CAPITAL CHANGE NOTICE
Section 1: Issuer information
Name of issuer | Serko Limited ("Serko") | ||||
NZX ticker code | SKO | ||||
Class of financial product | Ordinary shares in Serko | ||||
ISIN | NZSKOE0001S7 | ||||
Currency | NZD | ||||
Section 2: Capital change details | |||||
Number of issuances to which this notice relates | 1 | ||||
Number issued/acquired/redeemed | 993 ordinary shares issued upon the exercise of 993 | ||||
unlisted options | |||||
Nominal value (if any) | N/A | ||||
Issue/acquisition/redemption price per security | NZ$3.32 (exercise price) | ||||
Nature of the payment (for example, cash or other | Cash | ||||
consideration) | |||||
Amount paid up (if not in full) | Fully paid | ||||
Percentage of total class of Financial Products | 0.0009% ordinary shares | ||||
issued/acquired/redeemed/ (calculated on the number of | |||||
Financial Products of the Class, excluding any Treasury Stock, | |||||
in existence)1 | |||||
For an issue of Convertible Financial Products or Options, the | N/A | ||||
principal terms of Conversion (for example the Conversion | |||||
price and Conversion date and the ranking of the Financial | |||||
Product in relation to other Classes of Financial Product) or | |||||
the Option (for example, the exercise price and exercise date) | |||||
Reason for issue/acquisition/redemption and specific | Exercise of options under the Serko Limited (US) 2018 | ||||
authority for issue/acquisition/redemption/ (the reason for | Share Incentive Plan and issue of 993 ordinary shares. | ||||
change must be identified here) | |||||
Total number of Financial Products of the Class after the | 167,674 unlisted options | ||||
issue/acquisition/redemption/Conversion (excluding Treasury | 107,822,497 ordinary shares | ||||
Stock) and the total number of Financial Products of the | |||||
Class held as Treasury Stock after the | |||||
issue/acquisition/redemption. | |||||
In the case of an acquisition of shares, whether those shares | N/A | ||||
are to be held as treasury stock | |||||
Specific authority for the issue, acquisition, or redemption, | Directors' resolution | ||||
including a reference to the rule pursuant to which the issue, | NZX Listing Rule 4.6 | ||||
acquisition, or redemption is made | |||||
Terms or details of the issue, acquisition, or redemption (for | The new shares will rank equally with all other fully | ||||
example: restrictions, escrow arrangements) | paid ordinary shares on issue. | ||||
Date of issue/acquisition/redemption | 29 April 2021 | ||||
1The percentage is to be calculated immediately before the issue, acquisition, redemption or Conversion.
Section 3: Authority for this announcement and contact person
Name of person authorised to make this announcement | Sarah Miller, General Counsel |
Contact person for this announcement | Sarah Miller, General Counsel |
Contact phone number | +64 27 245 0267 |
Contact email address | investor.relations@serko.com |
Date of release through MAP | 29 April 2021 |
Serko Limited, Saatchi Building, Unit 14D 125 The Strand, Parnell, Auckland, New Zealand
PO Box 47-638, Ponsonby, T: +64 9 309 4754, F: +64 9 377 0545, investor.relations@serko.com
Incorporated in New Zealand ARBN 611 613 980
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Disclaimer
Serko Limited published this content on 29 April 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 April 2021 08:14:08 UTC.