BARCLAYS PLC 
By Released: 13/01/2012
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | BARCLAYS PLC | |
|
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient | ||
|
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree | COLFAX CORPORATION | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 12 January 2012 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: CHARTER INTERNATIONAL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 152,522 | 0.35% | 482,062 | 1.10% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 374,447 | 0.86% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 526,969 | 1.21% | 482,062 | 1.10% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 100 | 31.3220 USD | ||||
| ORD | Purchase | 100 | 31.6550 USD | ||||
| ORD | Purchase | 100 | 31.8700 USD | ||||
| ORD | Purchase | 100 | 32.2520 USD | ||||
| ORD | Purchase | 100 | 32.5900 USD | ||||
| ORD | Purchase | 179 | 31.5300 USD | ||||
| ORD | Purchase | 200 | 31.5900 USD | ||||
| ORD | Purchase | 200 | 31.6120 USD | ||||
| ORD | Purchase | 200 | 31.6600 USD | ||||
| ORD | Purchase | 200 | 31.7850 USD | ||||
| ORD | Purchase | 200 | 31.8000 USD | ||||
| ORD | Purchase | 200 | 31.9890 USD | ||||
| ORD | Purchase | 200 | 32.0400 USD | ||||
| ORD | Purchase | 300 | 31.7216 USD | ||||
| ORD | Purchase | 300 | 31.7600 USD | ||||
| ORD | Purchase | 300 | 31.8373 USD | ||||
| ORD | Purchase | 356 | 31.2268 USD | ||||
| ORD | Purchase | 397 | 31.3453 USD | ||||
| ORD | Purchase | 402 | 31.6293 USD | ||||
| ORD | Purchase | 500 | 31.2702 USD | ||||
| ORD | Purchase | 500 | 31.3624 USD | ||||
| ORD | Purchase | 500 | 31.3680 USD | ||||
| ORD | Purchase | 500 | 31.3718 USD | ||||
| ORD | Purchase | 500 | 31.5642 USD | ||||
| ORD | Purchase | 500 | 31.7440 USD | ||||
| ORD | Purchase | 600 | 31.2776 USD | ||||
| ORD | Purchase | 600 | 31.4516 USD | ||||
| ORD | Purchase | 600 | 31.5967 USD | ||||
| ORD | Purchase | 700 | 31.2757 USD | ||||
| ORD | Purchase | 700 | 31.9584 USD | ||||
| ORD | Purchase | 800 | 31.2892 USD | ||||
| ORD | Purchase | 800 | 31.2962 USD | ||||
| ORD | Purchase | 898 | 31.6655 USD | ||||
| ORD | Purchase | 900 | 31.4795 USD | ||||
| ORD | Purchase | 1,000 | 32.6930 USD | ||||
| ORD | Purchase | 1,076 | 31.5905 USD | ||||
| ORD | Purchase | 1,100 | 31.3127 USD | ||||
| ORD | Purchase | 1,200 | 31.3400 USD | ||||
| ORD | Purchase | 1,200 | 31.4316 USD | ||||
| ORD | Purchase | 1,200 | 31.4325 USD | ||||
| ORD | Purchase | 1,200 | 31.7525 USD | ||||
| ORD | Purchase | 1,200 | 31.9795 USD | ||||
| ORD | Purchase | 1,400 | 31.4950 USD | ||||
| ORD | Purchase | 1,600 | 31.3850 USD | ||||
| ORD | Purchase | 1,800 | 31.2647 USD | ||||
| ORD | Purchase | 1,800 | 31.3477 USD | ||||
| ORD | Purchase | 2,100 | 31.3257 USD | ||||
| ORD | Purchase | 2,100 | 31.6000 USD | ||||
| ORD | Purchase | 2,241 | 31.3577 USD | ||||
| ORD | Purchase | 2,400 | 31.8762 USD | ||||
| ORD | Purchase | 2,703 | 31.3547 USD | ||||
| ORD | Purchase | 2,824 | 31.5898 USD | ||||
| ORD | Purchase | 3,200 | 31.6199 USD | ||||
| ORD | Purchase | 3,300 | 31.2150 USD | ||||
| ORD | Purchase | 3,700 | 31.6364 USD | ||||
| ORD | Purchase | 3,900 | 31.1709 USD | ||||
| ORD | Purchase | 3,900 | 31.7584 USD | ||||
| ORD | Purchase | 4,200 | 31.6357 USD | ||||
| ORD | Purchase | 5,473 | 31.4807 USD | ||||
| ORD | Purchase | 11,000 | 31.7387 USD | ||||
| ORD | Purchase | 12,144 | 31.2554 USD | ||||
| ORD | Purchase | 13,777 | 32.1623 USD | ||||
| ORD | Purchase | 15,900 | 32.7233 USD | ||||
| ORD | Purchase | 25,000 | 31.3452 USD | ||||
| ORD | Purchase | 41,540 | 32.1525 USD | ||||
| ORD | Purchase | 69,000 | 32.9000 USD | ||||
| ORD | Sale | 100 | 31.0900 USD | ||||
| ORD | Sale | 100 | 31.3000 USD | ||||
| ORD | Sale | 100 | 31.3220 USD | ||||
| ORD | Sale | 100 | 31.4600 USD | ||||
| ORD | Sale | 100 | 31.5500 USD | ||||
| ORD | Sale | 100 | 31.6110 USD | ||||
| ORD | Sale | 100 | 31.6400 USD | ||||
| ORD | Sale | 100 | 31.8250 USD | ||||
| ORD | Sale | 100 | 31.8700 USD | ||||
| ORD | Sale | 100 | 32.6500 USD | ||||
| ORD | Sale | 125 | 31.6320 USD | ||||
| ORD | Sale | 200 | 31.0970 USD | ||||
| ORD | Sale | 200 | 31.2730 USD | ||||
| ORD | Sale | 200 | 31.4950 USD | ||||
| ORD | Sale | 200 | 31.5100 USD | ||||
| ORD | Sale | 200 | 31.5600 USD | ||||
| ORD | Sale | 200 | 31.6000 USD | ||||
| ORD | Sale | 200 | 31.7900 USD | ||||
| ORD | Sale | 200 | 31.9890 USD | ||||
| ORD | Sale | 200 | 32.0400 USD | ||||
| ORD | Sale | 275 | 31.9936 USD | ||||
| ORD | Sale | 300 | 31.2733 USD | ||||
| ORD | Sale | 300 | 31.4200 USD | ||||
| ORD | Sale | 300 | 31.8373 USD | ||||
| ORD | Sale | 300 | 32.3773 USD | ||||
| ORD | Sale | 301 | 31.4562 USD | ||||
| ORD | Sale | 400 | 31.5200 USD | ||||
| ORD | Sale | 400 | 31.5375 USD | ||||
| ORD | Sale | 441 | 31.3753 USD | ||||
| ORD | Sale | 500 | 32.1380 USD | ||||
| ORD | Sale | 600 | 31.5733 USD | ||||
| ORD | Sale | 600 | 31.5966 USD | ||||
| ORD | Sale | 632 | 32.4647 USD | ||||
| ORD | Sale | 696 | 31.4514 USD | ||||
| ORD | Sale | 700 | 31.4971 USD | ||||
| ORD | Sale | 700 | 31.9584 USD | ||||
| ORD | Sale | 700 | 32.0035 USD | ||||
| ORD | Sale | 800 | 31.5225 USD | ||||
| ORD | Sale | 800 | 31.5812 USD | ||||
| ORD | Sale | 800 | 31.7925 USD | ||||
| ORD | Sale | 800 | 32.0925 USD | ||||
| ORD | Sale | 859 | 32.0704 USD | ||||
| ORD | Sale | 900 | 31.5922 USD | ||||
| ORD | Sale | 1,000 | 31.3671 USD | ||||
| ORD | Sale | 1,000 | 32.2200 USD | ||||
| ORD | Sale | 1,100 | 31.4627 USD | ||||
| ORD | Sale | 1,200 | 31.7500 USD | ||||
| ORD | Sale | 1,400 | 31.3400 USD | ||||
| ORD | Sale | 1,404 | 31.5174 USD | ||||
| ORD | Sale | 1,564 | 31.6323 USD | ||||
| ORD | Sale | 1,600 | 31.3850 USD | ||||
| ORD | Sale | 1,700 | 31.4588 USD | ||||
| ORD | Sale | 1,700 | 31.7923 USD | ||||
| ORD | Sale | 1,800 | 31.9366 USD | ||||
| ORD | Sale | 2,579 | 31.7344 USD | ||||
| ORD | Sale | 2,900 | 31.4060 USD | ||||
| ORD | Sale | 2,965 | 32.2497 USD | ||||
| ORD | Sale | 3,199 | 31.5706 USD | ||||
| ORD | Sale | 3,200 | 31.6050 USD | ||||
| ORD | Sale | 3,200 | 31.7295 USD | ||||
| ORD | Sale | 3,200 | 31.7353 USD | ||||
| ORD | Sale | 3,700 | 31.7827 USD | ||||
| ORD | Sale | 3,800 | 31.5769 USD | ||||
| ORD | Sale | 4,200 | 31.2716 USD | ||||
| ORD | Sale | 4,900 | 31.9028 USD | ||||
| ORD | Sale | 5,000 | 31.6699 USD | ||||
| ORD | Sale | 5,401 | 32.6290 USD | ||||
| ORD | Sale | 5,486 | 31.4542 USD | ||||
| ORD | Sale | 6,900 | 31.6288 USD | ||||
| ORD | Sale | 7,200 | 32.9502 USD | ||||
| ORD | Sale | 7,918 | 32.3343 USD | ||||
| ORD | Sale | 10,800 | 31.2292 USD | ||||
| ORD | Sale | 11,700 | 31.4577 USD | ||||
| ORD | Sale | 16,600 | 32.6622 USD | ||||
| ORD | Sale | 22,903 | 32.2574 USD | ||||
| ORD | Sale | 25,000 | 31.3452 USD | ||||
| ORD | Sale | 32,573 | 31.3205 USD | ||||
| ORD | Sale | 37,303 | 32.0723 USD | ||||
| ORD | Sale | 38,160 | 32.9000 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security |
Product description
e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 13 Jan 2012 | |
| Contact name: | Geoff Smith | |
| Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
Copyright Business Wire 2012
| distribué par | Ce noodl a été diffusé par Barclays plc et initialement mise en ligne sur le site http://group.barclays.com. La version originale est disponible ici. Ce noodl a été distribué par noodls dans son format d'origine et sans modification sur 2012-01-13 14:36:02 PM et restera accessible depuis ce lien permanent. Cette annonce est protégée par les règles du droit d'auteur et toute autre loi applicable, et son propriétaire est seul responsable de sa véracité et de son originalité. |
