Highlights
- Securities Market
Market capitalisation was $24.8 trillion at the end of 2016, representing a year-on-year increase of 0.4 per cent.
The Hang Seng Index ended 2016 at 22000.56, representing a year-on-year increase of 0.4 per cent.
The average daily turnover in 2016 was $66.9 billion, a decrease of 37 per cent when compared with $105.6 billion in 2015.
There were 126* newly listed companies in 2016, a decrease of 9 per cent when compared with the 138* in 2015.
Funds raised through IPOs in 2016 was $194.8 billion, a decrease of 26 per cent when compared with $263.1 billion in 2015.
- Derivatives Market
The average daily turnover of futures and options in 2016 was 761,744 contracts, a decrease of 1 per cent when compared with the 768,520 contracts in 2015.
The average daily turnover of equity index futures in 2016 was 337,247 contracts, an increase of 15 per cent when compared with the 293,178 contracts in 2015.
The average daily turnover of equity index options in 2016 was 123,354 contracts, an increase of 27 per cent when compared with the 96,756 contracts in 2015.
The average daily turnover of RMB Currency Futures in2016 was 2,206 contracts, an increase of 108 per cent when compared with the 1,062 contracts in 2015.
HSCEI Dividend Point Index Futures, H-shares Index Options and RMB Currency Futures - USD/CNH Futures reached a record high of open interest of 184,626 contracts (13 December), 3,276,956 contracts (28 December) and 45,635 contracts (30 December) respectively.
* Includes any transfers of listing from GEM to Main Board
Listed Securities (Main Board and GEM)
Month-end figures
No. of listed companies | 1,973 | 1,866 | 1,866 |
Total market capitalisation ($Bil.) | 24,761.3 | 24,683.7 | 24,683.7 |
No. of newly listed companies * | 17 | 25 | 138 |
No. of listed securities | 8,591 | 9,015 | 9,015 |
No. of equity warrants | 9 | 13 | 13 |
No. of derivatives warrants | 3,705 | 4,590 | 4,590 |
No. of CBBCs | 1,844 | 1,630 | 1,630 |
No. of unit trusts | 157 | 145 | 145 |
No. of debt securities | 892 | 762 | 762 |
* Includes the number of transfer of listingsfrom GEM to Main Board
Securities Market Turnover (Main Board and GEM)
Monthly turnover ($Mil.) * | 1,277,777 | 1,488,891 | -14.2% |
Average daily turnover by value ($Mil.) * | 63,889 | 67,677 | -5.6% |
No. of trading days | 20 | 22 | - |
* Turnover value for securities traded in non-Hong Kong dollar currency have been included
Turnover by Type of Securities (Main Board and GEM)
Equities |
940,784.99 |
1,113,703.39 | -15.5% |
Derivative warrants |
178,895.16 |
175,216.52 | 2.1% |
CBBCs |
78,264.80 |
107,513.49 | -27.2% |
Unit Trusts |
78,505.45 |
88,922.09 | -11.7% |
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included
ATS Transactions
The total turnover of automated trading services' (ATS) transactions for December 2016 was $21,221 million (1.7% of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
No. of H shares | 241 | 229 | 229 |
No. of Red chips Stocks | 153 | 145 | 145 |
No. of Mainland private enterprises | 608 | 577 | 577 |
Market capitalisation (% of market total) | 63.3% | 62.1% | 62.1% |
Turnover value (% of equity turnover) | 68.8% | 74.4% | 72.7% |
Index Performance
Month-end figures
S&P/HKEx LargeCap Index | 27926.13 | -3.0% | 3.4% |
S&P/HKEx GEM Index | 358.53 | -3.8% | -24.8% |
Hang Seng Index | 22000.56 | -3.5% | 0.4% |
Hang Seng China Enterprises Index# | 9394.87 | -4.5% | -2.8% |
