TRANS LUX CORP : Change in Directors or Principal Officers, Submission of Matters to a Vote of Security Holders (form 8-K)

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On September 17, 2020, the Company's Board of Directors appointed Nicholas Fazio to be the Company's Chief Executive Officer. Mr. Fazio, 41, was appointed Interim Chief Executive Officer on April 14, 2020, and was appointed a director of the Company on November 19, 2018. Mr. Fazio has been Director and Chief Executive Officer of Unilumin North America Inc. since 2017. For further information regarding the biographical information of Mr. Fazio and transactions between the Company and Unilumin North America Inc., please see the Company's Definitive Proxy Statement filed with the Securities Exchange Commission on August 25, 2020.

Item 5.07         Submission of Matters to a Vote of Security Holders.

On September 17, 2020, at the 2020 Annual Meeting of Stockholders (the "Annual Meeting") of the Company, the following matters were submitted to a vote of stockholders of the Company: (1)(a) the approval of the advisory resolution on executive compensation; (1)(b) the approval of the advisory resolution on the frequency of future advisory votes on executive compensation; (2) the election of one director of the Company to serve as a director until the 2023 Annual Meeting of Stockholders, or until the election and qualification of his successor, or his earlier death, resignation or removal; and (3) the ratification of the appointment of Marcum LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. Pursuant to the results of the non-binding advisory vote to approve the frequency of stockholder votes on executive compensation, the Board of Directors of the Company has determined that the Company shall hold a stockholder vote on executive compensation every three years.

The total number of shares of the Company's Common Stock voted in person or by proxy at the Annual Meeting was 12,562,493, representing approximately 93.4% of the 13,446,276 shares outstanding and entitled to vote at the Annual Meeting. The director nominee was elected and each other matter submitted to a vote of the Company's stockholders at the Annual Meeting was approved by the requisite vote. Set forth below is the number of votes cast for, against or withheld, as well as the number of broker non-votes and abstentions as to each such matter, including a separate tabulation with respect to each nominee for director, as applicable.

1(a).   Advisory resolution on executive compensation.



                            Broker
   For     Against Abstain Non-Votes   Total
11,999,614 65,201   7,000   490,678  12,562,493

1(b). Advisory resolution on the frequency of future advisory votes on executive compensation.

                                        Broker

Three Years Two Years One Year Abstain Non-Votes Total 11,704,370 5,860 361,585 - 490,678 12,562,493

2.     Election of Directors.



                                Broker
  Nominee     For     Withheld Non-Votes   Total
  Yang Liu 11,579,459 492,356   490,678  12,562,493

3. Ratification of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.

                             Broker

For Against Abstain Non-Votes Total

 12,468,357 75,512  18,624      -     12,562,493

No other business properly came before the Meeting.

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