Company Hennessy Advisors, Inc.

Equities

HNNA

US4258851009

Investment Management & Fund Operators

Business Summary

Sales per Business

Sales per region

Managers

Members of the board

Share class

Shareholders

Holdings

Company contact information

Group companies

Sector

Sales per Business

Sector Investment Management

Market Closed - Nasdaq Other stock markets 02:00:00 26/04/2024 am IST			5-day change	1st Jan Change
6.7 ^USD	-0.15%		-2.69%	-0.15%

23/02	Hennessy Advisors Closes Acquisition of CCM Core Impact Equity Fund Assets	MT
08/02	Earnings Flash (HNNA) HENNESSY ADVISORS Reports Q1 Revenue $6.1M	MT

Hennessy Advisors, Inc. is an investment management company. The Company provides investment advisory services to 16 open-end mutual funds and one exchange-traded fund (ETF) branded as the Hennessy Funds. The Company serves as the investment advisor to all classes of the Hennessy Cornerstone Growth Fund, the Hennessy Focus Fund, the Hennessy Cornerstone Mid Cap 30 Fund, the Hennessy Cornerstone Large Growth Fund, the Hennessy Cornerstone Value Fund, the Hennessy Total Return Fund, the Hennessy Equity and Income Fund, the Hennessy Balanced Fund, the Hennessy Energy Transition Fund, the Hennessy Midstream Fund, the Hennessy Gas Utility Fund, the Hennessy Japan Fund, the Hennessy Japan Small Cap Fund, the Hennessy Large Cap Financial Fund, the Hennessy Small Cap Financial Fund, and the Hennessy Technology Fund (collectively, the Hennessy Mutual Funds), as well as to the Hennessy Stance ESG ETF. The Company also provides shareholder services to investors in the Hennessy Mutual Funds.

USD in Million	2022	Weight	2023	Weight	Delta
Investment Advisory 92.0 %	27	92.6 %	22	92.0 %	-19.58%
Shareholder Service 8.0 %	2	7.4 %	2	8.0 %	-12.23%

USD in Million	2022	Weight	2023	Weight	Delta
United States 100.0 %	30	100.0 %	24	100.0 %	-19.03%

Managers	Title	Age	Since
Neil Hennessy CEO	Chief Executive Officer	67	01/89/01
Kathryn Fahy DFI	Director of Finance/CFO	43	01/06/01
Teresa Nilsen PSD	President	58	01/89/01
Brian Carlson CMP	Compliance Officer	-	01/13/01
Daniel Steadman PRN	Corporate Officer/Principal	68	01/00/01

Members of the board	Title	Age	Since
Henry Hansel BRD	Director/Board Member	75	01/01/01
Brian Hennessy BRD	Director/Board Member	70	01/89/01
Teresa Nilsen PSD	President	58	01/89/01
Thomas Seavey BRD	Director/Board Member	77	01/01/01
Daniel Steadman PRN	Corporate Officer/Principal	68	01/00/01
Neil Hennessy CEO	Chief Executive Officer	67	01/89/01
Susan Pomilia BRD	Director/Board Member	57	09/14/09
Lydia Knight-O’Riordan BRD	Director/Board Member	59	01/21/01
Kiera Newton BRD	Director/Board Member	-	08/22/08
Kiera Newton		-	-

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	7,675,363	4,214,530 ( 54.91 %)	0	54.91 %

Name	Equities	%	Valuation
Neil Hennessy 27.09 %	2,079,315	27.09 %	14 M $
Douglas Eden 7.454 %	572,106	7.454 %	4 M $
Brian Hennessy 3.563 %	273,489	3.563 %	2 M $
Vanguard Group, Inc. (Subfiler) 3.250 %	249,430	3.250 %	2 M $
Henry Hansel 2.554 %	196,013	2.554 %	1 M $
Teresa Nilsen 2.165 %	166,209	2.165 %	1 M $
Aegis Financial Corp. 1.842 %	141,353	1.842 %	975 336 $
Rodger D. Offenbach 1.611 %	123,645	1.611 %	853 151 $
Susan Pomilia 1.350 %	103,644	1.350 %	715 144 $
Renaissance Technologies LLC 1.225 %	94,022	1.225 %	648 752 $

Name	Equities	%	Valuation
SYNOPSYS INC. 0.48%	735,812	0.48%	420,516,558 $
AMETEK, INC. 0.89%	2,050,650	0.89%	375,063,885 $
ROLLINS, INC. 1.51%	7,304,238	1.51%	337,967,092 $
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION 0.91%	1,619,200	0.91%	235,885,056 $
TAKE-TWO INTERACTIVE SOFTWARE, INC. 0.76%	1,292,400	0.76%	191,908,476 $
DAVITA INC. 1.46%	1,281,300	1.46%	176,883,465 $
POOL CORPORATION 1.03%	395,000	1.03%	159,382,500 $
ROCKWELL AUTOMATION, INC. 0.46%	528,972	0.46%	154,105,413 $
PTC INC. 0.66%	788,500	0.66%	148,979,190 $
SILGAN HOLDINGS INC. 2.80%	2,980,800	2.80%	144,747,648 $

Hennessy Advisors, Inc.

7250 Redwood Boulevard Suite 200

94945, Novato

+415 899 1555

http://www.hennessyadvisors.com

Name	Category and Sector
Hennessy Funds Trust
Hennessy Cornerstone Growth Fund	Investment Trusts/Mutual Funds
Hennessy Cornerstone Value Fund	Investment Trusts/Mutual Funds
Hennessy Balanced Fund	Investment Trusts/Mutual Funds
Hennessy Total Return Fund	Investment Trusts/Mutual Funds
Hennessy Cornerstone Mid Cap 30 Fund	Investment Trusts/Mutual Funds
Hennessy Japan Fund	Investment Trusts/Mutual Funds
Hennessy Japan Small Cap Fund	Investment Trusts/Mutual Funds
Hennessy Cornerstone Large Growth Fund	Investment Trusts/Mutual Funds
Hennessy Focus Fund	Investment Trusts/Mutual Funds
Hennessy Large Cap Financial Fund	Investment Trusts/Mutual Funds
Hennessy Small Cap Financial Fund	Investment Trusts/Mutual Funds
Hennessy Technology Fund	Investment Trusts/Mutual Funds
Hennessy Gas Utility Fund	Investment Trusts/Mutual Funds
Hennessy Equity & Income Fund	Investment Trusts/Mutual Funds
Hennessy Energy Transition Fund	Investment Trusts/Mutual Funds
Hennessy Midstream Fund	Investment Trusts/Mutual Funds

Financials

Banking & Investment Services

Investment Banking & Investment Services

Investment Management & Fund Operators

Investment Management

	1st Jan change	Capi.
HENNESSY ADVISORS, INC.	-0.15%	51.42M
BLACKSTONE INC.	-6.44%	88.47B
KKR & CO. INC.	+15.32%	84.55B
ARES MANAGEMENT CORPORATION	+12.36%	26.01B
LEGAL & GENERAL PLC	-5.24%	17.28B
AMUNDI	+6.17%	14.28B
FRANKLIN RESOURCES, INC.	-16.11%	13.16B
HDFC ASSET MANAGEMENT COMPANY LIMITED	+17.66%	9.52B
BLUE OWL CAPITAL INC.	+26.11%	8.75B
LUMINE GROUP INC.	+27.22%	7.13B

Investment Management