Inactive Instrument

First Trust Dividend and Income Fund Share Price

Equities

Duration

Period

Style

First Trust Dividend and Income Fund : INSERTING and REPLACING First Trust Announces Completion of First Trust Dividend and Income Fund’s Merger into First Trust High Income ETF, an Actively-Managed Exchange-Traded Fund	24/16/24	BU
First Trust Dividend and Income Fund : Announces Expected Closing Date of Dividend and Income Fund’s Merger into High Income ETF, an Actively-Managed Exchange-Traded Fund	18/16/18	BU
First Trust Dividend and Income Fund : Declares Final Distribution of $0.17 Per Share	12/16/12	BU
First Trust Dividend and Income Fund : (FAV) Declares Final Distribution	08/16/08	BU
First Trust Dividend and Income Fund : Announces Joint Shareholder Approval of Dividend and Income Fund’s Merger into High Income ETF, an Actively-Managed Exchange-Traded Fund	04/16/04	BU

Sector

	1st Jan change	Capi.
ARES CAPITAL CORPORATION	+4.04%	1.28TCr
PERSHING SQUARE HOLDINGS, LTD.	+14.22%	973.37Cr
FS KKR CAPITAL CORP.	-1.20%	552.57Cr
PIMCO DYNAMIC INCOME FUND	+4.79%	514.81Cr
SPROTT PHYSICAL SILVER TRUST	+22.90%	486.69Cr
SPROTT PHYSICAL URANIUM TRUST FUND	-10.26%	473.92Cr
SPROTT PHYSICAL GOLD AND SILVER TRUST	+18.88%	452.48Cr
MACQUARIE KOREA INFRASTRUCTURE FUND	-0.64%	390.88Cr
3I INFRASTRUCTURE PLC	+0.26%	373.59Cr