Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

(d) Transfer of Listing

On February 21, 2023, Guaranty Bancshares, Inc. (the "Company") provided written notice to the Nasdaq Global Select Market (the "Nasdaq") that it intends to voluntarily delist its common stock ("Common Stock"), par value of $1.00 per share, from the Nasdaq promptly following the close of trading on March 6, 2023 and intends to transfer the listing of its Common Stock to the New York Stock Exchange (the "NYSE") effective upon the opening of trading on March 7, 2023.

Until the close of trading of the Common Stock on the NYSE on March 6, 2023, the Company's Common Stock will continue to trade on the Nasdaq under the ticker symbol GNTY.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits.

The following is furnished as an exhibit to this Current Report on Form 8-K:




 Exhibit
 Number                            Description of Exhibit
  99.1        Press release dated February 22, 2023, reporting the transfer of
            GNTY to NYSE
   104      Cover Page Interactive File (formatted as Inline XBRL)

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