Current Report No. 1/2021
Date: 2021‐01‐05
Issuer's trading name: SERINUS ENERGY plc
Title: Holding in Company
Legal basis: Other regulations
Content:
In view of the requirement of Article 62.8 of the Act of 29 July 2005 on Public Offering […], considering that the shares of SERINUS ENERGY plc ("Company" or "Serinus") are listed on AIM in the UK, the Management of the Company announces that it has published information outside the Republic of Poland that on January 5th 2021 it received a notification of Quercus Towarzystwo Funduszy Inwestycyjnych S.A., given under the AIM regulations, of change in the share of the total vote in the Company.
According to the notification the Quercus Towarzystwo Funduszy Inwestycyjnych S.A. currently holds 66,434,258 shares of the Company, representing 5.82% of the total vote.
The Company reminds that it provided in current report No. 45/2020 of December 21st 2020 information concerning obtaining by Quercus Towarzystwo Funduszy Inwestycyjnych S.A. of 6.42% in the total vote in in Serinus Energy plc.
The attachment to this current report contains the text of the original notification in English, which has been filed by the Company in the UK and will also be available on the Company's website: www.serinusenergy.com
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer | |||||||
of existing shares to which voting rights are at- | Serinus Energy plc | ||||||
tachedii: | |||||||
1b. Please indicate if the issuer is a non-UK issuer | (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | |||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||||||
An acquisition or disposal of voting rights | X | ||||||
An acquisition or disposal of financial instruments | |||||||
An event changing the breakdown of voting rights | |||||||
Other (please specify)iii: | |||||||
3. Details of person subject to the notification obligationiv | |||||||
Name | Quercus Towarzystwo Funduszy Inwestycyjnych | ||||||
S.A. | |||||||
City and country of registered office (if applicable) | Warsaw, Poland | ||||||
4. Full name of shareholder(s) (if different from 3.)v | |||||||
Name | |||||||
City and country of registered office (if applicable) | |||||||
5. Date on which the threshold was crossed or | 4 January 2021 | ||||||
reachedvi: | |||||||
6. Date on which issuer notified (DD/MM/YYYY): | 5 January 2021 | ||||||
7. Total positions of person(s) subject to the notification obligation | |||||||
% of voting rights at- | % of voting rights | Total number of | |||||
through financial instru- | Total of both in % | ||||||
tached to shares (to- | voting rights of is- | ||||||
ments | (8.A + 8.B) | ||||||
tal of 8. A) | suervii | ||||||
(total of 8.B 1 + 8.B 2) | |||||||
Resulting situation | |||||||
on the date on which | 5.82% | 5.82% | 1,140,660,629 | ||||
threshold was | |||||||
crossed or reached |
1
Position of previous | 6.42% | 6.42% | 1,140,660,629 | |
notification (if | ||||
applicable) | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect |
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
2004/109/EC) (DTR5.1) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) | |
(DTR5.2.1) | (DTR5.2.1) | |||
JE00BF4N9R98 | 66,434,258 | 5.82% | ||
SUBTOTAL 8. A | 66,434,258 | 5.82% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial in- | Expiration | Number of voting rights | ||
Exercise/ | that may be acquired if | % of voting rights | ||
strument | datex | Conversion Periodxi | the instrument is | |
exercised/converted. | ||||
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion Pe- | cash | % of voting rights | |||
x | voting rights | ||||
instrument | date | riod xi | settlementxii |
SUBTOTAL 8.B.2
2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv x (please add additional rows as necessary)
% of voting rights if it | % of voting rights | Total of both if it | |
through financial in- | |||
equals or is higher | equals or is higher | ||
Namexv | struments if it equals | ||
than the notifiable | or is higher than the | than the notifiable | |
threshold | threshold | ||
notifiable threshold | |||
Quercus Towarzystwo | |||
Funduszy Inwestycyj- | 5.82 | 5.82 | |
nych S.A. | |||
QUERCUS Absolute Re- | 5.82 | 5.82 | |
turn FIZ | |||
QUERCUS Multistrategy | 5.82 | 5.82 | |
FIZ | |||
QUERCUS Parasolowy | 5.82 | 5.82 | |
SFIO | |||
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion | Warsaw, Poland |
Date of completion | 5 January 2021 |
2
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Disclaimer
Serinus Energy plc published this content on 05 January 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 January 2021 17:11:01 UTC