FORM 8.5 (EPT/NON-RI) AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
(b) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SA | |||
relevant securities this form relates: | |||||
(c) | Name of the party to the offer with which exempt | Advisor to Offeree | |||
principal trader is connected | |||||
(d) | Date position held/dealing undertaken: | 15 January 2014 | |||
(e) | Has the EPT previously disclosed, or is it | YES: | |||
today disclosing, under the Code in respect | INVENSYS PLC | ||||
of any other party to this offer? |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,790,197 | 0.32% | 1,896,203 | 0.34% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 1,818,944 | 0.32% | 314,835 | 0.06% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 682,000 | 0.12% | 869,000 | 0.15% | |||||||
TOTAL: | |||||||||||
4,291,141 | 0.77% | 3,080,038 | 0.55% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 8 | 64.2990 EUR | ||||
ORD (traded as ADR) | Purchase | 17 | 17.4900 USD | ||||
ORD | Purchase | 21 | 63.5190 EUR | ||||
ORD | Purchase | 21 | 63.7850 EUR | ||||
ORD | Purchase | 30 | 63.5000 EUR | ||||
ORD | Purchase | 30 | 63.5150 EUR | ||||
ORD | Purchase | 39 | 63.6760 EUR | ||||
ORD | Purchase | 44 | 63.5100 EUR | ||||
ORD | Purchase | 45 | 63.5800 EUR | ||||
ORD | Purchase | 51 | 63.8250 EUR | ||||
ORD | Purchase | 55 | 63.9800 EUR | ||||
ORD | Purchase | 56 | 63.5650 EUR | ||||
ORD | Purchase | 56 | 63.7500 EUR | ||||
ORD | Purchase | 59 | 64.0600 EUR | ||||
ORD | Purchase | 59 | 64.1100 EUR | ||||
ORD | Purchase | 59 | 64.1700 EUR | ||||
ORD | Purchase | 63 | 63.6120 EUR | ||||
ORD | Purchase | 63 | 63.6530 EUR | ||||
ORD | Purchase | 63 | 63.7050 EUR | ||||
ORD | Purchase | 76 | 63.6780 EUR | ||||
ORD | Purchase | 78 | 64.2950 EUR | ||||
ORD | Purchase | 79 | 64.2000 EUR | ||||
ORD | Purchase | 80 | 63.6040 EUR | ||||
ORD | Purchase | 99 | 64.1400 EUR | ||||
ORD | Purchase | 99 | 64.1800 EUR | ||||
ORD | Purchase | 99 | 64.1900 EUR | ||||
ORD | Purchase | 100 | 63.5950 EUR | ||||
ORD | Purchase | 102 | 63.6130 EUR | ||||
ORD | Purchase | 104 | 64.2440 EUR | ||||
ORD | Purchase | 113 | 63.7700 EUR | ||||
ORD | Purchase | 121 | 63.6400 EUR | ||||
ORD | Purchase | 149 | 63.7650 EUR | ||||
ORD | Purchase | 153 | 64.1600 EUR | ||||
ORD | Purchase | 158 | 64.2200 EUR | ||||
ORD | Purchase | 165 | 63.6800 EUR | ||||
ORD | Purchase | 171 | 64.2800 EUR | ||||
ORD | Purchase | 182 | 63.5500 EUR | ||||
ORD | Purchase | 185 | 63.6450 EUR | ||||
ORD | Purchase | 192 | 64.1750 EUR | ||||
ORD | Purchase | 193 | 64.0700 EUR | ||||
ORD | Purchase | 200 | 64.1300 EUR | ||||
ORD | Purchase | 200 | 64.2300 EUR | ||||
ORD | Purchase | 226 | 63.6150 EUR | ||||
ORD | Purchase | 270 | 63.8526 EUR | ||||
ORD | Purchase | 275 | 63.5250 EUR | ||||
ORD | Purchase | 286 | 63.6650 EUR | ||||
ORD | Purchase | 288 | 63.6550 EUR | ||||
ORD | Purchase | 300 | 63.6000 EUR | ||||
ORD | Purchase | 325 | 63.6565 EUR | ||||
ORD | Purchase | 342 | 63.7800 EUR | ||||
ORD | Purchase | 349 | 63.6600 EUR | ||||
ORD | Purchase | 380 | 63.5200 EUR | ||||
ORD | Purchase | 388 | 63.6300 EUR | ||||
ORD | Purchase | 400 | 63.6010 EUR | ||||
ORD | Purchase | 405 | 63.7200 EUR | ||||
ORD | Purchase | 406 | 63.6900 EUR | ||||
ORD | Purchase | 413 | 63.8000 EUR | ||||
