Komatsu : > Directors and Audit & Supervisory Board Members

Corporate Profile

Directors and Audit & Supervisory Board Members

A Century of Creating the Workplaces	Top Management's Views on	Evolution of Business Model for	Resolution of ESG Issues through	Corporate Profile
of the Future	Komatsu's Management Issues and	Creating the Workplaces of the Future	Growth Strategies
	Strategies for the Next Century

Komatsu's Independence Standards for Outside Directors and Outside Audit & Supervisory Board Members can be found via the link below. Webhttps://www.komatsu.jp/en/ir/corporate-governance/independence-criterion-standards

Directors

Number of Year(s) in Office	12 years	Number of Year(s) in Office	3 years
Attendance of the Meetings of the Board of Directors	15/15 (100%)	Attendance of the Meetings of the Board of Directors	15/15 (100%)
Number of Shares of the Company Held		Number of Shares of the Company Held

Chairman of the Board		176 thousand shares	President and CEO		77 thousand shares
Important Concurrent Positions Held in Other Organizations:	Important Concurrent Positions Held in Other Organizations:	None
Representative Director	Representative Director
	Outside Director of Yamaha Motor Co., Ltd.	Special Interests Between the Candidate and the Company:	None
Tetsuji		Outside Director of Nomura Research Institute, Ltd.	Hiroyuki	4/1985	Joined the Company
Special Interests Between the Candidate and the Company: None
Ohashi			Ogawa	4/2019	Took office as President and Representative Director
4/1977	Joined the Company		(current) CEO (current)
	4/2019	Took office as Chairperson of the Board and
		Representative Director (current)

Audit & Supervisory Board Members

Number of Shares of the Company Held

21 thousand shares

Important Concurrent Positions Held in Other Organizations:	None
Special Interests Between the Candidate and the Company:	None
Standing Audit &

Supervisory Board	4/1983 Joined the Company
6/2020 Took office as Standing Audit & Supervisory Board Member
Member
(current)
Terumi Sasaki

NEW

Standing Audit &

Supervisory Board

Member

Yasuhiro

Inagaki

Number of Shares of the Company Held

49 thousand shares

Important Concurrent Positions Held in Other Organizations:	None
Special Interests Between the Candidate and the Company:	None

 4/1984 Joined the Company

 6/2021 Took office as Standing Audit & Supervisory Board Member (current)

			Number of Year(s) in Office	2 years			Number of Year(s) in Office	2 years
			Attendance of the Meetings of the Board of Directors 15/15 (100%)			Attendance of the Meetings of the Board of Directors 15/15 (100%)
			Number of Shares of the Company Held					Number of Shares of the Company Held
	Director and Senior		64 thousand shares		Director and Senior		44 thousand shares
	Important Concurrent Positions Held in Other Organizations:	None		Important Concurrent Positions Held in Other Organizations:	None
	Executive Officer		Executive Officer
	Special Interests Between the Candidate and the Company:	None		Special Interests Between the Candidate and the Company:	None
	Masayuki		4/1982 Joined the Company				Kiyoshi		4/1983 Joined the Company
	Moriyama		6/2019 Took office as Director and Senior Executive Officer		Mizuhara		6/2019 Took office as Director and Senior Executive Officer
		(current)					(current)
										CMO and President, Construction Equipment
				President of Mining Business Division
									Solution Division
			Number of Shares of the Company Held
		NEW
				24 thousand shares

Outside Audit &

Supervisory Board

Member

Hirohide Yamaguchi

Number of Shares of the Company Held	None
Important Concurrent Positions Held in Other Organizations:
Chairman of the Advisory Board of Nikko Financial Intelligence, Inc.
(currently Nikko Research Center, Inc.)
Outside Audit & Supervisory Board Member of Mitsui Fudosan
Residential Co., Ltd.
Special Interests Between the Candidate and the Company:	None

 4/1974 Joined the Bank of Japan

10/2008 Took office as Deputy Governor of Bank of Japan  3/2013 Retired from Bank of Japan

 7/2013 Took office as Chairman of the Advisory Board of Nikko Financial Intelligence, Inc. (currently Nikko Research Center, Inc.) (current)

 6/2014 Took office as Audit & Supervisory Board Member of the Company (current)

Outside Audit &

Supervisory Board

Member

Eiko Shinotsuka

Number of Shares of the Company Held	None
Important Concurrent Positions Held in Other Organizations:
Professor emeritus at Ochanomizu University
Special Interests Between the Candidate and the Company:	None

 4/1993 Took office as Professor at Ochanomizu University  4/2008 Took office as Professor Emeritus at Ochanomizu University

(current)

 6/2015 Took office as Audit & Supervisory Board Member of the Company (current)

		Important Concurrent Positions Held in Other Organizations:	None
	Director and Senior	Special Interests Between the Candidate and the Company:	None
	Executive Officer		4/1985 Joined the Company
	Takeshi		6/2021 Took office as Director and Managing Executive
		Officer (current)
	Horikoshi
			CFO
		Number of Year(s) in Office		5 years	4/1973 Joined The Fuji Bank, Limited (currently Mizuho Bank, Ltd.)	6/2006 Took office as Representative Director and Senior Managing
		Attendance of the Meetings of the Board of Directors	15/15 (100%)		4/2004 Took office as Managing Director, Chief Risk Officer/Head of	Executive Officer of Yamato Holdings Co., Ltd.
			Risk Management Group, and Chief Human Resources	3/2007 Took office as Representative Director and Executive Officer
		Number of Shares of the Company Held		None
			Officer/Head of Human Resources Group of Mizuho	of Yamato Holdings Co., Ltd.
		Important Concurrent Positions Held in Other Organizations:
				Corporate Bank, Ltd. (currently Mizuho Bank, Ltd.)	Took office as Representative Director, President and
			Special Advisor of Yamato Holdings Co., Ltd.
			3/2005 Retired from Mizuho Corporate Bank, Ltd.	Executive Officer of Yamato Transport Co., Ltd.
	Outside Director		Outside Director of Seven Bank, Ltd.
		4/2005 Joined Yamato Transport Co., Ltd. (currently Yamato	4/2011 Took office as Representative Director, President and
	Makoto Kigawa		Outside Director of Oki Electric Industry Co., Ltd.
		Holdings Co., Ltd.)	Executive Officer of Yamato Holdings Co., Ltd.
		Outside Audit & Supervisory Board Member of The Higo Bank, Ltd.
		6/2005 Took office as Managing Director of Yamato Transport Co.,	4/2015 Took office as Chairman of the Board and Representative
	Special Interests Between the Candidate and the Company:	None
							Ltd. (currently Yamato Holdings Co., Ltd.)	Director of Yamato Holdings Co., Ltd.
							11/2005 Took office as Representative Managing Director of Yamato	6/2016 Took office as Director of the Company (current)
							Holdings Co., Ltd.	4/2018 Took office as Director and Chairman of Yamato Holdings
							4/2006 Took office as Representative Director and Managing	Co., Ltd.
							Executive Officer of Yamato Holdings Co., Ltd.	6/2019 Special Advisor of Yamato Holdings Co., Ltd. (current)
		Number of Year(s) in Office		1 year	4/1976 Joined The Sumitomo Bank, Ltd. (currently Sumitomo Mitsui	6/2017 Took office as Director President and Representative
		Attendance of the Meetings of the Board of Directors	11/11 (100%)		Banking Corporation, hereinafter "SMBC")	Executive Officer of SMFG

	Number of Shares of the Company Held	None	9/2016 Retired from the position of Prosecutor-General of Supreme Public Prosecutors Office
	Important Concurrent Positions Held in Other Organizations:		11/2016 Attorney at law, Special Counsel of Mori Hamada & Matsumoto (current)
		6/2017 Took office as Audit & Supervisory Board Member of the Company (current)
	Attorney at law, Special Counsel of Mori Hamada & Matsumoto
Outside Audit &	Outside Director of AEON Co., Ltd.
Special Interests Between the Candidate and the Company:	None
Supervisory Board	4/1976 Appointed as Prosecutor
Member
7/2009 Took office as Vice-Minister of Justice
Kotaro Ohno
7/2012 Took office as Superintending Prosecutor of Tokyo High
Public Prosecutors Office

 7/2014 Took office as Prosecutor-General of Supreme Public Prosecutors Office

(As of June 30, 2021)

Skill Matrix for Outside Directors and Outside Audit & Supervisory Board Members of the Company

				Human Rights/
	Corporate	Finance/	Sales &	Human		Legal Affairs &		Risk
Name	Resources &	Environment	Global
Management	Economics	Marketing	Human	Compliance	Management
				Resource
				Development

