Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
SPO GLOBAL INC.
27/F Block A Jinan Pharma Valley Shandong 33634 China
_______________________________
86-531-5870-8846
www.gerpanghealthcare.com
fengyoulu@gmail.com
SIC Code 7372
Quarterly Report
For the Period Ending: September 30, 2021
(the "Reporting Period")
As of September 30, 2021, the number of shares outstanding of our Common Stock was:
230,973,447
As of June 30, 2021, the number of shares outstanding of our Common Stock was:
230,973,447
As of December 31, 2020, the number of shares outstanding of our Common Stock was:
212,973,447
Indicate by check mark whether the company is a shell company (as defined in Rule 405 of the Securities Act of 1933 and Rule 12b-2 of the Exchange Act of 1934):
Yes: ☐ | No: ☒ |
Indicate by check mark whether the company's shell status has changed since the previous reporting period:
Yes: ☐ | No: ☒ |
Indicate by check mark whether a Change in Control1 of the company has occurred over this reporting period:
Yes: ☐ | No: ☒ |
1 "Change in Control" shall mean any events resulting in:
- Any "person" (as such term is used in Sections 13(d) and 14(d) of the Exchange Act) becoming the "beneficial owner" (as defined in Rule 13d-3 of the Exchange Act), directly or indirectly, of securities of the Company representing fifty percent (50%) or more of the total voting power represented by the Company's then outstanding voting securities;
- The consummation of the sale or disposition by the Company of all or substantially all of the Company's assets;
- A change in the composition of the Board occurring within a two (2)-year period, as a result of which fewer than a majority of the directors are directors immediately prior to such change; or
- The consummation of a merger or consolidation of the Company with any other corporation, other than a merger or consolidation which would result in the voting securities of the Company outstanding immediately prior thereto continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or its parent) at least fifty percent (50%) of the total voting power represented by the voting securities of the Company or such surviving entity or its parent outstanding immediately after such merger or consolidation.
OTC Markets Group Inc. | |
OTC Pink Basic Disclosure Guidelines (v3.1 June 24, 2021) | Page 1 of 18 |
- Name and address(es) of the issuer and its predecessors (if any)
In answering this item, provide the current name of the issuer any names used by predecessor entities, along with the dates of the name changes.
Applied DNA Systems, Inc. 1981-November 1994
Nu-TechBio-Med , Inc. November 1994-December 1998
United Diagnostics, Inc. December 1998-May 2005
SPO Medical, Inc. May 2005-October 2013
SPO Global Inc. October 2013-Present
The state of incorporation or registration of the issuer and of each of its predecessors (if any) during the past five years; Please also include the issuer's current standing in its state of incorporation (e.g. active, default, inactive):
1981 Delaware Active
Describe any trading suspension orders issued by the SEC concerning the issuer or its predecessors since inception:
None
List any stock split, stock dividend, recapitalization, merger, acquisition, spin-off, or reorganization either currently anticipated or that occurred within the past 12 months:
None
The address(es) of the issuer's principal executive office:
27/F Block A Jinan Pharma Valley
Shandong 33634 China
The address(es) of the issuer's principal place of business:
Check box if principal executive office and principal place of business are the same address: ☒
Has the issuer or any of its predecessors been in bankruptcy, receivership, or any similar proceeding in the past five years?
Yes: ☐ | No: ☒ |
If this issuer or any of its predecessors have been the subject of such proceedings, please provide additional details in the space below:
2) | Security Information | |
Trading symbol: | SPOM | |
Exact title and class of securities outstanding: | Common | |
CUSIP: | 78468T 107 | |
Par or stated value: | $.001 | |
OTC Markets Group Inc. | ||
OTC Pink Basic Disclosure Guidelines (v3.1 June 24, 2021) | Page 2 of 18 |
Total shares authorized: | 400,000,000 | as of date: September 30, 2021 |
Total shares outstanding: | 230,973,447 | as of date: September 30, 2021 |
Number of shares in the Public Float : | 33,587,299 | as of date: September 30, 2021 |
Total number of shareholders of record: | 49 | as of date: September 30, 2021 |
All additional class(es) of publicly traded securities (if any):
Trading symbol: | N/A | |||
Exact title and class of securities outstanding: | Preferred Stock Class A | |||
CUSIP: | ||||
Par or stated value: | $.001 | |||
Total shares authorized: | 1,000,000 | as of date: September 30, 2021 | ||
Total shares outstanding: | 0 | as of date: September 30, 2021 | ||
Transfer Agent | ||||
Name: | American Stock and Transfer Company | |||
Phone: | (800) 937-5449 | |||
Email: | help@astfinancial.com | |||
Address: | 6201 15th Ave. Brooklyn, NY 11219-5411 | |||
Is the Transfer Agent registered under the Exchange Act?2 | Yes: ☒ | No: ☐ |
- Issuance History
The goal of this section is to provide disclosure with respect to each event that resulted in any direct changes to the total shares outstanding of any class of the issuer's securities in the past two completed fiscal years and any subsequent interim period.
Disclosure under this item shall include, in chronological order, all offerings and issuances of securities, including debt convertible into equity securities, whether private or public, and all shares, or any other securities or options to acquire such securities, issued for services. Using the tabular format below, please describe these events.
A. Changes to the Number of Outstanding Shares
Check this box to indicate there were no changes to the number of outstanding shares within the past two completed fiscal years and any subsequent periods: ☐
Shares Outstanding as of Second Most Recent | |
Fiscal Year End: | *Right-click the rows below and select "Insert" to add rows as needed. |
Opening Balance |
Date 01.01.18 | Common: 19,540,466 | ||||||||||
Preferred: | |||||||||||
Date of | Transaction | Number of | Class of | Value of | Were the | Individual/ Entity | Reason for share | Restricted or | Exemption | ||
Transaction | type (e.g. new | Shares | Securities | shares | shares | Shares were | issuance (e.g. for | Unrestricted | or | ||
issuance, | issued | issued at | issued to | cash or debt | |||||||
cancellation, | ($/per | a discount | (entities must | conversion) |
2 To be included in the Pink Current Information tier, the transfer agent must be registered under the Exchange Act.
OTC Markets Group Inc. | |
OTC Pink Basic Disclosure Guidelines (v3.1 June 24, 2021) | Page 3 of 18 |
shares | Issued (or | share) at | to market | have individual | -OR- | as of this | Registration | ||
returned to | cancelled) | Issuance | price at | with voting / | Nature of | filing. | Type. | ||
treasury) | the time | investment | Services | ||||||
of | control | Provided | |||||||
issuance? | disclosed). | ||||||||
(Yes/No) | |||||||||
8/1/2018 | Issuance | 200,000 | common | $.02 | Yes | Stuart Barton | Employment | Restricted | NA |
contract | |||||||||
8/8/2018 | Issuance | 494,162 | common | $0.006 | Yes | 912 Capital | Debt conversion | Unrestricted | 144 |
(Vince Sbarra) | |||||||||
10/4/2018 | Issuance | 1,000,000 | common | $.05 | Yes | Street Capital, LLC | issuance | Unrestricted | 144 |
(Darlene Pellicci) | |||||||||
8/8/2018 | Issuance | 500,000 | common | $.006 | Yes | Saeb M Jannoun | Debt conversion | Unrestricted | 144 |
Revocable Trust( | |||||||||
Saeb M Jannoun) | |||||||||
10/4/2018 | Issuance | 7,275,000 | common | $.03 | no | Vino All Spino | Business | Restricted | NA |
LLC (Max | Acquisition | ||||||||
Boscaino) | |||||||||
10/4/2018 | Issuance | 4,275,000 | common | $.03 | no | La Vida Dolce | Business | Restricted | NA |
LLC | Acquisition | ||||||||
(Mahmoud Jrab) | |||||||||
10/4/2018 | Issuance | 300,000 | common | $.03 | no | Mahmoud Jrab | Debt conversion | Restricted | NA |
10/29/2018 | Issuance | 1,200,000 | common | $.00605 | yes | 912 Capital | Debt conversion | Unrestricted | 144 |
(Vince Sbarra) | |||||||||
10/29/2018 | Issuance | 1,200,000 | common | $.00605 | yes | Saeb M | Business | Unrestricted | 144 |
Jannoun | Acquisition | ||||||||
Revocable Trust | |||||||||
(Saeb M Jannoun) | |||||||||
03/22/2019 | Issuance | 7,275,000 | common | $.03 | no | Vino All Spino | Business | Restricted | NA |
LLC (Max | Acquisition | ||||||||
Boscaino) | |||||||||
03/22/2019 | Issuance | 4,275,000 | common | $.03 | no | La Vida Dolce LLC | Business | Restricted | NA |
(Mahmoud Jrab) | Acquisition | ||||||||
03/22/2019 | Issuance | 300,000 | common | $.03 | no | Mahmoud Jrab | Employment | Restricted | NA |
Agreement | |||||||||
03/22/2019 | Issuance | 800,000 | common | $.0388 | no | Stuart Barton | Consulting | Restricted | NA |
03/31/2019 | Issuance | 650,000 | common | $.02 | yes | Stock Vest | Consulting | Restricted | NA |
04/10/2019 | Issuance | 1,327,077 | common | $.0075 | yes | EROP | Debt conversion | Unrestricted | 144 |
OTC Markets Group Inc. | |
OTC Pink Basic Disclosure Guidelines (v3.1 June 24, 2021) | Page 4 of 18 |
Capital, LLC Vince | |||||||||
Sbarra | |||||||||
04/10/2019 | Issuance | 1,300,000 | common | $.0075 | yes | Saeb M Jannoun | Debt conversion | Unrestricted | 144 |
Revocable Trust | |||||||||
(Saeb M Jannoun | |||||||||
Revocable Trust | |||||||||
Trust | |||||||||
04/28/2019 | Issuance | 2,260,125 | common | $.0125 | yes | Loma Capital | Debt conversion | Unrestricted | 144 |
Management | |||||||||
J.Rob Loud | |||||||||
06/28/2019 | Issuance | 201,946 | common | $.0175 | yes | John McFarland | Debt conversion | Unrestricted | 144 |
12/12/2019 | Issuance | 2,700,000 | common | $.0066 | yes | EROP Capital, LLC | Debt conversion | Unrestricted | 4a1 |
Vince Sbarra | |||||||||
2-19-2020 | Issuance | 864,066 | Common | .010825 | yes | EROP Capital, LLC | Debt conversion | Unrestricted | 4a1 |
Vince Sbarra | |||||||||
2-19-2020 | Issuance | 20,000,000 | Common | $.01 | No | Meihua Xu | Services- Merger | Restricted | NA |
2-19-2020 | Issuance | 20,000,000 | Common | $.01 | No | Lianjiang Peng | Services- Merger | Restricted | NA |
2-19-2020 | Issuance | 120,000,000 | Common | $.01 | No | Lu Fengyou | Services - | Restricted | NA |
Merger | |||||||||
2-19-2020 | Issuance | 2,000,000 | Common | $.01 | No | Blackbridge | Debt retirement | Restricted | NA |
Capital Growth | |||||||||
Fund LLC | |||||||||
(Alexander | |||||||||
Dillon) | |||||||||
2-18-2020 | Issuance | 5,671,179 | Common | $009316 | No | EROP Capital LLC | Debt retirement | Restricted | NA |
(Vince Sbarra) | |||||||||
2-18-2020 | Issuance | 1,888,880 | Common | $.010825 | No | EROP Capital LLC | Debt retirement | Restricted | NA |
(Vince Sbarra) | |||||||||
2-18-2020 | Issuance | 2,488,453 | Common | $.010825 | No | EROP Capital LLC | Debt retirement | Restricted | NA |
(Vince Sbarra) | |||||||||
2-18-2020 | Issuance | 4,606,115 | Common | $.049218 | No | Saeb M Jannoun | Debt retirement | Restricted | NA |
Revocable Trust | |||||||||
2-18-2020 | Issuance | 4,678,627 | Common | $.03205 | No | Trendix | Debt retirement | Restricted | NA |
Enterprises(Joe | |||||||||
Maenza) | |||||||||
2-18-2020 | Issuance | 349,513 | Common | $.03722 | No | Axiom Financial | Debt retirement | Restricted | NA |
Inc.(Darren | |||||||||
Bankston) | |||||||||
OTC Markets Group Inc. | |||||||||
OTC Pink Basic Disclosure Guidelines (v3.1 June 24, 2021) | Page 5 of 18 |
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SPO Global Inc. published this content on 11 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 November 2021 12:46:07 UTC.