ORD | Purchase | 442 | 63.7950 EUR | ||||
ORD | Purchase | 572 | 63.6100 EUR | ||||
ORD | Purchase | 705 | 63.7400 EUR | ||||
ORD (traded as ADR) | Purchase | 823 | 17.3948 USD | ||||
ORD | Purchase | 1,409 | 64.2400 EUR | ||||
ORD | Purchase | 1,551 | 63.6200 EUR | ||||
ORD | Purchase | 1,560 | 63.6500 EUR | ||||
ORD (traded as ADR) | Purchase | 1,845 | 17.3282 USD | ||||
ORD | Purchase | 2,082 | 63.7921 EUR | ||||
ORD | Purchase | 2,089 | 63.9672 EUR | ||||
ORD | Purchase | 2,121 | 63.7363 EUR | ||||
ORD | Purchase | 2,854 | 63.8240 EUR | ||||
ORD | Purchase | 3,058 | 63.6555 EUR | ||||
ORD | Purchase | 5,052 | 63.9812 EUR | ||||
ORD | Purchase | 6,002 | 63.7204 EUR | ||||
ORD | Purchase | 9,223 | 17.3282 USD | ||||
ORD | Purchase | 10,511 | 63.4147 EUR | ||||
ORD | Purchase | 10,516 | 64.0029 EUR | ||||
ORD | Purchase | 14,062 | 63.9125 EUR | ||||
ORD | Purchase | 25,000 | 63.9338 EUR | ||||
ORD | Purchase | 33,846 | 63.8755 EUR | ||||
ORD | Purchase | 54,479 | 63.8200 EUR | ||||
ORD | Purchase | 83,771 | 63.7159 EUR | ||||
ORD | Purchase | 86,741 | 64.0400 EUR | ||||
ORD | Purchase | 112,058 | 63.7647 EUR | ||||
ORD | Sale | 8 | 64.2990 EUR | ||||
ORD (traded as ADR) | Sale | 17 | 17.4900 USD | ||||
ORD | Sale | 21 | 63.5190 EUR | ||||
ORD | Sale | 21 | 63.7850 EUR | ||||
ORD | Sale | 30 | 63.5000 EUR | ||||
ORD | Sale | 30 | 63.5150 EUR | ||||
ORD | Sale | 39 | 63.6760 EUR | ||||
ORD (traded as ADR) | Sale | 44 | 17.2820 USD | ||||
ORD | Sale | 44 | 63.5100 EUR | ||||
ORD | Sale | 45 | 63.5800 EUR | ||||
ORD | Sale | 51 | 63.8250 EUR | ||||
ORD | Sale | 55 | 63.9800 EUR | ||||
ORD | Sale | 56 | 63.5650 EUR | ||||
ORD | Sale | 56 | 63.7500 EUR | ||||
ORD | Sale | 59 | 64.0600 EUR | ||||
ORD | Sale | 59 | 64.1100 EUR | ||||
ORD | Sale | 59 | 64.1700 EUR | ||||
ORD | Sale | 63 | 63.6120 EUR | ||||
ORD | Sale | 63 | 63.6530 EUR | ||||
ORD | Sale | 63 | 63.7050 EUR | ||||
ORD | Sale | 76 | 63.6780 EUR | ||||
ORD | Sale | 78 | 64.2950 EUR | ||||
ORD | Sale | 79 | 64.2000 EUR | ||||
ORD | Sale | 80 | 63.6040 EUR | ||||
ORD | Sale | 99 | 64.1400 EUR | ||||
ORD | Sale | 99 | 64.1750 EUR | ||||
ORD | Sale | 99 | 64.1800 EUR | ||||
ORD | Sale | 99 | 64.1900 EUR | ||||
ORD | Sale | 100 | 63.5950 EUR | ||||
ORD | Sale | 102 | 63.6130 EUR | ||||
ORD | Sale | 104 | 64.2440 EUR | ||||
ORD | Sale | 113 | 63.7700 EUR | ||||
ORD | Sale | 121 | 63.6400 EUR | ||||
ORD | Sale | 149 | 63.7650 EUR | ||||
ORD | Sale | 150 | 63.5800 EUR | ||||
ORD | Sale | 153 | 64.1600 EUR | ||||
ORD | Sale | 158 | 64.2200 EUR | ||||
ORD | Sale | 165 | 63.6800 EUR | ||||
ORD | Sale | 171 | 64.2800 EUR | ||||
ORD | Sale | 185 | 63.6450 EUR | ||||
ORD | Sale | 193 | 64.0700 EUR | ||||
ORD | Sale | 200 | 64.1300 EUR | ||||
ORD | Sale | 200 | 64.2300 EUR | ||||
ORD | Sale | 226 | 63.6150 EUR | ||||
ORD | Sale | 275 | 63.5250 EUR | ||||
ORD | Sale | 286 | 63.6650 EUR | ||||
ORD | Sale | 288 | 63.6550 EUR | ||||
ORD | Sale | 300 | 63.6000 EUR | ||||
ORD | Sale | 300 | 63.8200 EUR | ||||
ORD | Sale | 342 | 63.7800 EUR | ||||
ORD | Sale | 349 | 63.6600 EUR | ||||
ORD | Sale | 364 | 63.5500 EUR | ||||
ORD | Sale | 380 | 63.5200 EUR | ||||
ORD | Sale | 388 | 63.6300 EUR | ||||
ORD | Sale | 400 | 63.6010 EUR | ||||
ORD | Sale | 405 | 63.7200 EUR | ||||
ORD | Sale | 406 | 63.6900 EUR | ||||
