Notification of Consolidation/Split

Announcement Summary

For personal use only

Entity name

CARDIEX LIMITED

Applicable security for the reorganisation

CDX

ORDINARY FULLY PAID

CDXAJ

PERFORMANCE RIGHTS

CDXAQ

OPTION EXPIRING 11-JUN-2026 EX $0.08

CDXAN

OPTION EXPIRING 26-FEB-2024 EX $0.05

CDXAM

OPTION EXPIRING 15-JAN-2024 EX $0.05

CDXAO

OPTION EXPIRING 15-FEB-2026 EX $0.05

CDXAP

OPTION EXPIRING 15-FEB-2026 EX $0.08

Announcement Type

New Announcement

Date of this announcement

14/1/2022

Reorganisation type

Security consolidation

Trading in the post consolidation or split +securities commences on a deferred settlement basis

18/2/2022

Record Date

21/2/2022

Issue Date

28/2/2022

Additional Information

None.

Notification of Consolidation/Split

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Notification of Consolidation/Split

Refer to below for full details of the announcement

For personal use only

Notification of Consolidation/Split

2 / 7

Notification of Consolidation/Split

Announcement Details

only

Part 1 - Entity and announcement details

1.1 Name of +Entity

CARDIEX LIMITED

1.2 Registered Number Type

Registration Number

use

ABN

81113252234

1.3 ASX issuer code

CDX

1.4 The announcement is

personal

New announcement

1.5 Date of this announcement

14/1/2022

1.6 Securities affected by the consolidation or split

ASX +Security Code

ASX +Security Description

CDX

ORDINARY FULLY PAID

CDXAJ

PERFORMANCE RIGHTS

For

CDXAQ

OPTION EXPIRING 11-JUN-2026 EX $0.08

CDXAN

OPTION EXPIRING 26-FEB-2024 EX $0.05

CDXAM

OPTION EXPIRING 15-JAN-2024 EX $0.05

CDXAO

OPTION EXPIRING 15-FEB-2026 EX $0.05

CDXAP

OPTION EXPIRING 15-FEB-2026 EX $0.08

Notification of Consolidation/Split

3 / 7

Notification of Consolidation/Split

Part 2 - Approvals

only

2.1

Are any of the below approvals required for the consolidation or split before business day 0 of the timetable?

Security holder approval

Court approval

Lodgement of court order with +ASIC

ACCC approval

FIRB approval

Another approval/condition external to the entity required to be given/met before business day 0 of the

timetable for the consolidation or split.

Yes

2.2

Approvals

use

Approval/Condition

Date for determination

Is the date estimated or

Approval

+Security holder approval

16/2/2022

actual?

received/condition met?

Estimated

Comments

As required by section 254H of the Corporations Act, the consolidation of capital is conditional on the approval of

shareholders with such approval being sought at an EGM to be held on 16 February 2022.

personal

17/2/2022

P rt 3 - Consolidation or split timetable and details

3.1

+Record date

21/2/2022

3.2

Date of +security holder meeting

16/2/2022

3.2a Effective date of consolidation or split

16/2/2022

For

3.3

Last day for trading in the pre consolidation or split +securities

3.4

Trading in the post consolidation or split +securities commences on a deferred settlement basis.

18/2/2022

3.5

Record date

21/2/2022

3.6 First day for entity to update its register and to send holding statements to +security holders reflecting the change in the number of +securities they hold.

22/2/2022

Notification of Consolidation/Split

4 / 7

Notification of Consolidation/Split

3.7 Last day for entity to update its register and send holding statements to +security holders reflecting the change in the number of +securities they hold and to notify ASX that this has occurred. (+Issue Date)

28/2/2022

3.8 Trading starts on a normal T+2 basis

only

1/3/2022

3.9 First settlement of trades conducted on a +deferred settlement basis and on a normal T+2 basis

3/3/2022

Part 4 - Event type and details

use

4.1 The event is

+Security consolidation

4.1a Consolidation ratio: the +securities will be consolidated on the basis that every

10

(pre-consolidation) +securities will be consolidated into

personal

1

(post-consolidation) +security (/ies).

4.2 Scrip fraction rounding

Fractions rounded up to the next whole number

Part 5 - +Securities on issue before and after consolidation or split

5.1 +Securities on issue before and after the consolidation or split

ASX +Security Code

ASX +Security Description

CDX

ORDINARY FULLY PAID

For

Quoted/unquoted

Number on issue pre

Number on issue post

Estimate/Actual

Quoted

consolidation or split

consolidation or split

Estimated

1,099,022,516

109,902,252

ASX +Security Code

ASX +Security Description

CDXAJ

PERFORMANCE RIGHTS

Quoted/unquoted

Number on issue pre

Number on issue post

Estimate/Actual

Unquoted

consolidation or split

consolidation or split

Actual

176,500,000

17,650,000

Notification of Consolidation/Split

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Disclaimer

Cardiex Limited published this content on 14 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 January 2022 06:11:02 UTC.