Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On
A description of the material terms and conditions of the 2023 Restated Plan is
set forth in the section entitled " Item 4 - To Approve the
Item 5.07 Submission of Matters to a Vote of Security Holders.
The 2023 annual meeting of the shareholders of the Company was held on
Item 1 - Election of the Eight Director Nominees Named Below. The shareholders elected each director nominee for a term of one year to expire at the 2024 annual meeting of shareholders or until their successors are elected and qualified. The voting results were as follows:
Name Votes For Votes Against Abstentions Broker Non-Votes James M. Cracchiolo 76,495,021 8,433,218 186,863 5,610,240 Dianne Neal Blixt 81,398,402 3,596,314 120,386 5,610,240 Amy DiGeso 74,805,922 10,181,914 127,266 5,610,240 Armando Pimentel, Jr. 84,095,358 854,592 165,152 5,610,240 Robert F. Sharpe, Jr. 74,480,835 10,480,743 153,524 5,610,240 Brian T. Shea 80,509,733 4,443,378 161,991 5,610,240 W. Edward Walter III 82,792,169 2,158,154 164,779 5,610,240 Christopher J. Williams 80,470,022 4,485,002 160,078 5,610,240
Item 2 - Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers. The shareholders approved, on an advisory basis, the compensation of its named executive officers.
Votes For Votes Against Abstentions Broker Non-Votes 69,734,797 15,135,224 245,081 5,610,240
Item 3 - Nonbinding Advisory Vote to Approve the Frequency of Shareholder Approval of the Compensation of Named Executive Officers. The nonbinding advisory vote on the frequency of the shareholder advisory vote on the compensation of the named executive officers resulted in a majority vote for the annual approval of such compensation. The voting results were as follows:
One Year Two Years Three Years Abstentions 83,105,585 197,021 1,632,114 180,382
Item 4 - Approval of the
Votes For Votes Against Abstentions Broker Non-Votes 75,051,094 9,809,444 254,564 5,610,240
Item 5 - Ratification of Audit Committee's Selection of the Company's
Independent Registered Public Accounting Firm for 2023. The shareholders
ratified the selection of
Votes For Votes Against Abstentions 89,406,553 1,215,258 103,531
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. Exhibit No. Description ExhibitAmeriprise Financial 2005 Incentive Compensation Plan, as amended 10.1 and restated Exhibit Cover page is formatted in iXBRL (Inline eXtensible Business Reporting 104 Language)
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