Pendal Group Limited
Level 14, The Chifley Tower
2 Chifley Square
Sydney NSW 2000
Australia
ABN 28 126 385 822
Company Announcements Platform
Australian Securities Exchange Limited
20 Bridge Street
SYDNEY NSW 2000
13 March 2020
Re: Notice of Initial Substantial Holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Initial Substantial Holder (Form 603) in respect of ATLAS ARTERIA (ALX).
Yours faithfully
Joanne Hawkins
Group Company Secretary
{00015759.docx} | 1 |
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To | Company Name/Scheme |
ACN/ARSN
1. Details of substantial holder(1)
Name
ACN/ARSN (if applicable)
ATLAS ARTERIA (ALX)
ACN 141 075 201
PENDAL GROUP LIMITED (PDL)
ACN 126 385 822
The holder became a substantial holder on | 11/03/2020 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
Ordinary Shares | 44,016,341 | 44,016,341 | |
Total | 44,016,341 | 44,016,341 | 5.01% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Number of securities | Class of securities |
Pendal Fund Services | Pendal Fund Services Limited | 16,081,148 | Ordinary |
Limited * | is the responsible entity of | ||
various managed investment | |||
schemes and, in that capacity, | |||
can exercise the power to vote | |||
or dispose of the shares. | |||
Pendal Institutional | Pendal Institutional Limited is | 27,935,193 | Ordinary |
Limited | the responsible entity of | ||
various managed investment | |||
schemes and, in that capacity, | |||
can exercise the power to vote | |||
or dispose of the shares. |
*Pendal Fund Services Limited has appointed Pendal Institutional Limited to act as the investment manager of the trusts of which it is responsible entity, giving Pendal Institutional Limited the capacity to exercise the power to vote or dispose of the shares. Pendal Institutional Limited therefore also has a relevant interest in shares in which Pendal Fund Services Limited has a relevant interest.
Page 1 of 10
Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of | Persons entitled to be | Class and number of |
securities | registered as holder (8) | securities | |
Pendal Fund Services | HSBC Custody | See Annexure 'A' | 16,081,148 |
Limited | Nominees (Australia) | Ordinary | |
Limited. | |||
UBS Wealth | |||
Management | |||
Pendal Institutional | BNP Fund Services | See Annexure 'A' | 27,935,193 |
Limited | Australasia Pty Limited | Ordinary | |
Citicorp Nominees Pty | |||
Limited | |||
HSBC Custody | |||
Nominees (Australia) | |||
Limited | |||
JP Morgan Chase Bank | |||
National Australia | |||
Bank Limited | |||
National Custodian | |||
Nominees | |||
Northern Trust | |||
Company Limited | |||
Permanent Trustee | |||
Australia Ltd | |||
RBC Investor Services | |||
Trust | |||
State Street Australia | |||
Limited |
4. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant | Date of acquisition | Consideration (9) | Class and number of | ||
interest | Cash | Non-cash | securities | ||
5. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
Page 2 of 10
6. Addresses | |
The addresses of persons named in this form are as follows: | |
Name | Address |
Pendal Group Limited (PDL) | Level 14, Chifley Tower, 2 Chifley Square, Sydney |
NSW 2000 | |
Pendal Fund Services Limited | Level 14, Chifley Tower, 2 Chifley Square, Sydney |
NSW 2000 | |
Pendal Institutional Limited | Level 14, Chifley Tower, 2 Chifley Square, Sydney |
NSW 2000 | |
ATLAS ARTERIA (ALX) | The Company Secretary, |
ATLAS ARTERIA (ALX) | |
Level 5, 141 Flinders Lane | |
Melbourne VIC 3000 | |
Signature
Print name | Joanne Hawkins | Capacity | Company Secretary |
Sign here | Date | 13/03/2020 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
- The person's votes divided by the total votes in the body corporate scheme multiplied by 100.
- Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write "unknown".
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Page 3 of 10
ANNEXURE A
This is annexure 'A' referred to in Form 603, Notice of initial substantial holder, lodged for Pendal Group Limited ACN 126 385 822.
Joanne Hawkins - Company Secretary, Pendal Group Limited 13/03/2020
Sales & Purchases for the period : 11/11/2019 to 11/03/2020
SECURITY: ALX
Pendal Fund Services Limited
Nature of | Class of | Person's | ||||
Date | Registered Company | Quantity | Consideration | votes | ||
Change | Securities | |||||
affected | ||||||
15/11/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 114,726 | 905,188.14 | Ordinary | 114,726 |
15/11/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 24,287 | 191,624.43 | Ordinary | 24,287 |
15/11/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 276,038 | 2,177,939.82 | Ordinary | 276,038 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 326,486 | 0.00 | Ordinary | 326,486 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 1,259,730 | 0.00 | Ordinary | 1,259,730 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 263,683 | 0.00 | Ordinary | 263,683 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 944,338 | 0.00 | Ordinary | 944,338 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 490,564 | 0.00 | Ordinary | 490,564 |
5/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 350,669 | 2,633,524.19 | Ordinary | 350,669 |
5/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 400,000 | 3,008,000.00 | Ordinary | 400,000 |
6/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 36,719 | 280,900.35 | Ordinary | 36,719 |
6/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 18,009 | 137,048.49 | Ordinary | 18,009 |
6/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 1,566,259 | 11,950,556.17 | Ordinary | 1,566,259 |
9/12/2019 | HSBC Custody Nominees (Australia) Limited. | Buy | 333,741 | 2,559,793.47 | Ordinary | 333,741 |
17/01/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -64,359 | -527,743.80 | Ordinary | 64,359 |
21/01/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -84,161 | -675,812.83 | Ordinary | 84,161 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 290,290 | 2,360,057.70 | Ordinary | 290,290 |
20/02/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -62,420 | -523,703.80 | Ordinary | 62,420 |
20/02/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -249,580 | -2,093,976.20 | Ordinary | 249,580 |
24/02/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 108,527 | 904,029.91 | Ordinary | 108,527 |
25/02/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 137,757 | 1,126,852.26 | Ordinary | 137,757 |
3/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -91,728 | -751,252.32 | Ordinary | 91,728 |
3/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -120,136 | -983,913.84 | Ordinary | 120,136 |
3/03/2020 | HSBC Custody Nominees (Australia) Limited. | Sell | -85,010 | -697,932.10 | Ordinary | 85,010 |
6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 114,402 | 890,047.56 | Ordinary | 114,402 |
6/03/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 18,369 | 142,910.82 | Ordinary | 18,369 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 50,778 | 375,757.20 | Ordinary | 50,778 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 275,418 | 2,024,322.30 | Ordinary | 275,418 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 10,587 | 78,343.80 | Ordinary | 10,587 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited. | Buy | 44,040 | 323,694.00 | Ordinary | 44,040 |
Total | 6,698,023 | 25,816,255.72 | ||||
Nature of | Class of | Person's | ||||
Date | Registered Company | Quantity | Consideration | votes | ||
Change | Securities | |||||
affected | ||||||
Page 4 of 10
9/03/2020 | UBS Wealth Management | Buy | 1,303 | 9,798.56 | Ordinary | 1,303 |
10/03/2020 | UBS Wealth Management | Buy | 503 | 3,510.94 | Ordinary | 503 |
11/03/2020 | UBS Wealth Management | Buy | 236 | 1,656.72 | Ordinary | 236 |
Total | 2,042 | 14,966.22 | ||||
Pendal Fund Services Limited | 6,700,065 | 25,831,221.94 | ||||
Pendal Institutional Limited | ||||||
Nature of | Class of | Person's | ||||
Date | Registered Company | Quantity | Consideration | votes | ||
Change | Securities | |||||
affected | ||||||
15/11/2019 | BNP Fund Services Australasia Pty Limited | Buy | 8,799 | 69,424.11 | Ordinary | 8,799 |
3/12/2019 | BNP Fund Services Australasia Pty Limited | Buy | 118,541 | 0.00 | Ordinary | 118,541 |
3/12/2019 | BNP Fund Services Australasia Pty Limited | Buy | 39,858 | 0.00 | Ordinary | 39,858 |
6/12/2019 | BNP Fund Services Australasia Pty Limited | Buy | 289 | 2,210.85 | Ordinary | 289 |
31/12/2019 | BNP Fund Services Australasia Pty Limited | Sell | -3,006 | -23,567.04 | Ordinary | -3,006 |
31/12/2019 | BNP Fund Services Australasia Pty Limited | Sell | -5,571 | -43,676.64 | Ordinary | -5,571 |
3/02/2020 | BNP Fund Services Australasia Pty Limited | Buy | 5,545 | 44,581.80 | Ordinary | 5,545 |
6/03/2020 | BNP Fund Services Australasia Pty Limited | Buy | 4,420 | 34,387.60 | Ordinary | 4,420 |
9/03/2020 | BNP Fund Services Australasia Pty Limited | Buy | 19,580 | 143,913.00 | Ordinary | 19,580 |
9/03/2020 | BNP Fund Services Australasia Pty Limited | Buy | 4,654 | 34,439.60 | Ordinary | 4,654 |
Total | 193,109 | 261,713.28 | ||||
Nature of | Class of | Person's | ||||
Date | Registered Company | Quantity | Consideration | votes | ||
Change | Securities | |||||
affected | ||||||
15/11/2019 | Citicorp Nominees Pty Limited | Buy | 4,477 | 35,323.53 | Ordinary | 4,477 |
3/12/2019 | Citicorp Nominees Pty Limited | Buy | 348,604 | 0.00 | Ordinary | 348,604 |
28/02/2020 | Citicorp Nominees Pty Limited | Sell | -1,803 | -14,460.06 | Ordinary | 1,803 |
28/02/2020 | Citicorp Nominees Pty Limited | Sell | -14,026 | -112,488.52 | Ordinary | 14,026 |
28/02/2020 | Citicorp Nominees Pty Limited | Sell | -2,114 | -16,954.28 | Ordinary | 2,114 |
28/02/2020 | Citicorp Nominees Pty Limited | Sell | -29,557 | -237,047.14 | Ordinary | 29,557 |
3/03/2020 | Citicorp Nominees Pty Limited | Sell | -5,751 | -47,100.69 | Ordinary | 5,751 |
3/03/2020 | Citicorp Nominees Pty Limited | Sell | -83,557 | -684,331.83 | Ordinary | 83,557 |
3/03/2020 | Citicorp Nominees Pty Limited | Sell | -1,546 | -12,661.74 | Ordinary | 1,546 |
6/03/2020 | Citicorp Nominees Pty Limited | Buy | 55,372 | 430,794.16 | Ordinary | 55,372 |
9/03/2020 | Citicorp Nominees Pty Limited | Buy | 56,036 | 411,864.60 | Ordinary | 56,036 |
9/03/2020 | Citicorp Nominees Pty Limited | Buy | 12,961 | 95,911.40 | Ordinary | 12,961 |
9/03/2020 | Citicorp Nominees Pty Limited | Buy | 221,115 | 1,625,195.25 | Ordinary | 221,115 |
9/03/2020 | Citicorp Nominees Pty Limited | Buy | 231,931 | 1,716,289.40 | Ordinary | 231,931 |
10/03/2020 | Citicorp Nominees Pty Limited | Buy | 23,315 | 167,868.00 | Ordinary | 23,315 |
10/03/2020 | Citicorp Nominees Pty Limited | Buy | 175,820 | 1,243,047.40 | Ordinary | 175,820 |
11/03/2020 | Citicorp Nominees Pty Limited | Buy | 81,566 | 572,593.32 | Ordinary | 81,566 |
Total | 1,072,843 | 5,173,842.80 |
Page 5 of 10
Nature of | Class of | Person's | ||||
Date | Registered Company | Quantity | Consideration | votes | ||
Change | Securities | |||||
affected | ||||||
15/11/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 965 | 7,613.85 | Ordinary | 965 |
15/11/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 10,800 | 85,212.00 | Ordinary | 10,800 |
15/11/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 57,800 | 456,042.00 | Ordinary | 57,800 |
15/11/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 10,632 | 83,886.48 | Ordinary | 10,632 |
15/11/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 31,555 | 248,968.95 | Ordinary | 31,555 |
15/11/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 69,152 | 545,609.28 | Ordinary | 69,152 |
15/11/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 5,951 | 46,953.39 | Ordinary | 5,951 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 13,758 | 0.00 | Ordinary | 13,758 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 83,069 | 0.00 | Ordinary | 83,069 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 499,470 | 0.00 | Ordinary | 499,470 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 60,535 | 0.00 | Ordinary | 60,535 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 366,033 | 0.00 | Ordinary | 366,033 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 1,157,273 | 0.00 | Ordinary | 1,157,273 |
3/12/2019 | HSBC Custody Nominees (Australia) Limited | Buy | 149,415 | 0.00 | Ordinary | 149,415 |
9/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -3,256 | -26,275.92 | Ordinary | 3,256 |
9/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -967 | -7,803.69 | Ordinary | 967 |
9/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -1,119 | -9,030.33 | Ordinary | 1,119 |
16/01/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 83,583 | 698,753.88 | Ordinary | 83,583 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -85,603 | -695,952.39 | Ordinary | 85,603 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -33,359 | -271,208.67 | Ordinary | 33,359 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -3,546 | -28,828.98 | Ordinary | 3,546 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -6,163 | -50,105.19 | Ordinary | 6,163 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -6,731 | -54,723.03 | Ordinary | 6,731 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -1,104 | -8,975.52 | Ordinary | 1,104 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -20,728 | -168,518.64 | Ordinary | 20,728 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -2,385 | -19,390.05 | Ordinary | 2,385 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -4,269 | -34,706.97 | Ordinary | 4,269 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -98,285 | -799,057.05 | Ordinary | 98,285 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -4,864 | -39,544.32 | Ordinary | 4,864 |
31/01/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -23,253 | -189,046.89 | Ordinary | 23,253 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -2,493 | -20,268.09 | Ordinary | 2,493 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -10,632 | -86,438.16 | Ordinary | 10,632 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -1,966 | -15,983.58 | Ordinary | 1,966 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -53,717 | -436,719.21 | Ordinary | 53,717 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -3,386 | -27,528.18 | Ordinary | 3,386 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -3,170 | -25,772.10 | Ordinary | 3,170 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -3,895 | -31,666.35 | Ordinary | 3,895 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -107 | -869.91 | Ordinary | 107 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -3,386 | -27,528.18 | Ordinary | 3,386 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -11,414 | -92,795.82 | Ordinary | 11,414 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -69 | -560.97 | Ordinary | 69 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -2,416 | -19,642.08 | Ordinary | 2,416 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -376 | -3,056.88 | Ordinary | 376 |
Page 6 of 10
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -60,535 | -492,149.55 | Ordinary | 60,535 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -2,301 | -18,707.13 | Ordinary | 2,301 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -615 | -4,999.95 | Ordinary | 615 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -6,230 | -50,649.90 | Ordinary | 6,230 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -911 | -7,406.43 | Ordinary | 911 |
1/02/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -57,984 | -471,409.92 | Ordinary | 57,984 |
24/02/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 1,857 | 15,468.81 | Ordinary | 1,857 |
24/02/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 1,509 | 12,569.97 | Ordinary | 1,509 |
24/02/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 8,602 | 71,654.66 | Ordinary | 8,602 |
24/02/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 347,950 | 2,898,423.50 | Ordinary | 347,950 |
27/02/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 2,725 | 22,208.75 | Ordinary | 2,725 |
4/03/2020 | HSBC Custody Nominees (Australia) Limited | Sell | -123,335 | -1,001,480.20 | Ordinary | 123,335 |
6/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 2,054 | 15,980.12 | Ordinary | 2,054 |
6/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 11,192 | 87,073.76 | Ordinary | 11,192 |
6/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 42,354 | 329,514.12 | Ordinary | 42,354 |
6/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 54,514 | 424,118.92 | Ordinary | 54,514 |
6/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 2,911 | 22,647.58 | Ordinary | 2,911 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 5,568 | 40,646.40 | Ordinary | 5,568 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 597 | 4,417.80 | Ordinary | 597 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 6,250 | 45,937.50 | Ordinary | 6,250 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 3,319 | 24,560.60 | Ordinary | 3,319 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 18,621 | 136,864.35 | Ordinary | 18,621 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 16,756 | 123,994.40 | Ordinary | 16,756 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 84,116 | 618,252.60 | Ordinary | 84,116 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 63,197 | 464,497.95 | Ordinary | 63,197 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 15,033 | 111,244.20 | Ordinary | 15,033 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 25,044 | 184,073.40 | Ordinary | 25,044 |
9/03/2020 | HSBC Custody Nominees (Australia) Limited | Buy | 5,934 | 43,911.60 | Ordinary | 5,934 |
Total | 2,675,524 | 2,632,300.59 | ||||
Nature of | Class of | Person's | ||||
Date | Registered Company | Quantity | Consideration | votes | ||
Change | Securities | |||||
affected | ||||||
15/11/2019 | JP Morgan Chase Bank | Buy | 44,973 | 354,836.97 | Ordinary | 44,973 |
15/11/2019 | JP Morgan Chase Bank | Buy | 56,879 | 448,775.31 | Ordinary | 56,879 |
15/11/2019 | JP Morgan Chase Bank | Buy | 20,371 | 160,727.19 | Ordinary | 20,371 |
15/11/2019 | JP Morgan Chase Bank | Buy | 39,565 | 312,167.85 | Ordinary | 39,565 |
3/12/2019 | JP Morgan Chase Bank | Buy | 260,018 | 0.00 | Ordinary | 260,018 |
3/12/2019 | JP Morgan Chase Bank | Buy | 720,309 | 0.00 | Ordinary | 720,309 |
3/12/2019 | JP Morgan Chase Bank | Buy | 257,034 | 0.00 | Ordinary | 257,034 |
3/12/2019 | JP Morgan Chase Bank | Buy | 134,113 | 0.00 | Ordinary | 134,113 |
3/12/2019 | JP Morgan Chase Bank | Buy | 349,947 | 0.00 | Ordinary | 349,947 |
3/12/2019 | JP Morgan Chase Bank | Buy | 53,869 | 0.00 | Ordinary | 53,869 |
6/12/2019 | JP Morgan Chase Bank | Buy | 63,113 | 482,814.45 | Ordinary | 63,113 |
6/12/2019 | JP Morgan Chase Bank | Buy | 4,948 | 37,852.20 | Ordinary | 4,948 |
19/12/2019 | JP Morgan Chase Bank | Sell | -1 | 0.00 | Ordinary | 1 |
Page 7 of 10
19/12/2019 | JP Morgan Chase Bank | Buy | 2 | 0.00 | Ordinary | 2 |
24/02/2020 | JP Morgan Chase Bank | Buy | 31,877 | 265,535.41 | Ordinary | 31,877 |
25/02/2020 | JP Morgan Chase Bank | Buy | 12,301 | 100,622.18 | Ordinary | 12,301 |
5/03/2020 | JP Morgan Chase Bank | Buy | 122,192 | 1,000,752.48 | Ordinary | 122,192 |
6/03/2020 | JP Morgan Chase Bank | Buy | 32,745 | 254,756.10 | Ordinary | 32,745 |
6/03/2020 | JP Morgan Chase Bank | Buy | 129,746 | 1,009,423.88 | Ordinary | 129,746 |
6/03/2020 | JP Morgan Chase Bank | Buy | 45,928 | 357,319.84 | Ordinary | 45,928 |
9/03/2020 | JP Morgan Chase Bank | Buy | 55,174 | 405,528.90 | Ordinary | 55,174 |
9/03/2020 | JP Morgan Chase Bank | Buy | 10,644 | 78,765.60 | Ordinary | 10,644 |
9/03/2020 | JP Morgan Chase Bank | Buy | 126,104 | 926,864.40 | Ordinary | 126,104 |
9/03/2020 | JP Morgan Chase Bank | Buy | 29,771 | 220,305.40 | Ordinary | 29,771 |
9/03/2020 | JP Morgan Chase Bank | Buy | 10,620 | 78,588.00 | Ordinary | 10,620 |
9/03/2020 | JP Morgan Chase Bank | Buy | 44,966 | 330,500.10 | Ordinary | 44,966 |
Total | 2,657,208 | 6,826,136.26 | ||||
Nature of | Class of | Person's | ||||
Date | Registered Company | Quantity | Consideration | votes | ||
Change | Securities | |||||
affected | ||||||
12/11/2019 | National Australia Bank Limited | Sell | -634,352 | -4,954,289.12 | Ordinary | 634,352 |
12/11/2019 | National Australia Bank Limited | Sell | -17,375 | -135,698.75 | Ordinary | 17,375 |
15/11/2019 | National Australia Bank Limited | Buy | 11,489 | 90,648.21 | Ordinary | 11,489 |
15/11/2019 | National Australia Bank Limited | Buy | 242,080 | 1,910,011.20 | Ordinary | 242,080 |
3/12/2019 | National Australia Bank Limited | Buy | 123,111 | 0.00 | Ordinary | 123,111 |
3/12/2019 | National Australia Bank Limited | Buy | 150,719 | 0.00 | Ordinary | 150,719 |
3/12/2019 | National Australia Bank Limited | Buy | 849,347 | 0.00 | Ordinary | 849,347 |
19/12/2019 | National Australia Bank Limited | Buy | 4,695 | 36,245.40 | Ordinary | 4,695 |
19/12/2019 | National Australia Bank Limited | Buy | 39,988 | 308,707.36 | Ordinary | 39,988 |
9/01/2020 | National Australia Bank Limited | Sell | -3,324 | -26,758.20 | Ordinary | 3,324 |
9/01/2020 | National Australia Bank Limited | Sell | -5,372 | -43,244.60 | Ordinary | 5,372 |
25/02/2020 | National Australia Bank Limited | Buy | 80,900 | 661,762.00 | Ordinary | 80,900 |
3/03/2020 | National Australia Bank Limited | Buy | 30,358 | 248,632.02 | Ordinary | 30,358 |
6/03/2020 | National Australia Bank Limited | Buy | 7,656 | 59,563.68 | Ordinary | 7,656 |
6/03/2020 | National Australia Bank Limited | Buy | 11,579 | 90,084.62 | Ordinary | 11,579 |
9/03/2020 | National Australia Bank Limited | Buy | 20,449 | 150,300.15 | Ordinary | 20,449 |
9/03/2020 | National Australia Bank Limited | Buy | 4,866 | 36,008.40 | Ordinary | 4,866 |
9/03/2020 | National Australia Bank Limited | Buy | 30,546 | 224,513.10 | Ordinary | 30,546 |
9/03/2020 | National Australia Bank Limited | Buy | 6,894 | 51,015.60 | Ordinary | 6,894 |
Total | 954,254 | -1,292,498.93 | ||||
Nature of | Class of | Person's | ||||
Date | Registered Company | Quantity | Consideration | votes | ||
Change | Securities | |||||
affected | ||||||
15/11/2019 | National Custodian Nominees | Buy | 16,869 | 133,096.41 | Ordinary | 16,869 |
3/12/2019 | National Custodian Nominees | Buy | 96,124 | 0.00 | Ordinary | 96,124 |
24/02/2020 | National Custodian Nominees | Buy | 13,395 | 111,580.35 | Ordinary | 13,395 |
6/03/2020 | National Custodian Nominees | Buy | 14,108 | 109,760.24 | Ordinary | 14,108 |
9/03/2020 | National Custodian Nominees | Buy | 22,140 | 162,729.00 | Ordinary | 22,140 |
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9/03/2020 | National Custodian Nominees | Buy | 3,969 | 29,370.60 | Ordinary |
Total | 166,605 | 546,536.60 | |||
Date | Registered Company | Nature of | Quantity | Consideration | Class of |
Change | Securities | ||||
3,969
Person's votes affected
9/03/2020 | Northern Trust Company Limited | Buy |
9/03/2020 | Northern Trust Company Limited | Buy |
10/03/2020 | Northern Trust Company Limited | Buy |
11/03/2020 | Northern Trust Company Limited | Buy |
Total | ||
Date | Registered Company | Nature of |
Change | ||
15/11/2019 | Permanent Trustee Australia Limited | Buy |
3/12/2019 | Permanent Trustee Australia Limited | Buy |
24/02/2020 | Permanent Trustee Australia Limited | Buy |
6/03/2020 | Permanent Trustee Australia Limited | Buy |
9/03/2020 | Permanent Trustee Australia Limited | Buy |
9/03/2020 | Permanent Trustee Australia Limited | Buy |
Total | ||
Date | Registered Company | Nature of |
Change | ||
3/12/2019 | RBC Investor Services Trust | Buy |
22/01/2020 | RBC Investor Services Trust | Sell |
Total | ||
Date | Registered Company | Nature of |
Change | ||
330,169 | 2,443,250.60 | Ordinary |
314,771 | 2,313,566.85 | Ordinary |
265,905 | 1,879,948.35 | Ordinary |
118,198 | 829,749.96 | Ordinary |
1,029,043 | 7,466,515.76 | |
Quantity | Consideration | Class of |
Securities | ||
5,571 | 43,955.19 | Ordinary |
31,861 | 0.00 | Ordinary |
1,682 | 14,011.06 | Ordinary |
4,565 | 35,515.70 | Ordinary |
7,159 | 52,618.65 | Ordinary |
1,286 | 9,516.40 | Ordinary |
52,124 | 155,617.00 | |
Quantity | Consideration | Class of |
Securities | ||
96,480 | 0.00 | Ordinary |
-27,176 | -218,223.28 | Ordinary |
69,304 | -218,223.28 | |
Quantity | Consideration | Class of |
Securities | ||
330,169
314,771
265,905
118,198
Person's votes affected
5,571
31,861
1,682
4,565
7,159
1,286
Person's votes affected
96,480
27,176
Person's votes affected
15/11/2019 | State Street Australia Limited | Buy | 29,809 | 235,193.01 | Ordinary |
15/11/2019 | State Street Australia Limited | Buy | 17,212 | 135,802.68 | Ordinary |
3/12/2019 | State Street Australia Limited | Buy | 263,124 | 0.00 | Ordinary |
3/12/2019 | State Street Australia Limited | Buy | 128,951 | 0.00 | Ordinary |
6/03/2020 | State Street Australia Limited | Buy | 39,590 | 308,010.20 | Ordinary |
6/03/2020 | State Street Australia Limited | Buy | 19,065 | 148,325.70 | Ordinary |
9/03/2020 | State Street Australia Limited | Buy | 45,467 | 334,182.45 | Ordinary |
9/03/2020 | State Street Australia Limited | Buy | 10,811 | 80,001.40 | Ordinary |
9/03/2020 | State Street Australia Limited | Buy | 22,255 | 163,574.25 | Ordinary |
9/03/2020 | State Street Australia Limited | Buy | 5,295 | 39,183.00 | Ordinary |
Total | 581,579 | 1,444,272.69 | |||
Pendal Institutional Limited | 9,451,593 | 22,996,212.77 | |||
29,809
17,212
263,124
128,951
39,590
19,065
45,467
10,811
22,255
5,295
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Page 10 of 10
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Pendal Group Limited published this content on 13 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 13 March 2020 06:17:05 UTC