ORD | Sale | 413 | 63.8000 EUR | ||||
ORD | Sale | 442 | 63.7950 EUR | ||||
ORD | Sale | 572 | 63.6100 EUR | ||||
ORD | Sale | 607 | 63.8388 EUR | ||||
ORD | Sale | 705 | 63.7400 EUR | ||||
ORD | Sale | 764 | 64.0217 EUR | ||||
ORD (traded as ADR) | Sale | 823 | 17.3948 USD | ||||
ORD | Sale | 1,026 | TRANSFER | ||||
ORD | Sale | 1,040 | 64.1494 EUR | ||||
ORD | Sale | 1,128 | 63.9333 EUR | ||||
ORD | Sale | 1,378 | 63.8482 EUR | ||||
ORD | Sale | 1,398 | 63.6200 EUR | ||||
ORD | Sale | 1,409 | 64.2400 EUR | ||||
ORD | Sale | 1,489 | 63.5494 EUR | ||||
ORD | Sale | 1,546 | 63.6500 EUR | ||||
ORD | Sale | 1,783 | 64.1704 EUR | ||||
ORD (traded as ADR) | Sale | 1,845 | 17.3282 USD | ||||
ORD | Sale | 2,258 | 63.9354 EUR | ||||
ORD | Sale | 3,315 | 64.0400 EUR | ||||
ORD | Sale | 3,539 | 63.9792 EUR | ||||
ORD | Sale | 4,117 | 17.3948 USD | ||||
ORD | Sale | 5,740 | 63.6276 EUR | ||||
ORD | Sale | 7,044 | 63.5864 EUR | ||||
ORD | Sale | 10,783 | 63.9910 EUR | ||||
ORD | Sale | 14,036 | 63.7452 EUR | ||||
ORD | Sale | 15,223 | 63.8271 EUR | ||||
ORD | Sale | 33,516 | 63.8302 EUR | ||||
ORD | Sale | 50,000 | 63.6561 EUR | ||||
ORD | Sale | 92,768 | 63.6873 EUR | ||||
ORD | Sale | 129,828 | 63.9625 EUR |
(b) Derivatives transactions (other than options)
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | CFD | Long | 198 | 64.0241 EUR | |||||
ORD | CFD | Long | 396 | 64.0141 EUR | |||||
ORD | SWAP | Long | 764 | 64.0216 EUR | |||||
ORD | CFD | Long | 6,000 | 63.6500 EUR | |||||
ORD | CFD | Long | 823 | 17.3948 USD | |||||
ORD | CFD | Short | 1,845 | 17.3282 USD | |||||
ORD | CFD | Short | 6,000 | 17.4133 USD | |||||
ORD | CFD | Short | 480 | 63.8645 EUR | |||||
ORD | CFD | Short | 1,602 | 63.7705 EUR | |||||
ORD | SWAP | Short | 3,058 | 63.6555 EUR | |||||
ORD | CFD | Short | 5,351 | 63.7036 EUR | |||||
ORD | CFD | Short | 8,981 | 64.0454 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 17 Jan 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SA | ||
relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Written | -300,000 | 57.7500 | European | 18 Dec 2015 | |||||||
ORD | Call Options | Written | -250,000 | 57.7500 | European | 18 Dec 2015 | |||||||
ORD | Put Options | Purchased | 150,000 | 38.0000 | American | 20 Jun 2014 | |||||||
ORD | Put Options | Purchased | 100,000 | 48.0000 | American | 19 Dec 2014 | |||||||
ORD | Put Options | Written | -100,000 | 50.0000 | American | 19 Dec 2014 | |||||||
ORD | Put Options | Written | -50,000 | 52.0000 | American | 19 Dec 2014 | |||||||
ORD | Call Options | Purchased | 63,700 | 60.0000 | American | 21 Feb 2014 | |||||||
ORD | Call Options | Purchased | 75,000 | 60.0000 | American | 19 Dec 2014 | |||||||
ORD | Call Options | Purchased | 50,000 | 64.0000 | American | 19 Dec 2014 | |||||||
ORD | Call Options | Purchased | 43,300 | 68.0000 | American | 17 Jan 2014 | |||||||
ORD | Call Options | Purchased | 100,000 | 68.0000 | American | 20 Jun 2014 | |||||||
ORD | Call Options | Purchased | 100,000 | 80.0000 | American | 19 Dec 2014 | |||||||
ORD | Call Options | Written | -119,000 | 60.0000 | American | 21 Feb 2014 | |||||||
ORD | Call Options | Written | -50,000 | 64.0000 | American | 19 Dec 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
Copyright Business Wire 2014
distributed by
|