18 January 2013
ASX Market Announcements
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Dear Sir/Madam
SUBSTANTIAL SHAREHOLDING NOTICESPlease find enclosed Notices of Change in Substantial Shareholding which have been lodged with Catalyst Metals Limited by Trapine Pty Ltd and Robin Scrimgeour.
Yours faithfully
FRANK CAMPAGNACompany Secretary
Level 3, 50 Colin Street West Perth WA 6005 PO Box 778, Claremont WA 6910
Telephone: (61-8) 9383 2825 Facsimile: (61-8) 9284 5426 www.catalystmetals.com.au ABN 54 118 912 495
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holderToCompany Name/Scheme Catalyst Metals Limited
ACN/ARSN 118 912 495
1. Details of substantial holder (1)
Name Trapine Pty Ltd
ACN/ARSN (if applicable) 003 848 477
There was a change in the interests of the
substantial holder on 17 / 01 / 13
The previous notice was given to the company on 13 / 02 / 12
The previous notice was dated 13 / 02 / 12
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Ordinary shares ("Ord") | 5,410,447 | 11.58% * | 5,484,135 | 11.74% |
* Adjusted percentage to reflect dilution from subsequent share issues by Catalyst Metals Limited. |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
Trapine Pty Ltd | Dilution due to share issues by Catalyst Metals Limited | ||||
03.04.12 | Trapine Pty Ltd | Share purchase plan subscription | $15,000 | 37,500 Ord | 37,500 |
09.01.13 | Trapine Pty Ltd | Exercise of options | $8,094 | 16,188 Ord | 16,188 |
17.01.13 | Trapine Pty Ltd | Exercise of options | $5,000 | 10,000 Ord | 10,000 |
17.01.13 | Elshaw Pty Ltd | Exercise of options | $5,000 | 10,000 Ord | 10,000 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
Trapine Pty Ltd | Trapine Pty Ltd | Trapine Pty Ltd | Registered holder | 4,746,273 Ord | 4,746,273 |
Trapine Pty Ltd | Merewether Pty Ltd | Merewether Pty Ltd | Beneficial interest held by the family interests of Stephen Boston in Trapine Pty Ltd and Merewether Pty Ltd | 155,766 Ord | 155,766 |
Trapine Pty Ltd | Elshaw Pty Ltd | Elshaw Pty Ltd | Beneficial interest held by the family interests of Stephen Boston in Trapine Pty Ltd and Elshaw Pty Ltd | 582,096 Ord | 582,096 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
6. Addresses
The addresses of persons named in this form are:
Name | Address |
Trapine Pty Ltd | PO Box 778 Claremont WA 6910 |
Merewether Pty Ltd | PO Box 778 Claremont WA 6910 |
Elshaw Pty Ltd | PO Box 778 Claremont WA 6910 |
print name Stephen Boston Capacity: Director
sign here
Date 18 / 01 / 13
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of
any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the
acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme
ACN/ARSN
Catalyst Metals Limited
118912495
1. Details of substantial holder (1)
Name Robin Scrimoeour
ACN/ARSN (if applicable)
There was a change in the interests ofthe
substantial holder on 17/01/13
The previous notice was given to the company on 05/12/12
The previous notice was dated 04/12/12
2. Previous and present voting power
The total number of votes attached to ali the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class ofsecurities (4) | Previous notice | Present notice |
Person's votes 1 VotinQ ower (5 | Person's votes l Votino oower (5 | |
Ordinarv shares ("Ord"l | 4.447 500 l 9.65% | 4.587.500 l 9.82% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holderwas last required to give a substantial holding notice to the company are as follows:
Date of chanoe | Person whose relevant interest chanaed | Nature of change (6) | Consideration given in relation to charige (7) | Class and number of securities affected | P a | erson's votes ffected 140.000 |
17.01.13 | Robin Scrimgeour | Exercise of ootions | $70.000 | 140,000 Ord | erson's votes ffected 140.000 | |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder 18l | Nature of relevant interest (6) | Class and number of securities | Person's votes | |
Robin Scrimgeour | Robin Scrimgeour | Robin Scrimgeour | Registered holder | 4,587,500 Ord | 4,587.500 | |
4,587.500 | ||||||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
6. Addresses
The addresses of persons named in this form are:
Name | Address |
Robin Scrimgeour | 11 Sunset Piace, Clementi, Singapore 597360 |
sign here
Capacity: Personal
Date 18 l O1 / 13
DIRECTIONS
(l) lf there are a number of substantialholders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust),the names could be included in an annexure to the form. lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group ifthe membership of each group, with the names and addresses of members is clearly seiout in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Acl2001.
(3) See the definition of "relevant interest" in sections 608 and 6718(7) ofthe Corporations Acl2001. (4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporale or scheme multiplied by 100. (6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. lf subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of
any contrac,i scheme or arrangement, musiaccompany this form, together with a written statemenicertifying this contrac,i scheme or arrangement; and
(b) any qualification of the power of a person to exercise, controlthe exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Acl2001.
(7) Details of the consideration musiinclude any and ali benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation lo that acquisition. Details must be included even if the benefil is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even ifthey are noipaid directly to the person from whom the relevant interest was acquired.
(8) lf the substantialholder is unable to determine the identity of the person (eg.ifthe relevant interest arises because of an option) write ' unknown". (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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