Banca Intermobiliare di Investimenti e Gestioni : Approvazione e pubblicazione del prospetto relativo all’offerta in opzione e all’ammissione alle negoziazioni delle azioni di nuova emissione rivenienti dall’aumento di capitale

COMUNICATO STAMPA

APPROVAZIONE E PUBBLICAZIONE DEL PROSPETTO RELATIVO ALL'OFFERTA IN OPZIONE E ALL'AMMISSIONE ALLE NEGOZIAZIONI DELLE AZIONI DI NUOVA EMISSIONE RIVENIENTI DALL'AUMENTO DI CAPITALE

Torino/Milano, 9 luglio 2020

Banca Intermobiliare di Investimenti e Gestioni S.p.A. ("BANCA INTERMOBILIARE" o la "BANCA") rende noto di aver ricevuto in data odierna l'autorizzazione dalla Consob alla pubblicazione del prospetto informativo (il "PROSPETTO") relativo all'offerta in opzione e all'ammissione alle negoziazioni delle azioni ordinarie di nuova emissione che verranno emesse nel contesto dell'aumento di capitale deliberato dal Consiglio di Amministrazione della Banca in data 27 gennaio e 7 luglio 2020, in esercizio parziale della delega conferita dall'Assemblea straordinaria degli azionisti del 22 novembre 2019 (l'"OFFERTA IN OPZIONE").

Facendo seguito a quanto comunicato in data 7 luglio 2020, si conferma pertanto il calendario dell'Offerta in Opzione nei termini che seguono:

•  i diritti di opzione per la sottoscrizione delle azioni oggetto dell'Offerta in Opzione (i "DIRITTI DI OPZIONE") saranno esercitabili, a pena di decadenza, dal 13 LUGLIO 2020 al 28 LUGLIO 2020 (estremi inclusi); e

•  i Diritti di Opzione saranno negoziabili sul Mercato Telematico Azionario, organizzato e gestito da Borsa Italiana S.p.A., dal 13 LUGLIO 2020 al 22 LUGLIO 2020 (estremi inclusi).

I Diritti di Opzione non esercitati entro la fine del periodo di offerta saranno offerti sul MTA, ai sensi dell'art. 2441, terzo comma, del Codice Civile. Le date delle sedute di borsa in cui saranno offerti i Diritti di Opzione verranno comunicate tramite specifico avviso.

Si segnala che, ai fini della quadratura dell'operazione, un azionista della Banca ha comunicato di rinunciare ai propri diritti di opzione con riferimento a n. 3 azioni Banca Intermobiliare e che, pertanto l'Offerta in Opzione avrà ad oggetto n. 943.386.377 azioni, ad un prezzo unitario di Euro 0,039 ciascuna e così per un controvalore complessivo dell'offerta pari a Euro 36.792.068,703.

Il Prospetto è a disposizione del pubblico in conformità alle applicabili disposizioni normative e regolamentari ed è disponibile presso la sede legale della Banca, in Torino, Via San Dalmazzo n. 15 e sul sito internet della Banca(www.bancaintermobiliare.com).

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NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN OR INTO OR FROM THE UNITED STATES, AUSTRALIA, CANADA, JAPAN OR ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF

Contatti per la Stampa
Banca Intermobiliare	Community
Ufficio Comunicazioni e Relazioni Esterne	Marco Rubino
Tel. [phone]	Tel. [phone]
Tel. [phone]
[e-mail]	[e-mail]

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This communication and the information contained herein does not contain or constitute an offer of securities for sale, or solicitation of an offer to purchase securities, in the United States, Australia, Canada or Japan or any other jurisdiction where such an offer or solicitation would require the approval of local authorities or otherwise be unlawful (the "Other Countries").

Neither this document nor any part of it nor the fact of its distribution may form the basis of, or be relied on in connection with, any contract or investment decision in relation thereto. The securities referred to herein have not been registered and will not be registered in the United States under the U.S. Securities Act of 1933, as amended (the "Securities Act"), or pursuant to the corresponding regulations in force in the Other Countries. The securities may not be offered or sold in the United States unless such securities are registered under the Securities Act, or an exemption from the registration requirements of the Securities Act is available. Banca Intermobiliare does not intend to register any portion of any offering in the United States.

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The expression "Prospectus Regulation" means Regulation (EU) 2017/1129 (this Regulation and amendments together with any delegated act and implementing measures). This document is not a prospectus for the purposes of the Prospectus Regulation. A prospectus prepared pursuant to the Prospectus Regulation will be published in the future. Investors should not subscribe for any securities referred to in this document except on the basis of the information contained in any prospectus.

Information to Distributors

Solely for the purposes of the product governance requirements contained within: (a) EU Directive2014/65/EU on markets in financial instruments, as amended ("MiFID II"); (b) Articles 9 and 10 of Commission Delegated Directive (EU) 2017/593 supplementing MiFID II; and (c) local implementing measures (together, the "MiFID II Product Governance Requirements"), and disclaiming all and any liability, whether arising in tort, contract or otherwise, which any "manufacturer" (for the purposes of the MiFID II Product Governance Requirements) may otherwise have with respect thereto, the transferable pre-emptive subscription rights (the "Rights") and the new ordinary shares (the "New Shares") have been subject to a product approval process, which has determined that they each are: (i) compatible with an end target market of retail investors and investors who meet the criteria of professional clients and eligible counterparties, each as defined in MiFID II; and (ii) eligible for distribution through all distribution channels as are permitted by MiFID II (the "Target Market Assessment"). Notwithstanding the Target Market Assessment, Distributors should note that: the price of the Rights and/or the New Shares may decline and investors could lose all or part of their investment; the Rights and the New Shares offer no guaranteed income and no capital protection; and an investment in the Rights and/or the New Shares is compatible only with investors who do not need a

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN OR INTO OR FROM THE UNITED STATES, AUSTRALIA, CANADA, JAPAN OR ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF

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Each distributor is responsible for undertaking its own target market assessment in respect of the Rights and/or the New Shares and determining appropriate distribution channels.

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN OR INTO OR FROM THE UNITED STATES, AUSTRALIA, CANADA, JAPAN OR ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF