Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme SMS Management and Technology Ltd (ASX: SMX)
ACN/ARSN 009 558 8 65
Details of substantial holder {1)
WILSON ASSET MANAGEMENT GROUP (REFER TO THE ENTITIES LISTED IN
Name
ACN/ARSN (if applicable)
ANNEXURE A)
There was a change in the interests of the substantial holder on
01/ 08 /2017
The previous notice was given to the company on
17 / 07 /2017
The previous notice was dated
13/ 07 /2017
Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ordinary Shares
6,236,792
9 .10%
7,383,743
10 .77%
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest channed
Nature of change (6)
Consideration given in relation to change (7)
Class and number
of securities affected
Person's votes affected
Annexure B
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder 18)
Nature of relevant
interest (6)
Class and number of securities
Person's votes
Annexure c
'
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
N/A
Addresses
The addresses of persons named in this form are as follows: Name Address
Refer to Annexure A
Signature
print name Chris Stott capacity CIC
sign here
DIRECTIONS
da 03 / 08/ 2017
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. lf subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
Wilson Asset Management Group
1. Details of Wilson Asset Management Group
Name | ACN I ARSN | |
Wilson Asset Manaoement (International) Ptv Limited | ACN 081 047 118 | |
MAM Ptv Limited | (ACN 100 276 542) | |
WAM Capital Limited | ACN 086 587 395 | |
WAM Research Limited | ACN 100 504 541 | |
WAM Active Limited | ACN 126 420 719 | |
Botanical Nominees Ptv Limited as trustee of the Wilson Asset Manaoement Equity Fund | ACN 081 032 000 | |
WAM Leaders Limited | ACN 611 053 751 | |
WAM Microcap Limited | ACN 617 838 418) | |
Century Australia Investments Limited | (ACN 107 772 761) |
6 Addresses
Name | Address |
Wilson Asset Manaaement (International) Ptv Limited | Level 11, 139 Macquarie Street, Svdney NSW 2000 |
MAM Ptv Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 |
WAM Capital Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 |
WAM Research Limited | Level 11, 139 Macquarie Street, Sydney NSW 2000 |
WAM Active Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 |
Botanical Nominees Ptv Limited | Level 11, 139 Macquarie Street, Svdney NSW 2000 |
WAM Leaders Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 |
WAM Microcap Limited | Level 11, 139 Macquarie Street, Svdnev NSW 2000 |
Centurv Australia Investments Limited | Level 12, 680 Georoe Street, Sydney NSW 2000 |
RBC Investor Services | Level 47, 2 Park Street, Svdnev NSW 2000 |
BNP Paribas Securities Services | Level 4, 60 Castlereagh Street, Sydney NSW 2000 |
Date: 03/08/2017
ANNEUXURE B
Date of Change | Persons whose relevant Interest changed | Nature of Change (6) | Consideration given in relatJon to change (7) | Number of Securities affected | Class of Securities affected | Persons votes affected |
20-Jun-14 | WAM Capita! limited | On market Purchase | 3,277.69 | 1,822 | Ordinary Shares | 1,822 |
30-Sep-14 | WAM Capital Limited | On market Purchase | 7,323.52 | 4,071 | Ordinary Shares | 4,071 |
26--Mar-15 | WAM Research Limited | On market Purchase | 69,907.16 | 38,860 | Ordinary Shares | 38,860 |
26-Apr-17 | WAM Capital Limited | On market Purchase | 354,846.28 | 197,252 | Ordinary Shares | 197,252 |
27-Apr-17 | Botanical Nominees Ply Limited ATF Wilson Asset Management Equity Fund | On market Purchase | 16,125.78 | 8,964 | Ordinary Shares | 8,964 |
27-Apr-17 | WAM Active Limited | On market Purchase | 12,303.01 | 6,839 | Ordinary Shares | 6,839 |
27-Apr-17 | WAM Microcap Limited | On market Purchase | 70,423.46 | 39,147 | Ordinary Shares | 39,147 |
02-May-17 | WAM Microca p Limited | On market Purchase | 4,827.08 | 2,688 | Ordinary Shares | 2,688 |
05-May-17 | WAM Research limited | On market Purchase | 4,791.17 | 2,668 | Ordinary Shares | 2,668 |
OS·May-17 | WAM Capital Limited | On market Purchase | 24,323.98 | 13,545 | Ordinary Shares | 13,545 |
23-May-17 | WAM Active Limited | On market Purchase | 847.61 | 472 | Ordinary Shares | 472 |
23-May-17 | Botanical Nominees Pty Limited ATF Wilson Asset Management Equity Fund | On market Purchase | 1,104.41 | 615 | Ordinary Shares | 615 |
23·May·17 | WAM Microcap limited | On market Purchase | 200,474.79 | 111,636 | Ordinary Shares | 111,636 |
30-May-17 | WAM Research Limited | On market Purchase | 198,984.28 | 110,806 | Ordinary Shares | 110,806 |
Ol·Jun-17 | WAM Ca pital Limited | On market Purchase | 1,010,124.55 | 562,496 | Ordinary Shares | 562,496 |
01-Jun-17 | WAM Active Limited | On market Purchase | 35,028.68 | 19,506 | Ordinary Shares | 19,506 |
Ol·Jun-17 | Botanical Nominees Pty limited ATF Wilson Asset Management Equity Fund | On market Purchase | 45,907.57 | 25,564 | Ordinary Shares | 25,564 |
Signed: M--/}--
Date: 03/08/2017
SMS Management & Technology Limited published this content on 04 August 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 03 August 2017 22:53:04 UTC.
Original documenthttp://www.smsmt.com/hubfs/Website/ASX_Announcements/2017/1698178 - Change in substantial holding from WAM.pdf?t=1501800137027
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