603 page 1/2 15 July 2001

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

ToCompany Name/Scheme

POINTSBET HOLDINGS LIMITED

ACN/ARSN

621 179 351

1. Details of substantial holder (1)

Name

State Street Corporation and subsidiaries named in Annexures to this form

ACN/ARSN (if applicable)

The holder became a substantial holder on

10/08/2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)

Number of securities

Person's votes (5)

Voting power (6)

Ordinary

15,249,155

15,249,155

5.00%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest

Nature of relevant interest (7)

Class and number of securities

Annexure A

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant

Registered holder of

Person entitled to be

Class and number

interest

securities

registered as holder (8)

of securities

Annexure A

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest

Date of acquisition

Consideration (9)

Class and number of securities

Cash Non-Cash

Annexure B & D

Information Classification: Limited Access

603 page 1/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

Annexure A

7. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Annexure C

Signature

print name

Alok Maheshwary

Capacity: Authorised signatory

Digitally signed by Alok Maheshwary

sign here

Alok MaheshwaryDate: 2022.08.12 10:35:03 +05'30'

date 12/08/2022

DIRECTIONS

  1. If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
  2. See the definition of "associate" in section 9 of the Corporations Act 2001.
  3. See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  4. The voting shares of a company constitute one class unless divided into separate classes.
  5. The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
  6. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  7. Include details of:
    1. any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
    2. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  1. If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
  2. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Information Classification: Limited Access

This is Annexure A referred to in Form 603 Notice of initial substantial holder

Annexure A

Alok

Digitally signed by Alok

Maheshwary

Maheshwary

Date: 2022.08.12 10:35:57

+05'30'

______________________________________ 12 Aug 2022

Alok Maheshwary Authorised Signatory

3. Details of relevant interests

4. Details of present registered holders

6. Associates

Holder of relevant interest

Nature of Relevant Interest

Registered Holder of securities

Person Entitled to be registered as holder

Class and number of Securities

Nature of Association

(Section 3, 4 and 6)

(Section 3)

(Section 4)

(Section 4)

(Section 3 and 4)

(Section 6)

STATE STREET GLOBAL ADVISORS TRUST COMPANY

Power to control the exercise of a right to vote

Northern Trust Company

n/a

Ordinary

17,922

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS TRUST COMPANY

Power to control the exercise of a right to vote

State Street Bank and Trust Co

n/a

Ordinary

1,227,100

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS TRUST COMPANY

Power to control the exercise of a right to vote

JPMorgan AG

n/a

Ordinary

22,638

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS TRUST COMPANY

Power to control the exercise of a right to vote

The Bank of New York Mellon

n/a

Ordinary

71,240

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

SSGA FUNDS MANAGEMENT, INC.

Power to control the exercise of a right to vote

State Street Bank and Trust Co

n/a

Ordinary

636,393

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS EUROPE LIMITED

Power to control the exercise of a right to vote

Bank of New York Mellon

n/a

Ordinary

14,523

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS EUROPE LIMITED

Power to control the exercise of a right to vote

State Street Bank and Trust Co

n/a

Ordinary

88,354

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS LIMITED

Power to control the exercise of a right to vote

Northern Trust Company

n/a

Ordinary

3,087

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS LIMITED

Power to control the exercise of a right to vote

The Bank of New York Mellon

n/a

Ordinary

98,906

Subsidiary of State Street

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS, AUSTRALIA,

Power to control the exercise of a right to vote

Northern Trust Company

n/a

Ordinary

1,950,612

Subsidiary of State Street

LIMITED

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS, AUSTRALIA,

Power to control the exercise of a right to vote

State Street Bank and Trust Co

n/a

Ordinary

2,295,050

Subsidiary of State Street

LIMITED

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS, AUSTRALIA,

Power to control the exercise of a right to vote

JPMorgan AG

n/a

Ordinary

790,248

Subsidiary of State Street

LIMITED

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET GLOBAL ADVISORS, AUSTRALIA,

Power to control the exercise of a right to vote

Citibank NA

n/a

Ordinary

153,702

Subsidiary of State Street

LIMITED

attached to securities and/or the power to dispose of

Corporation

securities as investment manager or trustee

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

AWARE SUPER PTY LTD AS TRUSTEE OF THE

AWARE SUPER PTY LTD AS TRUSTEE OF THE

Ordinary

555,687

Subsidiary of State Street

AWARE SUPER

AWARE SUPER

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

CALSTRS

CALSTRS

Ordinary

38,572

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

IAM NATIONAL PENSION FUND

IAM NATIONAL PENSION FUND

Ordinary

12,887

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

INTERNATIONAL BUSINESS MACHINES

INTERNATIONAL BUSINESS MACHINES

Ordinary

31,434

Subsidiary of State Street

CORPORATION

CORPORATION

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

KAISER FOUNDATION HOSPITALS

KAISER FOUNDATION HOSPITALS

Ordinary

13,533

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

KAISER PERMANENTE GROUP TRUST

KAISER PERMANENTE GROUP TRUST

Ordinary

13,885

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

SSGA

SSGA

Ordinary

46,963

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

SSGA FUNDS

SSGA FUNDS

Ordinary

21,520

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

SSGA SPDR INDEX SHARE FUNDS

SSGA SPDR INDEX SHARE FUNDS

Ordinary

187,519

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

TIAA - CREF

TIAA - CREF

Ordinary

6,518,054

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

STATE STREET BANK AND TRUST COMPANY

For Lent securities:

RETAIL EMPLOYEES SUPERANNUATION TRUST

RETAIL EMPLOYEES SUPERANNUATION TRUST

Ordinary

101,289

Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the

holder of securities subject to an obligation to return

under a securities lending agreement. State Street

Bank and Trust Company has lent the securities and

retains a relevant interest

Information Classification: Limited Access

STATE STREET BANK AND TRUST COMPANY

For collateral securities:

THE ING GROUP

THE ING GROUP

Ordinary

338,037 Subsidiary of State Street

Corporation

Relevant interest under section 608(8A) being the right, as lender, to dispose of shares transferred to secure a securities loan

Information Classification: Limited Access

This is Annexure B referred to in Form 603 Notice of initial substantial holder

Annexure B

Alok Maheshwary

Digitally signed by Alok Maheshwary

Date: 2022.08.12 10:36:16 +05'30'

______________________________________ 12 Aug 2022

Alok Maheshwary Authorised Signatory 5. Consideration

Holder of relevant interest

Date of Acquisition

Nature of transaction

Consideration

Class and number of Securities affected

STATE STREET GLOBAL ADVISORS, INC.

9-May-22

Purchase

2.70

Ordinary

97,692

STATE STREET GLOBAL ADVISORS, INC.

31-May-22

Purchase

2.97

Ordinary

59,041

STATE STREET GLOBAL ADVISORS, INC.

23-Jun-22

In Specie Contribution

n/a

Ordinary

492

STATE STREET GLOBAL ADVISORS, INC.

16-Jun-22

Purchase

2.09

Ordinary

19,473

STATE STREET GLOBAL ADVISORS, INC.

30-Jun-22

In Specie Contribution

n/a

Ordinary

2,214

STATE STREET GLOBAL ADVISORS, INC.

19-May-22

In Specie Contribution

n/a

Ordinary

5,928

STATE STREET GLOBAL ADVISORS, INC.

2-Jun-22

In Specie Contribution

n/a

Ordinary

3,444

STATE STREET GLOBAL ADVISORS, INC.

13-Jun-22

In Specie Contribution

n/a

Ordinary

2,964

STATE STREET GLOBAL ADVISORS, INC.

5-Jul-22

In Specie Contribution

n/a

Ordinary

1,736

STATE STREET GLOBAL ADVISORS, INC.

1-Jul-22

In Specie Contribution

n/a

Ordinary

1,488

STATE STREET GLOBAL ADVISORS, INC.

7-Jun-22

Purchase

2.61

Ordinary

7,212

STATE STREET GLOBAL ADVISORS, INC.

7-Jun-22

In Specie Contribution

n/a

Ordinary

2,706

STATE STREET GLOBAL ADVISORS, INC.

20-May-22

In Specie Contribution

n/a

Ordinary

3,152

STATE STREET GLOBAL ADVISORS, INC.

6-Jul-22

In Specie Contribution

n/a

Ordinary

2,916

STATE STREET GLOBAL ADVISORS, INC.

6-Jun-22

In Specie Contribution

n/a

Ordinary

188

STATE STREET GLOBAL ADVISORS, INC.

7-Jul-22

In Specie Contribution

n/a

Ordinary

852

STATE STREET GLOBAL ADVISORS, INC.

5-Aug-22

Purchase

3.22

Ordinary

25,381

STATE STREET GLOBAL ADVISORS, INC.

9-Aug-22

Purchase

3.66

Ordinary

39,853

STATE STREET GLOBAL ADVISORS, INC.

13-Jul-22

In Specie Contribution

n/a

Ordinary

1

STATE STREET GLOBAL ADVISORS, INC.

