GKN : Form 8.5 (EPT/RI) - Melrose Industries

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	29 January 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state 'N/A'	YES GKN Plc

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	1345640	2.34000 GBP	2.30018 GBP
48/7p ordinary	Sell	1058080	2.34201 GBP	2.3000 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	104215	2.3 GBP
48/7p ordinary	CFD	Long	4672	2.322209 GBP
48/7p ordinary	CFD	Long	2600	2.313909 GBP
48/7p ordinary	CFD	Long	776	2.321512 GBP
48/7p ordinary	CFD	Long	11429	2.313947 GBP
48/7p ordinary	CFD	Long	10480	2.307586 GBP
48/7p ordinary	CFD	Long	24840	2.317045 GBP
48/7p ordinary	CFD	Long	15563	2.323608 GBP
48/7p ordinary	CFD	Long	2323	2.32313 GBP
48/7p ordinary	CFD	Long	999	2.333506 GBP
48/7p ordinary	CFD	Long	2600	2.341 GBP
48/7p ordinary	CFD	Long	20714	2.31293762672589 GBP
48/7p ordinary	CFD	Long	2400	2.335248 GBP
48/7p ordinary	CFD	Long	4196	2.313301 GBP
48/7p ordinary	CFD	Long	30756	2.3133 GBP
48/7p ordinary	CFD	Long	566	2.313304 GBP
48/7p ordinary	CFD	Long	753	2.313293 GBP
48/7p ordinary	CFD	Long	2002	2.314672 GBP
48/7p ordinary	CFD	Long	10000	2.3203474 GBP
48/7p ordinary	CFD	Long	226614	2.329513 GBP
48/7p ordinary	CFD	Short	10000	2.3333052 GBP
48/7p ordinary	CFD	Short	35300	2.313428 GBP
48/7p ordinary	CFD	Short	40680	2.316133 GBP
48/7p ordinary	CFD	Short	306166	2.3275232 GBP
48/7p ordinary	CFD	Short	1500	2.303133 GBP
48/7p ordinary	CFD	Short	8392	2.313444 GBP
48/7p ordinary	CFD	Short	11231	2.314212 GBP
48/7p ordinary	CFD	Short	105470	2.3222199 GBP
48/7p ordinary	CFD	Short	13076	2.31976 GBP
48/7p ordinary	CFD	Short	37076	2.316019 GBP
48/7p ordinary	CFD	Short	2475	2.314287 GBP
48/7p ordinary	CFD	Short	3461	2.31376 GBP
48/7p ordinary	CFD	Short	1399	2.30944 GBP
48/7p ordinary	CFD	Short	43	2.3161 GBP
48/7p ordinary	CFD	Short	182978	2.32232001 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none '

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none'

None

Date of disclosure:	30 January 2018
Contact name:	Wendy Dent
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.