This appendix is available as an online form | |
Only use this form if the online version is not available | +Rule 3.20.4, 3.22, 15.3 |
Appendix 3A.2
Notification of interest payment & interest rate change
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Please note that two or more corporate actions on the same security may not run with different record dates if the timetables result in overlapping (but not identical) ex-periods. It is permissible to run different corporate actions with the same record date except in the case of consolidations or splits which cannot run at the same time as any other corporate action for that entity.
*Denotes minimum information required for first lodgement of this form.
**Denotes information that must be provided on or before business day 0 of the relevant Appendix 6A or Appendix 7A timetable.
The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question | Question | Answer |
No. | ||
1.1 | *Name of entity | Australia and New Zealand Banking Group |
Limited (ANZ) | ||
1.2 | *Registration type and number | ABN 11 005 357 522 |
One of ABN/ARSN/ARBN/ACN or other registration | ||
type and number (if "other" please specify what type of | ||
registration number has been provided). | ||
1.3 | *ASX issuer code | ANZ |
1.4 | *The announcement is | ☒ New announcement |
Tick whichever is applicable. | ☐ Update/amendment to previous | |
announcement | ||
☐ Cancellation of previous announcement | ||
Note: An entity announcing the cancellation, deferral or | ||
reduction of a previously announced interest payment on a | ||
quoted debt security or quoted convertible debt security | ||
must include in the announcement an explanation | ||
satisfactory to ASX of the entity's reasons for doing so (see | ||
rule 3.22). In the case of a cancellation, this explanation | ||
may be included in the 'Reason for cancellation' in the | ||
response to Q1.4c below or in a separate announcement to | ||
the market. In the case of a deferral or reduction, this | ||
explanation may be included in the 'Reason for update' in | ||
the response to Q1.4a below or in a separate | ||
announcement to the market. | ||
1.4a | *Reason for update | N/A |
Mandatory only if "Update" ticked in Q1.4 above. A | ||
reason must be provided for an update. | ||
1.4b | *Date of previous announcement to this | N/A |
update | ||
Mandatory only if "Update" ticked in Q1.4 above. | ||
+ See chapter 19 for defined terms | Page 1 |
5 June 2021 |
This appendix is available as an online form | Appendix 3A.2 | |||
Notification of interest rate payment & | ||||
interest rate change | ||||
1.4c | *Reason for cancellation | N/A | ||
Mandatory only if "Cancellation" ticked in Q1.4 above. | ||||
1.4d | *Date of previous announcement to this | N/A | ||
cancellation | ||||
Mandatory only if "Cancellation" ticked in Q1.4 above. | ||||
1.5 | *Date of this announcement | Wednesday 15 September, 2021 | ||
The date of lodgement of the form by the entity via | ||||
ASX Online. | ||||
1.6 | *Applicable ASX +security code and | ASX +security code ANZHAR | ||
description for interest payment | +Security description: SGD 500,000,000 3.75 | |||
Please select the security to which the notification | per cent. Fixed Rate Subordinated Notes due | |||
applies. Only one security can be selected for each | March 2027 | |||
form. |
Part 2 - Payment Details
Part 2A - Interest period dates and interest payment details
Question | Question | Answer | ||
No. | ||||
2A.1 | *Payment date | Thursday 23 September,2021 | ||
The payment date can be any day after the record | ||||
date per Appendix 6A section 2. If the payment date | ||||
is estimated at the time of first lodgement of this form | ||||
please indicate and provide actual date by way of an | ||||
update to this form when the actual date is known. | ||||
2A.2 | *+Record date | Wednesday 22 September, 2021 | ||
Refer to Appendix 6A section 2 for rules regarding | ||||
record date for interest payments. | ||||
Record date must be at least 4 business days from | ||||
the date it is advised. Please note that the record | ||||
date and ex date cannot be changed (even to | ||||