4-Aug-22

In Specie Contribution

n/a

Ordinary

1,329

STATE STREET GLOBAL ADVISORS, INC.

19-Jul-22

In Specie Contribution

n/a

Ordinary

3,458

STATE STREET GLOBAL ADVISORS, INC.

2-Aug-22

In Specie Contribution

n/a

Ordinary

188

STATE STREET GLOBAL ADVISORS, INC.

27-Jul-22

In Specie Contribution

n/a

Ordinary

94

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

29-Apr-22

Purchase

3.00

Ordinary

218,636

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

23-May-22

In Specie Contribution

n/a

Ordinary

2,352

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

17-May-22

In Specie Contribution

n/a

Ordinary

1,560

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

11-May-22

In Specie Contribution

n/a

Ordinary

1,950

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

26-May-22

In Specie Contribution

n/a

Ordinary

9,714

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

9-Jun-22

In Specie Contribution

n/a

Ordinary

980

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

31-May-22

Purchase

2.97

Ordinary

89,820

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

17-Jun-22

Purchase

2.15

Ordinary

2,475

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

23-Jun-22

In Specie Contribution

n/a

Ordinary

1,576

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

4-Jul-22

In Specie Contribution

n/a

Ordinary

2,292

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

20-Jul-22

In Specie Contribution

n/a

Ordinary

342,716

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

27-Jul-22

In Specie Contribution

n/a

Ordinary

4,584

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

12-Jul-22

In Specie Contribution

n/a

Ordinary

2,292

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

28-Jul-22

In Specie Contribution

n/a

Ordinary

6,112

STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED

21-Jul-22

Purchase

2.83

Ordinary

1,873

STATE STREET GLOBAL ADVISORS LIMITED

31-May-22

Purchase

2.97

Ordinary

58,648

STATE STREET BANK AND TRUST COMPANY

6-May-22

Transfer of title of securities to secure a

n/a

Ordinary

12,586

securities loan from THE ING GROUP - Refer

Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

10-May-22

Transfer of title of securities to secure a

n/a

Ordinary

472

securities loan from THE ING GROUP - Refer

Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

11-May-22

Transfer of title of securities to secure a

n/a

Ordinary

237

securities loan from THE ING GROUP - Refer

Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

12-May-22

Return of securities provided to secure a

n/a

Ordinary

(451)

securities loan to THE ING GROUP - Refer Part

B of Annexure D

STATE STREET BANK AND TRUST COMPANY

16-May-22

Transfer of title of securities to secure a

n/a

Ordinary

16,553

securities loan from THE ING GROUP - Refer

Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

17-May-22

Return of securities provided to secure a

n/a

Ordinary

(16,858)

securities loan to THE ING GROUP - Refer Part

B of Annexure D

STATE STREET BANK AND TRUST COMPANY

18-May-22

Return of securities provided to secure a

n/a

Ordinary

(2,100)

securities loan to THE ING GROUP - Refer Part

B of Annexure D

STATE STREET BANK AND TRUST COMPANY

5-Jul-22

Return of securities provided to secure a

n/a

Ordinary

(10,439)

securities loan to THE ING GROUP - Refer Part

B of Annexure D

STATE STREET BANK AND TRUST COMPANY

31-May-22

Transfer of title of securities to secure a

n/a

Ordinary

504

securities loan from THE SOCIETE GENERALE

GROUP - Refer Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

1-Jun-22

Return of securities provided to secure a

n/a

Ordinary

(504)

securities loan to THE SOCIETE GENERALE

GROUP - Refer Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

6-May-22

Transfer of title of securities to secure a

n/a

Ordinary

4,346

securities loan from THE ING GROUP - Refer

Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

10-May-22

Transfer of title of securities to secure a

n/a

Ordinary

164

securities loan from THE ING GROUP - Refer

Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

11-May-22

Transfer of title of securities to secure a

n/a

Ordinary

82

securities loan from THE ING GROUP - Refer

Part B of Annexure D

STATE STREET BANK AND TRUST COMPANY

12-May-22

Return of securities provided to secure a

n/a

Ordinary

(156)

securities loan to THE ING GROUP - Refer Part

B of Annexure D

STATE STREET BANK AND TRUST COMPANY

16-May-22

Transfer of title of securities to secure a

n/a

Ordinary

1,953

securities loan from THE ING GROUP - Refer

Part B of Annexure D

Information Classification: Limited Access

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Pointsbet Holdings Ltd. published this content on 15 August 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 August 2022 06:22:07 UTC.