	Number of Shares of the Company Held	None	6/2003	Took office as Executive Officer of SMBC	4/2019 Took office as Chairman of the Board of SMFG (current)
	10/2006	Took office as Managing Executive Officer of SMBC	6/2020 Took office as Outside Director (current)
	Important Concurrent Positions Held in Other Organizations:
		4/2007 Took office as Managing Executive Officer of Sumitomo
	Chairman of the Board of Sumitomo Mitsui Financial Group, Inc.
		Mitsui Financial Group, Inc. (hereinafter "SMFG")
Outside Director	Outside Member of the Board of TAISHO
6/2007 Took office as Director of SMFG
Takeshi Kunibe	PHARMACEUTICAL HOLDINGS CO., LTD.
4/2009 Took office as Director and Senior Managing Executive
Outside Auditor of Nankai Electric Railway Co., Ltd.
	Officer of SMBC
Special Interests Between the Candidate and the Company:	None
			4/2011 Took office as Representative Director, President and Chief
				Executive Officer of SMBC
			4/2017 Took office as Representative Director and President of
				SMFG
				Retired from Director of SMBC
	Number of Year(s) in Office	1 year				Number of Shares of the Company Held	None
			NEW
	Attendance of the Meetings of the Board of Directors 11/11 (100%)				Important Concurrent Positions Held in Other Organizations:
	Number of Shares of the Company Held	None				Visiting Professor, Graduate School of Public Policy, The University
	Important Concurrent Positions Held in Other Organizations:						of Tokyo
Outside Director	Foreign lawyer of White & Case LLP		Outside Director	Outside Director, Sojitz Corporation
Arthur M.	Outside Director of Sumitomo Mitsui Financial Group, Inc.		Naoko	Outside Audit & Supervisory Board Member, Development Bank of
Special Interests Between the Candidate and the Company:	None		Japan Inc.
7/1976 Registered as attorney at law in New York State, USA			Special Interests Between the Candidate and the Company:	None
Mitchell			Saiki

	Makoto Kigawa
Outside	Takeshi Kunibe
Director	Arthur M. Mitchell
	Naoko Saiki
Outside	Hirohide Yamaguchi
Audit &	Eiko Shinotsuka
Supervisory
Board
Kotaro Ohno
Member

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(current)	4/1982	Joined the Ministry of Foreign Affairs (hereinafter "MOFA")
1/2003 Took office as General Counsel of Asian Development Bank	7/2014	Took office as Director-General, Economic Affairs Bureau
9/2007 Joined White & Case LLP		and Councillor, Cabinet Secretariat
1/2008 Registered as registered foreign lawyer in Japan (current)	10/2015	Took office as Director-General, International Legal Affairs
Registered foreign lawyer of White & Case LLP (current)		Bureau
6/2020 Took office as Outside Director (current)	7/2017	Took office as Director-General, Foreign Service Training
		Institute, MOFA
	1/2019	Retired from MOFA
	4/2020 Took office as Visiting Professor, Graduate School of Public
		Policy, The University of Tokyo (current)
	6/2021 Took office as Director of the Company (current)

(As of June 30, 2021)

Note: The skill matrix above is not an exhaustive list of all the expertise, experience and knowledge possessed by Outside Directors and Outside Audit & Supervisory Board Members of the Company, but presents the fields that the Company wishes each Outside Director and Outside Audit & Supervisory Board Member to focus on in particular for the supervision of management.

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Corporate Profile

Directors and Audit & Supervisory Board Members

A Century of Creating the Workplaces	Top Management's Views on	Evolution of Business Model for	Resolution of ESG Issues through	Corporate Profile
of the Future	Komatsu's Management Issues and	Creating the Workplaces of the Future	Growth Strategies
	Strategies for the Next Century

Executive Officers

Senior Executive Officer (Senmu)

Executive Officers

Executive Officers (Global) Note: Executive officers overseas concurrently serve as global officers.

North America

South America

China

Chief Technology Officer (CTO)

Supervising Research & Development

Yuichi Iwamoto

Senior Executive Officers (Jomu)

President, Production Division

President, Procurement Division, Production Division

GM, Business Reform Department,

Construction Equipment Marketing Division

GM, Business Process Reform Department

Keiko Fujiwara

President, Smart Construction Promotion Division

Chikashi Shike

Vice President, Production Division

President, Parts & Reman Promotion Division,

Production Division

Yasuo Suzuki

President, Service Division,

Construction Equipment Solution Division

Toru Sunada

Osaka Plant Manager, Production Division

GM, Manufacturing Engineering Development

Center, Production Division

Takayuki Furukoshi

President, Aftermarket Business Division, Construction Equipment Marketing Division

Kenichi Sato

Senior Executive Officers

Chairman & CEO, Komatsu America Corp.

Rodney Schrader

President & CEO, Komatsu Mining Corp. Vice President, Mining Business Division

Jeffrey Dawes

Technical Director, Modular Mining Systems, Inc. Vice President, Mining Business Division

Ichiro Nakano

Senior Executive Officer

Representative of All Latin America* Operations President, Komatsu Cummins Chile Ltda. President, Komatsu Holding South America Ltda. *"Latin America" does not include Brazil.

Yasuji Nishiura

Europe

Executive Officers

Senior Executive Officer

Representative of All China Operations Chairman, Komatsu (China) Ltd.

Takuya Imayoshi

Executive Officer

President & CEO, Komatsu (China) Ltd.

Quanwang Zhang

Supervising Industrial Machinery Business Chairman of the Board, Komatsu NTC Ltd.

Masaki Nobuhara

President, Development Division

Seiichi Fuchita

President, Japanese Domestic Marketing, Construction Equipment Marketing Division

Kazuaki Miura

GM, Business Coordination Department

GM, Komatsu Economic Strategy Research Center

Masatoshi Morishita

President, Construction Equipment Marketing Division

Korekiyo Yanagisawa

GM, Human Resources Department

Supervising Education

Koichi Honda

President, Sustainability Promotion Division

Mitsuko Yokomoto

Supervising Legal, General Affairs & Compliance

Hiroshi Makabe

President, Quality Assurance Division

Masami Naruse

Awazu Plant Manager, Production Division

Takashi Yasukawa

President, Product Marketing Division

Kosei Okamoto

President, Information Strategy Division

Shinji Maeda

Himi Plant Manager, Production Division

Norikatsu Nishiyama

Oyama Plant Manager, Production Division

Hidefumi Obikane

Vice President, Development Division

Jun Taniguchi

Ibaraki Plant Manager, Production Division

Naoyuki Sakurai

President, Defense Systems Division

Hiroaki Ohno

Vice President, Japanese Domestic Marketing,

Construction Equipment Marketing Division

President, Komatsu Customer Support Japan Ltd.

Hideki Yoshizawa

Vice President, Development Division

GM, Vehicle Development Center 2

Development Division

Terumasa Imajo

Vice President, Development Division

GM, Engine Technical Center,

Development Division

President, Industrial Power Alliance Ltd.

Masaki Shinohara

		President and CEO, Komatsu Europe International N.V.		Africa
	Executive Officers	Tadashi Maeda			Executive Officer
		President, Komatsu Forest AB
President & COO, Komatsu America Corp.
President & MD, Komatsu South Africa (Pty) Ltd.
Taisuke Kusaba	Hiroyuki Umeda
Michael Blom
Executive Vice President and President,
North America R&D Division, Komatsu America Corp.		Asia/Oceania
Technical Director, Komatsu Mining Corp.
Yuushi Oshikawa			Executive Officers
Executive Vice President. CFO, Komatsu America Corp.	President, PT Komatsu Indonesia
Gary Kasbeer	Pratjojo Dewo S.
Executive Vice President & COO, Komatsu Mining Corp.	Managing Director, Komatsu Australia Pty. Ltd.
Nozomu Okamoto	Sean Taylor

Global Officers

North America		Europe		Asia/Oceania
President, Underground and Hard Rock Mining,	Chief Operating Officer,	President, Bangkok Komatsu Co., Ltd.
Komatsu Mining Corp.	Komatsu Europe International N.V.	Charoen Ruengwilai
Peter Salditt	Göksel Güner
President, Surface Mining, Komatsu Mining Corp.	President & MD, Komatsu UK Ltd.
China
John Koetz	Paul Blanchard
President, Komatsu (Shandong) Construction
President & CEO, Modular Mining Systems, Inc.	President and MD, Komatsu Germany GmbH
Machinery Corp.
Jorge Mascena	Ralf Petzold	Fangchang Liu
President, Hensley Industries, Inc.	Executive Vice President and President, Construction	President, Komatsu Shantui Construction Machinery
John Fiedler	Division, Komatsu Germany GmbH	Co., Ltd.
Ingo Büscher	Dechun Tian
		President & MD, Komatsu Italia Manufacturing S.p.A.
		David Bazzi

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