postpone it or cancel it) any later than 12 noon | ||||
Sydney time on the day before the previous ex date | ||||
advised. | ||||
2A.3 | *Ex date | N/A | ||
Ex date is 1 business day before the record date. | ||||
Refer to Appendix 6A section 2. Securities will trade | ||||
"ex" interest payment from the ex date. Please note | ||||
that the record date and ex date cannot be changed | ||||
(even to postpone it or cancel it) any later than 12 | ||||
noon Sydney time on the day before the previous ex | ||||
date advised. | ||||
2A.4 | *First day of payment period | Tuesday 23 March, 2021 | ||
2A.5 | *Last day of payment period | Wednesday 22 September, 2021 | ||
2A.6 | Number of days in the payment period | 184 subject to a day count fraction of | ||
(including the start and end days) | Actual/365 (Fixed) | |||
+ See chapter 19 for defined terms | Page 2 | |||
5 June 2021 |
This appendix is available as an online form | Appendix 3A.2 |
Notification of interest rate payment & | |
interest rate change |
2A.7 | *Interest rate expressed as a per annum | 3.75% |
rate | ||
This rate is the interest rate expressed as a per | ||
annum rate. For example if the rate is set as BBSW | ||
(say 3%) plus a Margin (say 2%) then total rate would | ||
be 5%. If the security is a floating rate note, this rate | ||
is the rate set for the payment period the subject of | ||
this announcement and should match the rate | ||
provided at Q3.9. |
2A.8 | Interest rate pro-rated for the number of | 1.890411% per calculation amount (SGD |
days in the payment period | 250,000) | |
Please provide the pro-rated interest rate for the | ||
payment period - this may be the per annum rate | ||
pro-rated for this payment period. For example if the | ||
annual rate is 5% and interest is paid quarterly then | ||
the rate may be 5% divided by 4 (1.25%) or 5% | ||
divided by 365 and multiplied by the number of days | ||
in the payment period (a number close to 1.25%). | ||
2A.9 | *Currency in which the interest payment is | Singapore Dollars (SGD) |
made ("primary currency") | ||
Primary currency should be the currency in which all | ||
other questions relating to the interest payment | ||
amount are provided excepting those relating to | ||
payment in a different currency. If the primary | ||
currency is not AUD please answer Q2A.10a. | ||
2A.10 | *Interest payment amount per +security | SGD 4,726.03 per calculation amount (SGD |
Please provide the amount in the primary currency in | 250,000) | |
dollars (or equivalent denomination for foreign | ||
currency). If the amount paid to security holders will | ||
be rounded please provided the rounded amount. If | ||
primary currency is not AUD please answer Q2A.10a. | ||
If primary currency is AUD go to Q2A.11. | ||
2A.10(i) | Comment on how the interest payment | Calculation amount (SGD 250,000) x |
amount per security is calculated | interest rate per annum (3.75%) x day count | |
fraction (184/365), as more fully set out in | ||
the terms and conditions of the securities. | ||
2A.10a | AUD equivalent to interest payment | N/A |
amount per +security | ||
Only for non-AUD interest payments. ASX publishes | ||
an AUD equivalent amount for non-AUD declared | ||
interest payments. If this amount is not provided by | ||
the entity it is calculated and published using the RBA | ||
rate of exchange on the day before the ex date. The | ||
entity should only populate this field if an actual | ||
amount is known. If amount not known please | ||
answer 2A.10b. If known go to 2A.10c. | ||
2A.10b | If AUD equivalent not known, date for | N/A |
information to be released | ||
2A.10c | FX rate (in format AUD rate / Declared | N/A |
currency rate): |
+ See chapter 19 for defined terms | Page 3 |
5 June 2021 |
This appendix is available as an online form | Appendix 3A.2 | |||
Notification of interest rate payment & | ||||
interest rate change | ||||
2A.11 | *Are any of the below approvals required | No | ||
for the interest payment before business | ||||
day 0 of the timetable? | ||||
• | +Security holder approval | |||
• | Court approval | |||
• Lodgement of court order with +ASIC | ||||
• | ACCC approval | |||
• | FIRB approval; | |||
