Profile
Laurence J.
Goldfarb is the founder of Schwab Compliance Technologies, Inc., New Allies.
He worked as a Principal at UBS Americas, Inc. and Salomon Brothers.
Goldfarb earned an undergraduate degree from Hamilton College (New York) in 1983 and an MBA from New York University in 1987.
Former positions of Laurence J. Goldfarb
| Companies | Position | End |
|---|---|---|
Schwab Compliance Technologies, Inc.
 Schwab Compliance Technologies, Inc. Packaged SoftwareTechnology Services Schwab Compliance Technologies, Inc. provides on-demand compliance software automation tools for the financial services industry. It enables organizations to reduce their regulatory compliance spend by automating labor intensive tasks. The firm's solutions includes personal trading, affirmations and disclosures, gifts & entertainment, and case management. The company was founded by Laurence J. Goldfarb in 2005 and is headquartered in Chicago, IL. | Founder | 01/10/2010 |
UBS Americas, Inc.
 UBS Americas, Inc. Investment ManagersFinance UBS Americas, Inc. provides investment advice services. It offers wealth, asset management and investment banking services. The company was founded in 2000 and is headquartered in Stamford, CT. | Corporate Officer/Principal | - |
| Salomon Brothers | Corporate Officer/Principal | - |
| New Allies | Founder | - |
Training of Laurence J. Goldfarb
| Hamilton College (New York) | Undergraduate Degree |
| New York University | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Schwab Compliance Technologies, Inc.
Schwab Compliance Technologies, Inc. Packaged SoftwareTechnology Services Schwab Compliance Technologies, Inc. provides on-demand compliance software automation tools for the financial services industry. It enables organizations to reduce their regulatory compliance spend by automating labor intensive tasks. The firm's solutions includes personal trading, affirmations and disclosures, gifts & entertainment, and case management. The company was founded by Laurence J. Goldfarb in 2005 and is headquartered in Chicago, IL. | Technology Services |
| New Allies | |
| Salomon Brothers | Finance |
UBS Americas, Inc.
UBS Americas, Inc. Investment ManagersFinance UBS Americas, Inc. provides investment advice services. It offers wealth, asset management and investment banking services. The company was founded in 2000 and is headquartered in Stamford, CT. | Finance |
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