BSE : Order in the matter of Secure Investor Investment Advisory- Manish Lalwani

NOTICES

Notice No.		20230118-15		Notice Date		18 Jan 2023
Category		Compliance		Segment		General
Subject		Order in the matter of Secure Investor Investment Advisory- Manish Lalwani
Attachments		Order in the matter of Secure Investor Investment Advisory.pdf ;
Content

To<_o3a_p>

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All Trading Members of the Exchanges<_o3a_p>

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Sub: Order in the matter of Secure Investor Investment Advisory-Manish Lalwani.<_o3a_p>

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SEBI vide its order no. WTM /ASB /WRO/WRO/22921/2022-23 dated January 18, 2023, has inter-alia issued following direction:<_o3a_p>

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• The Noticee is debarred from accessing the securities market, directly or indirectly and is prohibited from buying, selling or otherwise dealing in the securities market, directly or indirectly in any manner whatsoever, for a period of 3 (three) years from the date of this Order or till the expiry of 3 (three) years from the date of completion of refunds to Complainants /investors /clients along with depositing of balance amounts, if any, with SEBI, as directed in paragraphs 7(a) and 7(e), whichever is later.<_o3a_p>

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This Order is effective from the date of the order.<_o3a_p>

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A copy of the said Order is attached herewith and available on the SEBI websitewww.sebi.gov.in.<_o3a_p>

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Trading members are advised to take note of the same and ensure compliance.<_o3a_p>

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Jeevan Noronha Roshani Shinde<_o3a_p>

Regulatory Correspondence Regulatory Correspondence <_o3a_p>

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Date: January 18, 2023<_o3a_p>