Hang Seng China-Affiliated Corporations Index* | 3587.99 | -4.5% | -11.5% |
CES China 120 Index ^ | 5052.40 | -4.3% | 0.2% |
CES China HK Mainland Index + | 5515.90 | -2.3% | 1.8% |
# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises
Derivatives Market Turnover
Dec 2016 | Nov 2016 | % Change | |
Total Futures | 292,140 | 329,514 | -11.3% |
Hang Seng Index Futures | 106,672 | 126,122 | -15.4% |
Mini Hang Seng Index Futures | 43,403 | 51,082 | -15.0% |
H-shares Index Futures | 121,698 | 127,444 | -4.5% |
Mini H-shares Index Futures | 14,223 | 18,858 | -24.6% |
HSI Dividend Point Index Futures | 46 | 23 | 100.0% |
HSCEI Dividend Point Index Futures | 843 | 1,628 | -48.2% |
HSI Volatility Index Futures | 0 | 0 | - |
CES China 120 Index Futures | 7 | 1 | 600.0% |
CES Gaming Top 10 Index Futures | 0 | 0 | - |
Hang Seng Mainland Oil & Gas Index Futures | 0 | 0 | - |
Hang Seng Mainland Banks Index Futures | 9 | 0 | - |
Hang Seng Mainland Healthcare Index Futures | 0 | 0 | - |
Hang Seng Mainland Properties Index Futures | 0 | 0 | - |
Hang Seng IT Hardware Index Futures | 0 | 0 | - |
Hang Seng Software & Services Index Futures | 0 | 0 | - |
IBOVESPA Futures | 0 | 0 | - |
MICEX Index Futures | 0 | 0 | - |
S&P BSE Sensex Index Futures | 0 | 0 | - |
FTSE/JSE Top40 Futures | 0 | 0 | - |
Stock Futures | 794 | 696 | 14.1% |
3-Month HIBOR Futures | 2 | 0 | - |
1-Month HIBOR Futures | 0 | 0 | - |
RMB Currency Futures - USD/CNH Futures | 4,324 | 3,535 | 22.3% |
RMB Currency Futures - EUR/CNH Futures | 9 | 7 | 28.6% |
RMB Currency Futures - JPY/CNH Futures | 1 | 0 | - |
RMB Currency Futures - AUD/CNH Futures | 1 | 0 | - |
RMB Currency Futures - CNH/USD Futures | 95 | 40 | 137.5% |
London Aluminium Mini Futures | 1 | 6 | -83.3% |
London Zinc Mini Futures | 3 | 22 | -86.4% |
London Copper Mini Futures | 0 | 7 | -100.0% |
London Lead Mini Futures | 0 | 0 | - |
London Nickel Mini Futures | 9 | 40 | -77.5% |
London Tin Mini Futures | 0 | 0 | - |
Total Options | 435,892 | 455,664 | -4.3% |
Hang Seng Index Options | 38,532 | 37,487 | 2.8% |
Mini Hang Seng Index Options | 6,944 | 6,743 | 3.0% |
Flexible Hang Seng Index Options | 0 | 0 | - |
H-shares Index Options | 79,002 | 85,316 | -7.4% |
Mini H-shares Index Options | 1,984 | 2,883 | -31.2% |
Flexible H-shares Index Options | 26 | 64 | -59.4% |
Stock Options | 309,404 | 323,171 | -4.3% |
Total Futures and Options | 728,032 | 785,177 | -7.3% |
Clearing and Settlement
Average daily number of exchange trades handled by CCASS | 1,017,686 | 1,107,985 | -8.15% |
Average daily number of settlement instructions (SIs) settled by CCASS | 85,828 | 81,615 | 5.16% |
Average daily number of investor SIs (ISIs) settled by CCASS | 269 | 268 | 0.37% |
Average daily settlement efficiency of CNS stock positions on due day (T+2) | 99.88 | 99.89 | N/A |
Shares deposited in the CCASS depository | 74.27 |
74.37 | N/A N/A |
DCASS Statistics (derivatives market) | Dec 2016 | Nov 2016 | % Change |
Month-end Open Interest (contracts) | |||
- Equity Index Futures | 572,757 | 624,120 | -8.2% |
- Stock Futures | 5,365 | 5,885 | -8.8% |
- Interest Rates Futures | 40 | 0 | - |
- RMB Currency Futures | 47,241 | 43,365 | 8.9% |
- London Metal Mini Futures | 53 | 92 | -42.4% |
- Equity Index Options | 2,343,151 | 3,345,169 | -30.0% |
- Stock Options | 6,327,503 | 7,246,820 | -12.7% |
Year-to-date Statistics
No. of newly listed companies # | 126 | 138 | -8.7% |