• Another approval/condition external to | ||||
the entity required to be given/met | ||||
before business day 0 of the timetable | ||||
for the interest payment. | ||||
If any of the above approvals apply to the interest | ||||
payment before business day 0 of the timetable, | ||||
please answer 'yes' and provide details at Part 2B. If | ||||
"no" go to Part 2C. | ||||
The purpose of the question is to confirm that | ||||
relevant approvals are received prior to ASX | ||||
establishing an ex market in the securities. If the | ||||
entity wishes to disclose approvals or conditions | ||||
which are to be resolved at a later date it should use | ||||
Part 4 "Further information". | ||||
2A.12 | Is the interest payment franked | No | ||
If yes, please complete Part 2C. | ||||
2A.13 | *Is the interest payment payable in the | No | ||
form of +securities rather than cash | ||||
If yes, please complete Part 2D. | ||||
2A.14 | *Does the entity have arrangements | No | ||
relating to the currency in which the | ||||
interest payment is paid to +security | ||||
holders that it wishes to disclose to the | ||||
market? | ||||
If "yes", please complete Part 2E. | ||||
It is not mandatory to disclose currency arrangements | ||||
to the market. In particular, it does not refer to | ||||
arrangements made between individual +security | ||||
holders and the share registry on an ad hoc or one-off | ||||
basis and it does not refer to arrangements offered by | ||||
the registry independently of the entity. | ||||
If the entity intends to disclose currency | ||||
arrangements to the market it must do so through this | ||||
form although it may supplement the information in | ||||
the form with further PDF announcements. | ||||
2A.15 | *Is there a principal amount payment | No | ||
component payable | ||||
If yes, please provide details of the principal | ||||
component payable and the new principal balance for | ||||
the security in Part 4 - Further Information. | ||||
+ See chapter 19 for defined terms | Page 4 |
5 June 2021 |
This appendix is available as an online form | Appendix 3A.2 |
Notification of interest rate payment & | |
interest rate change |
Part 2B - Approvals
Part 2B to be completed if you answered "yes" to question 2A.11.
Question Question
No.
2B.1 Approvals
Select appropriate approval from drop down box as applicable. More than one approval can be selected. This question refers only to events which take place before business day 0 of the timetable. The purpose of the question is to confirm that relevant approvals are received prior to ASX establishing an ex market in the securities. The "Date for determination" is the date that you expect to know if the approval is given for example the date of the security holder meeting in the case of security holder approval or the date of the court hearing in the case of court approval. If the entity wishes to disclose approvals or conditions which are to be resolved at a later date it should use Part 4 "Further information".
*Approval/condition | *Date for | *Is the date | **Approval | Comments |
determination | estimated or | received/ | ||
actual? | condition met? |
Only answer this question when you know the outcome of the approval - please advise on or before business day 0 of the relevant Appendix 6A or Appendix 7A timetable.
+Security holder | ☐ Estimated | ☐ Yes | |||
approval | OR | ☐ No | |||
☐ Actual | |||||
Court approval | ☐ Estimated | ☐ Yes | |||
OR | ☐ No | ||||
☐ Actual | |||||
Lodgement of court | ☐ Estimated | ☐ Yes | |||
order with +ASIC | OR | ☐ No | |||
☐ Actual | |||||
ACCC approval | ☐ Estimated | ☐ Yes | |||
OR | ☐ No | ||||
☐ Actual | |||||
FIRB approval | ☐ Estimated | ☐ Yes | |||
OR | ☐ No | ||||
☐ Actual | |||||
Other (please | ☐ Estimated | ☐ Yes | |||
specify in comment | OR | ☐ No | |||
section) | |||||
+ See chapter 19 for defined terms | Page 5 | ||||
5 June 2021 |
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original document
- Permalink
Disclaimer
ANZ - Australia & New Zealand Banking Group Ltd. published this content on 15 September 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 September 2021 00:01:00 UTC.