Deutsche Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
November 25, 2020 at 04:31 pm IST
Share
DGAP Voting Rights Announcement: Deutsche Bank AG
Deutsche Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
25.11.2020 / 12:00
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
Deutsche Bank AG
Street:
Taunusanlage 12
Postal code:
60325
City:
Frankfurt a. M. Germany
Legal Entity Identifier (LEI):
7LTWFZYICNSX8D621K86
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X
Other reason: voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Natural person (first name, surname): Douglas L. Braunstein Date of birth: 15 Jan 1961
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
HEC Investment Fund Cayman Master Ltd
5. Date on which threshold was crossed or reached:
20 Nov 2020
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
3.18 %
0.00 %
3.18 %
2066773131
Previous notification
3.14 %
0.00 %
3.14 %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE0005140008
0
65716476
0.00 %
3.18 %
Total
65716476
3.18 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
0
0.00 %
Total
0
0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
0
0.00 %
Total
0
0.00 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
-Douglas L. Braunstein
%
%
%
-HEC Management GP LLC
%
%
%
-HEC SPV II GP LLC
%
%
%
-HEC Investment Fund Cayman Master Ltd
3.01 %
%
%
-
%
%
%
-Douglas L. Braunstein
%
%
%
-HEC Management GP LLC
%
%
%
-HEC Performance GP LLC
%
%
%
-HEC Onshore Fund LP / HEC Intermediate Fund LP
%
%
%
-HEC Master Fund LP
%
%
%
-
%
%
%
-Douglas L. Braunstein
%
%
%
-HEC Management GP LLC
%
%
%
-Hudson Executive Capital LP
3.18 %
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Date
23 Nov 2020
25.11.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
Deutsche Bank AG is one of the largest German banking groups. Income breaks down by activity as follows:
- investment, finance and market banking (35.6%): financial engineering (consulting for merger-acquisitions, stock operations, etc.), investment capital, operations on the interest, exchange, and stock markets, market brokerage, specialized financing (for acquisitions, projects, etc.);
- retail banking and private banking (32.6%);
- corporate banking (22.5%);
- asset management (9.3%).
At the end of 2022, Deutsche Bank AG managed EUR 621.4 billion in current deposits and EUR 483.7 billion in current loans.
Products and services are marketed through a network of 1,536 branches worldwide.
Deutsche Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution