RNS Number : 3047Z
UBS AG (EPT)
09 January 2020
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. | KEY INFORMATION | |
(a) Name of exempt principal trader: | UBS Investment Bank, | |
London | ||
(b) Name of offeror/offeree in relation to | Sophos Group plc | |
whose relevant securities this form | ||
relates: | ||
Use a separate form for each | ||
offeror/offeree | ||
(c) Name of the party to the offer with | Sophos Group plc | |
which exempt principal trader is | ||
connected: | ||
(d) Date dealing undertaken: | 08 January 2020 | |
(e) In addition to the company in 1(b) | No | |
above, is the exempt principal trader | ||
making disclosures in respect of any | ||
other party to this offer? | ||
If it is a cash offer or possible cash offer, | ||
state "N/A" |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
- Purchases and sales
Class of | Purchases/ | Total | Highest price | Lowest price |
relevant | sales | number of | per unit | per unit |
security | securities | paid/received | paid/received | |
3p | Buy | 1182765 | 5.64000 | 5.60598 |
ordinary | GBP | GBP | ||
3p | Sell | 53855 | 5.63880 | 5.60000 |
ordinary | GBP | GBP |
- Cash-settledderivative transactions
Class of | Product | Nature of dealing | Number | Price per unit | ||
relevant | description | e.g. | of | |||
security | e.g. CFD | opening/closing a | reference | |||
long/short position, | securities | |||||
increasing/reducing | ||||||
a long/short | ||||||
position | ||||||
3p | CFD | Long | 1846 | 5.638804 | GBP | |
ordinary | ||||||
3p | CFD | Long | 447 | 5.622 | GBP | |
ordinary | ||||||
3p | CFD | Long | 3100 | 5.620482 | GBP | |
ordinary | ||||||
3p | CFD | Long | 9515 | 5.63513085 | GBP | |
ordinary | ||||||
3p | CFD | Long | 6187 | 5.62923064 | GBP | |
ordinary | ||||||
3p | CFD | Long | 833 | 5.62280934767107 | ||
ordinary | GBP | |||||
3p | CFD | Long | 2878 | 5.632091 | GBP | |
ordinary | ||||||
3p | CFD | Short | 255 | 5.626455 | GBP | |
ordinary | ||||||
3p | CFD | Short | 356 | 5.61800562 | GBP | |
ordinary | ||||||
3p | CFD | Short | 3942 | 5.619562 | GBP | |
ordinary | ||||||
3p | CFD | Short | 1031 | 5.62 | GBP | |
ordinary | ||||||
3p | CFD | Short | 1150000 | 5.616586 | ||
ordinary | GBP |
- Stock-settledderivative transactions (including options)
- Writing, selling, purchasing or varying
Class of | Product | Writing, | Number | Exercise | Type | Expiry | Option |
relevant | description | purchasing, | of | price | e.g. | date | money |
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security | e.g. call | selling, | securities | per unit | American, | paid/ | |
option | varying | to which | European | received | |||
etc. | option | etc. | per unit | ||||
relates | |||||||
- Exercise
Class of | Product | Exercising/ | Number of | Exercise |
relevant | description | exercised | securities | price |
security | e.g. call option | against | per unit | |
- Other dealings (including subscribing for new securities)
Class of | Nature of dealing | Details | Price per |
relevant | e.g. subscription, | unit (if | |
security | conversion | applicable) | |
3. OTHER INFORMATION
- Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
- Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
- the voting rights of any relevant securities under any option; or
- the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: | 09 January 2020 |
Contact name: | Wendy Dent |
Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to aRegulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contactrns@lseg.comor visit www.rns.com.
END
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Sophos Group plc published this content on 09 January 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 09 January 2020 10:57:03 UTC