TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Strategic Equity
attached: Capital Plc
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the CG Asset Management Limited
notification obligation:
4. Full name of shareholder(s)
(if different from 3.): Nortrust Nominees
5. Date of the transaction and date on
which the threshold is crossed or
reached: 10th January 2014
6. Date on which issuer notified: 14th January 2014
7. Threshold(s) that is/are crossed or
reached: Below 8%
8. Notified details:
A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible Number Number Number Number of voting % of voting rights
using the of of of shares rights
ISIN CODE Shares Voting
Rights Direct Direct Indirect Direct Indirect
Ord
GB00B0BDCB21 4,780,099 4,780,099 4,446,340 4,446,340 7.47%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
4,446,340 7.47%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Nortrust Nominees for Capital Gearing Portfolio Fund Plc - 2.65%
Nortrust Nominees for Capital Gearing Trust Plc - 1.18%
Nortrust Nominees for CG Portfolio Fund Plc - 3.64%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: Richard Goody
15. Contact telephone number: +44 (0)20 7131 4904