head | of |
Capital Markets Unit | ||||||
Kazuhiro Notsu | Director and Senior Managing Executive Officer, | Head of | ||||
Planning Unit, Head of Finance, Head of Innovation and | ||||||
General Manager, Nikko Open Innovation Lab | ||||||
Director and Managing Executive Officer, Head of | ||||||
Shinya Inose | Administration Unit, Head of Board of Directors Office and | |||||
Head of Compliance | ||||||
Hiroaki Toyoda | Senior Managing Executive Officer, | Head of Financial & | ||||
Public Institutions | Unit | |||||
Trevor Hill | Senior Managing | Executive | Officer, Head of | Equity, | ||
Co-Head of Research (Equity Research) | ||||||
Kenichi Hida | Senior Managing Executive Officer, Head of Sales Unit | |||||
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Toshihiro Sato | Senior Managing Executive Officer, Head of Global Markets | ||||||
Unit and Head of Global Markets Planning | |||||||
Managing Executive Officer, Senior Deputy Head of | |||||||
Takahiro Yazawa | International Business (based in London), and Chairman, | ||||||
SMBC Nikko Capital Markets Limited | |||||||
Takashi Aiki | Managing | Executive | Officer, | Head | of | Administrative | |
Operation and Senior Deputy Head of Innovation | |||||||
Managing Executive Officer, Representative Managing | |||||||
Tomonari Kimura | Director of Osaka and Kyoto and Head of Corporate Clients | ||||||
Osaka | |||||||
Managing Executive Officer, Head of Corporate Clients | |||||||
Masaharu Suenaga | (Corporate Clients III, Corporate Clients V, Corporate Clients | ||||||
VIII, Corporate Clients X) | |||||||
Masashi Sakamoto | Managing Executive Officer, Senior Deputy Head of Sales | ||||||
Unit (Direct Service) and Head of Product Marketing Unit | |||||||
Managing Executive Officer, Senior Deputy Head of | |||||||
Tadaaki Komori | Wholesale Business Unit and Head of Mergers and | ||||||
Acquisitions Advisory | |||||||
Shunshi Kira | Managing Executive Officer, Head of Global Capital Markets | ||||||
Origination | |||||||
Managing Executive Officer, Senior Deputy Head of | |||||||
Hideki Sakamoto | Wholesale Business Unit and Head of Investment Banking | ||||||
(Investment Banking IV, Investment Banking VII, Industrial | |||||||
Research, Investment Banking Strategies) | |||||||
Kazuya Noguchi | Managing Executive Officer, Head of Kinki /Shikoku District | ||||||
Nobu Sakamoto | Managing Executive Officer, Senior Deputy Head of Sales | ||||||
Unit and Head of Private Banking | |||||||
Shuji Yoshioka | Executive Officer, Head of Corporate Business and Head of | ||||||
Wholesale Business Planning | |||||||
Shinsuke Ushijima | Executive | Officer, | Head | of | Corporate | Planning & | |
Customer-Oriented Business Planning | |||||||
Shunichiro Joya | Executive Officer, Head of Public Institutions | ||||||
Teruya Sugino | Executive Officer, Head of Risk Management | ||||||
Executive Officer, Senior Deputy Head of Corporate | |||||||
Susumu Kanda | Banking, | Senior Deputy | Head | of | Regional Financial | ||
Institutions, Corporate Clients and Executive Officer for | |||||||
special missions | |||||||
4 |
Kazuyoshi Fukushima | Executive | Officer, Head of East Japan District | |||||
Executive Officer, Head of Corporate Clients (Corporate | |||||||
Hidetsugu Oki | Clients | I, | Corporate Clients II, | Corporate | Clients VII) | and | |
Head of Investment Banking (Investment Banking V, Real | |||||||
Estate Finance) | |||||||
Hironori Hattori | Executive Officer, Head of Financial Markets and Co-Head of | ||||||
Research (Financial Market & Economic Research) | |||||||
Tatsuya Shiine | Executive Officer, Head of Financial & Public Institutions | ||||||
Yoshinori Hirahara | Executive Officer, Head of Tokai/Hokuriku/Shinshu District | ||||||
Executive Officer, Senior Deputy Head of International | |||||||
