BSE : Order in the matter of the unauthorised use of the name of Equity 99, a SEBI registered intermediary

NOTICES

Notice No.		20230102-52		Notice Date		02 Jan 2023
Category		Compliance		Segment		General
Subject		Order in the matter of the unauthorised use of the name of Equity 99, a SEBI registered intermediary
Attachments		In the matter of the unauthorised use of the name of Equity 99_a SEBI registered intermediary.pdf ;
Content

To<_o3a_p>

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All Trading Members of the Exchanges<_o3a_p>

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Sub: Order in the matter of the unauthorised use of the name of Equity 99, a SEBI registered intermediary.<_o3a_p>

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SEBI vide its order no. WTM/ASB/ WRO/WRO/ 22670 /2022-23 dated January 02, 2023, has inter-alia issued following directions:<_o3a_p>

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• The Noticees are debarred from accessing the securities market, directly or indirectly and are prohibited from buying, selling or otherwise dealing in securities, directly or indirectly in any manner whatsoever, for a period of three (3) years from the date of this Order or till the expiry of three (3) years from the date of completion of refunds to clients/ investors as directed in paragraphs 6.1 (i) and 6.1.(v) above, whichever is later.<_o3a_p>

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This Order is effective from the date of the order.<_o3a_p>

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A copy of the said Order is attached herewith and available on the SEBI websitewww.sebi.gov.in.<_o3a_p>

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Trading members are advised to take note of the same and ensure compliance.<_o3a_p>

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Jeevan Noronha Shubham Benere<_o3a_p>

Regulatory Correspondence Regulatory Correspondence <_o3a_p>

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Date: January 02, 2023