Group Secretariat Level 20, 275 Kent Street Sydney NSW 2000 Australia Telephone: +61 (0)2 8219 8990
Facsimile: + 61 (0)2 8253 1215 www.westpac.com.au
05 January 2017
Market Announcements Office ASX Limited
20 Bridge Street
Sydney NSW 2000
Substantial holder - Aurora Global Income Trust (AIB)Westpac Banking Corporation and its associated companies (Westpac) provide a Notice of change of interests of substantial holder for Aurora Global Income Trust.
This Notice is provided pursuant to relief granted by ASIC, and filed by AIB with the ASX, on 7 February 2011. Under the terms of the relief, Westpac is only required to lodge a notice of its holding in AIB following 1 July and 31 December each year.
Yours sincerely
Tim HartinGroup Company Secretary Westpac Banking Corporation
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holderTo Company Name/Scheme AURORA GLOBAL INCOME TRUST (AIB)
ACN/ARSN ARSN 127 692 406
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Details of substantial holder(1)
Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed
in Annexure 'B'
ACN/ARSN (if applicable) ACN 007 457 141
There was a change in the interests of the
substantial holder on 04/01/2017
The previous notice was given to the company on 05/07/2016
The previous notice was dated 04/07/2016
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Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
Class of securities (4)
Previous Notice
Present Notice
Person's votes
Voting Power (5)
Person's votes
Voting Power (5)
ORDINARY SHARES
691,230
10.55%
643,068
8.50%
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Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
04/01/2017
WBC & its Associates, Westpac RE Limited, BT Funds Management Limited
See Annexure 'A'
See Annexure 'A'
See Annexure 'A'
See Annexure 'A'
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Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and Number of securities
Person's votes
BT Funds Management Limited
BT Portfolio Services Limited
BT Portfolio Services Limited
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.
555,568,
Ordinary
555,568
Westpac RE Limited
HSBC Custody Nominees (Australia) Limited.
HSBC Custody Nominees (Australia) Limited.
Westpac RE Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.
87,500,
Ordinary
87,500
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Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
Westpac RE Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
AURORA GLOBAL INCOME TRUST (AIB) | AURORA GLOBAL INCOME TRUST (AIB) Level 4, 1 Alfred Street SYDNEY NSW 2000 Tel: 02 9080 2377 |
Print name Tim Hartin Capacity Company Secretary
Sign here Date 05/01/2017
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write "unknown".
Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.
Westpac Banking Corporation published this content on 05 January 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 05 January 2017 17:22:10 UTC.
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