Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
use only
Entity name
CONTROL BIONICS LIMITED
Date of this announcement
Thursday December 23, 2021
The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Total number of +securities to be issued/transferred
Total number of | |||
ASX +security | +securities to be | ||
code | Security description | issued/transferred | Issue date |
CBLAD | ORDINARY FULLY PAID RESTRICTED | 3,365,678 | 23/12/2021 |
For personal
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted | 1 / 6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
CONTROL BIONICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 | Registered number type | Registration number |
ABN | 45115465462 | |
1.3 | ASX issuer code | |
CBL |
- The announcement is New announcement
- Date of this announcement
23/12/2021
Notification of Issue, Conversion or Payment up of Unquoted | 2 / 6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
For personal use only
2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:
in a class which is not quoted on ASX but which has an existing ASX security code ("existing class")
Notification of Issue, Conversion or Payment up of Unquoted | 3 / 6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
For personal use only
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
An issue of new +securities
The underlying securities being received by the holder are:
Are not, and are not intended to be, quoted by ASX
Existing +securities converting into an existing class
FROM (Existing Class)
ASX +Security code and description
CBLAE : OPTION EXPIRING VARIOUS DATES RESTRICTED
TO (Existing Class)
ASX +Security code and description
CBLAD : ORDINARY FULLY PAID RESTRICTED
Please state the number of options | The first date the options were | The last date the options were |
that were exercised or other | exercised or other +convertible | exercised or other +convertible |
+convertible securities that were | securities were converted | securities were converted |
converted | 23/12/2021 | 23/12/2021 |
3,365,678 |
Is this all of the options or other +convertible securities on issue of that type?
No
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?
No
Date the +securities the subject of this notification were issued/transferred
23/12/2021
Will the +securities rank equally in all respects from their issue date with the existing issued +securities in that class?
Yes
Any other information the entity wishes to provide about the +securities the subject of this notification
The shares have been issued to a family entity of the CBL CEO, Rob Wong. The shares were issued upon the exercise of options. The options were issued in 2017, prior to the company becoming listed, and the material terms of the options were set out in the prospectus dated 26 October 2020.
Notification of Issue, Conversion or Payment up of Unquoted | 4 / 6 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Issue details
Number of +securities
3,365,678
For personal use only
Notification of Issue, Conversion or Payment up of Unquoted | 5 / 6 |
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Control Bionics Ltd. published this content on 23 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 December 2021 05:06:03 UTC.