Item 5.02(c) Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(a) On
announced that Gordon Smith, Co-President and Chief Operating Officer, and Chief Executive Officer of Consumer & Community Banking (CCB), will retire effectiveDecember 31, 2021 .Mr. Smith will continue to carry on his current responsibilities until December, whenDaniel Pinto , Co-President and Chief Operating Officer and Chief Executive Officer of theCorporate & Investment Bank (CIB), will become sole President and Chief Operating Officer of the Firm. InJanuary 2022 ,Mr. Smith will continue as a senior advisor toJPMorgan Chase .
(b) In light of
andJennifer Piepszak , Chief Financial Officer of the Firm, will become co-heads of CCB effective immediately, reporting toMr. Smith .Ms. Lake andMs. Piepszak will remain members of the Firm's Operating Committee.
(c) Jeremy Barnum, 48, will succeed
the Firm, effective immediately and will become a member of the Firm's
Operating Committee.
for the Firm's
since
Chief Financial Officer of the CIB. Prior to that,
other roles within the CIB including serving as CFO of the Firm's Markets
Division. He also held various chief financial roles and other leadership
positions within the CIB's credit trading group as well as various trading
roles in currencies, emerging markets and credit.
Chase in 1994. In
A copy of the press release related to this announcement is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
99.1JPMorgan Chase & Co. Press Release datedMay 18, 2021 . 101 Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).
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