Average daily turnover by value ($Mil.) ^ | 66,924 | 105,630 | -36.6% |
Average share traded per trading day (Mil. Shares) | 186,171 | 217,384 | -14.4% |
Average no. of trades per trading day | 1,081,020 | 1,440,280 | -24.9% |
Fund raised by IPOs ($Mil.) | 194,797 | 263,089 | -26.0% |
Total funds raised (including IPOs) ($Mil.)* | 486,708 | 1,115,643 | -56.4% |
Derivatives Market | Dec 2016 | Dec 2015 | % Change |
Average daily volume (contracts) | |||
- Equity Index Futures | 337,247 | 293,178 | 15.0% |
- Stock Futures | 915 | 2,951 | -69.0% |
- Interest Rates Futures | 0 | 0 | - |
- RMB Currency Futures | 2,206 | 1,062 | 107.7% |
- London Metal Mini Futures | 118 | 226 | -47.8% |
- Equity Index Options | 123,354 | 96,756 | 27.5% |
- Stock Options | 297,903 | 374,346 | -20.4% |
Clearing & Settlement | Dec 2016 YTD | Dec 2015 | % Change |
Average daily number of exchange trades handled by CCASS | 1,080,339 | 1,396,636 | -22.65% |
Average daily number of settlement instructions (SIs) settled by CCASS | 83,047 | 100,829 | -17.64% |
Average daily number of investor SIs (ISIs) settled by CCASS | 276 | 442 | -37.56% |
^Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only
Historical Records
up to 31 December 2016
Top 10 Hang Seng Index Closes
1 | 2007/10/30 | 31638.22 |
2 | 2007/10/29 | 31586.90 |
3 | 2007/11/01 | 31492.88 |
4 | 2007/10/31 | 31352.58 |
5 | 2007/11/02 | 30468.34 |
6 | 2007/10/26 | 30405.22 |
7 | 2007/10/25 | 29854.49 |
8 | 2007/11/07 | 29708.93 |
9 | 2007/12/06 | 29558.92 |
10 | 2007/10/15 | 29540.78 |
Top 10 Daily Market Turnover
(Main Board and GEM)
1 | 2015/04/09 | 293,910,756,648 |
2 | 2015/04/13 | 266,098,632,854 |
3 | 2015/04/08 | 252,396,050,844 |
4 | 2015/04/14 | 239,903,336,931 |
5 | 2015/07/08 | 237,429,139,110 |
6 | 2015/04/10 | 222,888,834,174 |
7 | 2015/04/15 | 218,018,391,899 |
8 | 2015/04/17 | 215,953,404,099 |
9 | 2015/07/06 | 214,812,393,078 |
10 | 2015/07/09 | 213,825,663,405 |
Top 10 Market Capitalisation
(Main Board and GEM)
1 | 2015/05/26 | 31,549,926,214,937 |
2 | 2015/05/27 | 31,365,605,931,773 |
3 | 2015/05/04 | 31,230,244,838,810 |
4 | 2015/04/27 | 31,207,701,541,939 |
5 | 2015/04/28 | 31,201,357,832,733 |
6 | 2015/04/29 | 31,147,874,933,908 |
7 | 2015/05/22 | 31,110,175,634,968 |
8 | 2015/05/19 | 31,108,059,908,400 |
9 | 2015/06/01 | 31,107,316,498,262 |
10 | 2015/04/30 | 30,995,152,430,547 |
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
Contracts | Date | Contracts | Date | |
Stock Options | 1,221,324 | 2015/04/13 | 11,159,128 | 2015/05/27 |
H-shares Index Futures | 467,559 | 2015/08/26 | 519,817 | 2015/12/29 |
Hang Seng Index Futures | 316,855 | 2016/09/27 | 198,789 | 2007/06/27 |
H-shares Index Options | 188,957 | 2015/09/04 | 3,276,956 | 2016/12/28 |
Mini Hang Seng Index Futures | 141,519 | 2016/06/24 | 21,682 | 2011/06/17 |
Hang Seng Index Options | 116,835 | 2011/08/05 | 560,087 | 2012/06/27 |
Mini H-shares Index Futures | 74,511 | 2015/07/08 | 16,436 | 2014/12/11 |
Stock Futures | 27,966 | 2007/03/28 | 47,050 | 2013/03/27 |
HSCEI Dividend Point Index Futures | 25,553 | 2016/01/07 | 184,626 | 2016/12/13 |
Mini Hang Seng Index Options | 17,771 | 2016/11/09 | 32,651 | 2012/05/29 |
HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 06 January 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 06 January 2017 08:32:03 UTC.
Original documenthttp://www.hkex.com.hk/eng/stat/statrpt/mkthl/mkthl201612.htm
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