Bungo Miura | Business (based in New York), and President, SMBC Nikko | ||||||
Securities America, Inc. | |||||||
Kayo Nakamura | Executive Officer, Senior Deputy Head of Private Banking | ||||||
and General Manager, Private Banking III | |||||||
Executive Officer, Senior Deputy Head of Corporate Clients | |||||||
Reiji Domoto | Osaka and Senior Deputy Head of Regional Financial | ||||||
Institutions and Corporate Clients | |||||||
Executive Officer, Head of Corporate Banking and Senior | |||||||
Kiichiro Hondo | Deputy | Head of | Regional | Financial | Institutions | and | |
Corporate Clients and Senior Deputy Head of Mergers and | |||||||
Acquisitions Advisory | |||||||
Yuji Anashige | Executive Officer, Head of Shutoken District | ||||||
Executive Officer, Senior Deputy Head of Financial Markets | |||||||
Susumu Masuda | and Senior Deputy Head of Research (Financial Market & | ||||||
Economic Research) | |||||||
Munehiro Yamada | Executive | Officer, | Head of Corporate Clients (Corporate | ||||
Clients IV, Corporate Clients VI, Corporate Clients IX) | |||||||
Daiji Nakata | Executive | Officer, | Head of Sales Planning and Head of | ||||
Direct Service | |||||||
Narutoshi Terauchi | Executive Officer, Sumitomo Mitsui Banking Corporation | ||||||
Executive Officer, Senior Deputy Head of Mergers and | |||||||
Naoki Toyoizumi | Acquisitions Advisory and General Manager, Mergers and | ||||||
Acquisitions Advisory | |||||||
Alexandre Avakiants | Executive Officer, Senior Deputy Head of Equity and Senior | ||||||
Deputy Head of Research (Equity Research) | |||||||
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4. Personnel Changes (Effective as of March 18, 2020)
Toshiharu Suzuki | General Manager, Asahikawa Branch |
Ryosuke Tobita | General Sales Manager, Sendai Branch |
Akikazu Hamaya | General Manager, Institutional Business Niigata |
Seiki Hirakawa | General Sales Manager, Omiya Branch |
Kimitoshi Utsunomiya | General Manager, Shinjuku Branch |
Takahiro Takeuchi | General Manager, Atsugi Branch |
Kazuhiko Nozaki | General Manager, Kanazawa Branch |
Shuji Ueno | General Manager, Nagano Branch |
Kazuya Hamaguchi | General Manager, Financial Institutions Nagoya |
Kazuhiro Kishimoto | General Manager, Moriguchi Branch |
Tetsuji Miyauchi | General Manager, Okayama Branch |
Yoshihiko Hatano | General Manager, Kita-Kyushu Branch |
Keiichi Yazawa | General Manager, Kobe Branch |
Kimihiro Utsumi | General Manager, Hiroshima Branch |
Seiji Kato | General Manager, Fukuoka Branch |
Masaaki Yamamoto | General Manager, Institutional Business Yamaguchi |
Kunihiro Ouchi | General Manager, Human Resources |
Kenichi Igawa | General Manager, Financial Planning |
Satoshi Nakajima | General Manager, Private Banking Strategy & Planning |
Yuichiro Kibe | General Manager, Private Wealth Strategy |
Katsuhisa Kadonosono | General Manager, Osaka Private Banking |
Masami Uchida | General Manager, Corporate Clients IV |
Yoshihiro Miyachi | General Manager, Corporate Clients V |
Naka Orita | General Manager, Merchant Banking |
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5. Retirement of Executive Officer (Effective as of March 31, 2020)
Naoki Takahashi
- Organizational Changes (Effective as of April 1, 2020)
- Corporate Banking
- Investment Banking IX Division is established.
- Changes in Directors and Executive Officers (Effective as of April 1, 2020)
(1) Retirement of Director
Tetsuya Kubo | Advisor |
(2) Changes in Directors and Executive Officers
Yoshihiko Shimizu | Representative Director, Chairman |
Yuichiro Kondo | Representative Director, President & CEO |
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Disclaimer
Sumitomo Mitsui Financial Group Inc. published this content on 18 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 March 2020 09:41:06 UTC